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Refusal is a key safety behavior in aligned language models, yet the internal mechanisms driving refusals remain opaque. In this work, we conduct a mechanistic study of refusal in instruction-tuned LLMs using sparse autoencoders to identify…

Computation and Language · Computer Science 2025-05-30 Wei Jie Yeo , Nirmalendu Prakash , Clement Neo , Roy Ka-Wei Lee , Erik Cambria , Ranjan Satapathy

Most commonly used language models (LMs) are instruction-tuned and aligned using a combination of fine-tuning and reinforcement learning, causing them to refuse users requests deemed harmful by the model. However, jailbreak prompts can…

Computation and Language · Computer Science 2025-07-02 Aryan Shrivastava , Ari Holtzman

Safety alignment of Large Language Models (LLMs) can be compromised with manual jailbreak attacks and (automatic) adversarial attacks. Recent studies suggest that defending against these attacks is possible: adversarial attacks generate…

Cryptography and Security · Computer Science 2023-12-15 Sicheng Zhu , Ruiyi Zhang , Bang An , Gang Wu , Joe Barrow , Zichao Wang , Furong Huang , Ani Nenkova , Tong Sun

Refusal refers to the functional behavior enabling safety-aligned language models to reject harmful or unethical prompts. Following the growing scientific interest in mechanistic interpretability, recent work encoded refusal behavior as a…

Artificial Intelligence · Computer Science 2026-03-25 Giorgio Piras , Raffaele Mura , Fabio Brau , Luca Oneto , Fabio Roli , Battista Biggio

We propose affine concept editing (ACE) as an approach for steering language models' behavior by intervening directly in activations. We begin with an affine decomposition of model activation vectors and show that prior methods for steering…

Machine Learning · Computer Science 2025-01-29 Thomas Marshall , Adam Scherlis , Nora Belrose

Refusal behavior in large language models (LLMs) enables them to decline responding to harmful, unethical, or inappropriate prompts, ensuring alignment with ethical standards. This paper investigates refusal behavior across six LLMs from…

Computation and Language · Computer Science 2025-01-15 Fabian Hildebrandt , Andreas Maier , Patrick Krauss , Achim Schilling

Large reasoning models (LRMs) generate chain-of-thought (CoT) traces before producing final outputs, introducing a dynamic internal state that may complicate control mechanisms such as refusal. Unlike instruction-tuned LLMs, where refusal…

Artificial Intelligence · Computer Science 2026-05-27 Kia-Jüng Yang , Dominik Meier , Jiachen Zhao , Terry Ruas , Bela Gipp

LLMs have shown remarkable capabilities, but precisely controlling their response behavior remains challenging. Existing activation steering methods alter LLM behavior indiscriminately, limiting their practical applicability in settings…

Refusal on harmful prompts is a key safety behaviour in instruction-tuned large language models (LLMs), yet the internal causes of this behaviour remain poorly understood. We study two public instruction-tuned models, Gemma-2-2B-IT and…

Computation and Language · Computer Science 2026-04-29 Nirmalendu Prakash , Yeo Wei Jie , Amir Abdullah , Ranjan Satapathy , Erik Cambria , Roy Ka Wei Lee

Recent work has shown that language models' refusal behavior is primarily encoded in a single direction in their latent space, making it vulnerable to targeted attacks. Although Latent Adversarial Training (LAT) attempts to improve…

Computation and Language · Computer Science 2025-04-29 Alexandra Abbas , Nora Petrova , Helios Ael Lyons , Natalia Perez-Campanero

Safety-aligned large language models (LLMs) often generate refusal responses to harmless queries due to the over-refusal problem. However, existing methods for mitigating over-refusal cannot maintain a low refusal ratio for harmless queries…

Computation and Language · Computer Science 2026-04-21 Yupeng Qi , Ziyu Lyu , Lixin Cui , Lu Bai , Feng Xia

The text produced by language models (LMs) can exhibit specific `behaviors,' such as a failure to follow alignment training, that we hope to detect and react to during deployment. Identifying these behaviors can often only be done post…

Computation and Language · Computer Science 2025-09-24 Dhananjay Ashok , Jonathan May

Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusal tokens that distinguish different refusal types before responding. In this work, we…

Artificial Intelligence · Computer Science 2026-03-17 Rishab Alagharu , Ishneet Sukhvinder Singh , Shaibi Shamsudeen , Zhen Wu , Ashwinee Panda

The development of Vision-Language-Action (VLA) models has been significantly accelerated by pre-trained Vision-Language Models (VLMs). However, most existing end-to-end VLAs treat the VLM primarily as a multimodal encoder, directly mapping…

Robotics · Computer Science 2026-04-29 Yi Chen , Yuying Ge , Hui Zhou , Mingyu Ding , Yixiao Ge , Xihui Liu

Recent advancements in large language models (LLMs) have demonstrated that fine-tuning and human alignment can render LLMs harmless. In practice, such "harmlessness" behavior is mainly achieved by training models to reject harmful requests,…

Computation and Language · Computer Science 2025-03-25 Shengyun Si , Xinpeng Wang , Guangyao Zhai , Nassir Navab , Barbara Plank

Safety-aligned language models are trained to refuse harmful requests, yet refusal behavior can be suppressed by steering their internal representations. Existing methods do so by ablating a refusal direction from model activations, aiming…

Artificial Intelligence · Computer Science 2026-05-22 Giorgio Piras , Raffaele Mura , Fabio Brau , Maura Pintor , Luca Oneto , Fabio Roli , Battista Biggio

In LLM-based text-to-SQL systems, unanswerable and underspecified user queries may generate not only incorrect text but also executable programs that yield misleading results or violate safety constraints, posing a major barrier to safe…

Artificial Intelligence · Computer Science 2026-04-15 Xuancheng Ren , Shijing Hu , Zhihui Lu , Jiangqi Huang , Qiang Duan

Masked diffusion language models (MDLMs) generate text via iterative masked-token denoising, enabling mask-parallel decoding and distinct controllability and efficiency tradeoffs from autoregressive LLMs. Yet, efficient representation-level…

Computation and Language · Computer Science 2026-03-31 Adi Shnaidman , Erin Feiglin , Osher Yaari , Efrat Mentel , Amit Levi , Raz Lapid

Current alignment evaluation mostly measures whether models encode dangerous concepts and whether they refuse harmful requests. Both miss the layer where alignment often operates: routing from concept detection to behavioral policy. We…

Machine Learning · Computer Science 2026-05-04 Gregory N. Frank

Metacognition -- assessing the quality of one's own cognitive performance -- guides adaptive behavior across species. Substantial research demonstrates that confidence signals can be extracted from language model outputs, yet a fundamental…

Machine Learning · Computer Science 2026-05-20 Dharshan Kumaran , Nathaniel Daw , Simon Osindero , Petar Veličković , Viorica Patraucean
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