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Critical-data-size accounts of grokking suggest a natural post-threshold intuition: once training data is sufficient to identify the underlying rule, additional data should accelerate validation convergence. We show that this intuition can…

Machine Learning · Computer Science 2026-05-15 Shin So , Kyelim Lee , Albert No

Transformers underpin modern large language models (LLMs) and are commonly assumed to be behaviorally unstructured at random initialization, with all meaningful preferences emerging only through large-scale training. We challenge this…

Machine Learning · Statistics 2026-02-06 Siquan Li , Yao Tong , Haonan Wang , Tianyang Hu

Transformers trained on modular arithmetic exhibit sharp transitions between memorization, generalization, and collapse. We show that weight decay acts as a scalar empirical control parameter for these regimes, and introduce two cheap…

Machine Learning · Computer Science 2026-05-21 Lucky Verma

The incredible success of transformers on sequence modeling tasks can be largely attributed to the self-attention mechanism, which allows information to be transferred between different parts of a sequence. Self-attention allows…

Machine Learning · Computer Science 2024-08-14 Eshaan Nichani , Alex Damian , Jason D. Lee

Understanding neural network's (NN) generalizability remains a central question in deep learning research. The special phenomenon of grokking, where NNs abruptly generalize long after the training performance reaches a near-perfect level,…

Machine Learning · Computer Science 2026-01-06 Xiaotian Zhang , Yue Shang , Entao Yang , Ge Zhang

Standard optimization theories struggle to explain grokking, where generalization occurs long after training convergence. While geometric studies attribute this to slow drift, they often overlook the interaction between the optimizer's…

Machine Learning · Computer Science 2026-03-17 Pratyush Acharya , Habish Dhakal

Grokking, a phenomenon where machine learning models generalize long after overfitting, has been primarily observed and studied in algorithmic tasks. This paper explores grokking in real-world datasets using deep neural networks for…

Machine Learning · Computer Science 2024-06-21 Satvik Golechha

We present a theoretical explanation of the ``grokking'' phenomenon, where a model generalizes long after overfitting,for the originally-studied problem of modular addition. First, we show that early in gradient descent, when the ``kernel…

Machine Learning · Computer Science 2024-07-18 Mohamad Amin Mohamadi , Zhiyuan Li , Lei Wu , Danica J. Sutherland

Training large language models to predict beyond their training context lengths has drawn much attention in recent years, yet the principles driving such behavior of length generalization remain underexplored. We propose a new theoretical…

Machine Learning · Computer Science 2025-02-25 Noah Golowich , Samy Jelassi , David Brandfonbrener , Sham M. Kakade , Eran Malach

For humans, language production and comprehension is sensitive to the hierarchical structure of sentences. In natural language processing, past work has questioned how effectively neural sequence models like transformers capture this…

Computation and Language · Computer Science 2023-05-31 Shikhar Murty , Pratyusha Sharma , Jacob Andreas , Christopher D. Manning

Existing accounts of grokking explain the phenomena in terms of mechanistic frameworks such as circuit efficiency or lazy-to-rich transitions. However, despite a known dependence between grokking and model size, how model capacity shapes…

Machine Learning · Computer Science 2026-05-12 Yiding Song , Hanming Ye

Grokking, the abrupt transition from memorization to generalisation after extended training, suggests the presence of competing solution basins with distinct statistical properties. We study this phenomenon through the lens of Singular…

Machine Learning · Statistics 2026-05-08 Ben Cullen , Sergio Estan-Ruiz , Riya Danait , Jiayi Li

Transformers have impressive generalization capabilities on tasks with a fixed context length. However, they fail to generalize to sequences of arbitrary length, even for seemingly simple tasks such as duplicating a string. Moreover, simply…

Transformer networks have seen great success in natural language processing and machine vision, where task objectives such as next word prediction and image classification benefit from nuanced context sensitivity across high-dimensional…

Machine Learning · Computer Science 2022-12-13 Yuxuan Li , James L. McClelland

We examine the pre-training dynamics of language models, focusing on their ability to copy text from preceding context--a fundamental skill for various LLM applications, including in-context learning (ICL) and retrieval-augmented generation…

Computation and Language · Computer Science 2025-02-07 Ang Lv , Ruobing Xie , Xingwu Sun , Zhanhui Kang , Rui Yan

Training loss and accuracy are the standard signals used to monitor generalization during deep neural network training. Two well-documented phenomena complicate this picture: in grokking, train loss falls rapidly while test performance…

Machine Learning · Computer Science 2026-05-29 Chi-Ning Chou , Oscar Uzdelewicz , Neng-Chun Chiu , Yao-Yuan Yang , SueYeon Chung

In this paper we propose to study generalization of neural networks on small algorithmically generated datasets. In this setting, questions about data efficiency, memorization, generalization, and speed of learning can be studied in great…

Machine Learning · Computer Science 2022-01-07 Alethea Power , Yuri Burda , Harri Edwards , Igor Babuschkin , Vedant Misra

This paper presents the first study of grokking in practical LLM pretraining. Specifically, we investigate when an LLM memorizes the training data, when its generalization on downstream tasks starts to improve, and what happens if there is…

Machine Learning · Computer Science 2026-02-04 Ziyue Li , Chenrui Fan , Tianyi Zhou

Transformers are neural networks that revolutionized natural language processing and machine learning. They process sequences of inputs, like words, using a mechanism called self-attention, which is trained via masked language modeling…

Disordered Systems and Neural Networks · Physics 2024-04-17 Riccardo Rende , Federica Gerace , Alessandro Laio , Sebastian Goldt

Grokking occurs when a model achieves high training accuracy but generalization to unseen test points happens long after that. This phenomenon was initially observed on a class of algebraic problems, such as learning modular arithmetic…

Machine Learning · Statistics 2026-04-02 Marcel Tomàs Bernal , Neil Rohit Mallinar , Mikhail Belkin