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Can a safety gate permit unbounded beneficial self-modification while maintaining bounded cumulative risk? We formalize this question through dual conditions -- requiring sum delta_n < infinity (bounded risk) and sum TPR_n = infinity…

Machine Learning · Computer Science 2026-04-03 Arsenios Scrivens

We argue that formal certification of AI alignment over open-ended or unbounded input domains is impossible under standard assumptions in computational complexity and learning theory, and characterise what remains achievable. Two…

Machine Learning · Statistics 2026-05-28 Ayushi Agarwal

This paper argues that AI alignment is not merely difficult, but is founded on a fundamental logical contradiction. We first establish The Enumeration Paradox: we use machine learning precisely because we cannot enumerate all necessary…

Artificial Intelligence · Computer Science 2025-06-26 Jasper Yao

The integration of Formal Verification tools with Large Language Models (LLMs) offers a path to scale software verification beyond manual workflows. However, current methods remain unreliable: without a solid theoretical footing, the…

Artificial Intelligence · Computer Science 2025-12-18 PIerre Dantas , Lucas Cordeiro , Youcheng Sun , Waldir Junior

LLMs enable qualitative coding at large scale, but assessing reliability remains challenging where human experts seldom agree. We investigate confidence-diversity calibration as a quality assessment framework for accessible coding tasks…

Machine Learning · Computer Science 2025-08-19 Zhilong Zhao , Yindi Liu

Recent advances in reinforcement learning (RL) enable its use on increasingly complex tasks, but the lack of formal safety guarantees still limits its application in safety-critical settings. A common practical approach is to augment the RL…

Machine Learning · Computer Science 2026-02-12 Donggeon David Oh , Duy P. Nguyen , Haimin Hu , Jaime F. Fisac

Black-box safety evaluation of AI systems assumes model behavior on test distributions reliably predicts deployment performance. We formalize and challenge this assumption through latent context-conditioned policies -- models whose outputs…

Artificial Intelligence · Computer Science 2026-02-20 Vishal Srivastava

We introduce the first complete formal solution to corrigibility in the off-switch game, with provable guarantees in multi-step, partially observed environments. Our framework consists of five *structurally separate* utility heads --…

Artificial Intelligence · Computer Science 2025-11-20 Aran Nayebi

Adversarial examples pose a security risk as they can alter decisions of a machine learning classifier through slight input perturbations. Certified robustness has been proposed as a mitigation where given an input $\mathbf{x}$, a…

Cryptography and Security · Computer Science 2024-09-10 Jiankai Jin , Olga Ohrimenko , Benjamin I. P. Rubinstein

Abstracting neural networks with constraints they impose on their inputs and outputs can be very useful in the analysis of neural network classifiers and to derive optimization-based algorithms for certification of stability and robustness…

Machine Learning · Computer Science 2021-05-04 Navid Hashemi , Justin Ruths , Mahyar Fazlyab

The most cited calibration result in deep learning -- post-temperature-scaling ECE of 0.012 on CIFAR-100 (Guo et al., 2017) -- is below the statistical noise floor. We prove this is not a failure of the experiment but a law: the minimax…

Machine Learning · Computer Science 2026-04-15 Jason Z Wang

We study several questions in the reliable agnostic learning framework of Kalai et al. (2009), which captures learning tasks in which one type of error is costlier than others. A positive reliable classifier is one that makes no false…

Machine Learning · Computer Science 2014-02-25 Varun Kanade , Justin Thaler

Recently, Bravyi and K\"onig have shown that there is a tradeoff between fault-tolerantly implementable logical gates and geometric locality of stabilizer codes. They consider locality-preserving operations which are implemented by a…

Quantum Physics · Physics 2015-01-14 Fernando Pastawski , Beni Yoshida

Machine learning image classifiers are susceptible to adversarial and corruption perturbations. Adding imperceptible noise to images can lead to severe misclassifications of the machine learning model. Using $L_p$-norms for measuring the…

Machine Learning · Computer Science 2021-10-14 Tobias Wegel , Felix Assion , David Mickisch , Florens Greßner

Recent work has shown that state-of-the-art classifiers are quite brittle, in the sense that a small adversarial change of an originally with high confidence correctly classified input leads to a wrong classification again with high…

Machine Learning · Computer Science 2017-11-07 Matthias Hein , Maksym Andriushchenko

Large language models are being deployed as mental health support agents at scale, yet only 16% of LLM-based chatbot interventions have undergone rigorous clinical efficacy testing, and simulations reveal psychological deterioration in over…

Computation and Language · Computer Science 2026-04-28 Suhas BN , Andrew M. Sherrill , Rosa I. Arriaga , Chris W. Wiese , Saeed Abdullah

We investigate approximation guarantees provided by logistic regression for the fundamental problem of agnostic learning of homogeneous halfspaces. Previously, for a certain broad class of "well-behaved" distributions on the examples,…

Machine Learning · Computer Science 2022-02-01 Ziwei Ji , Kwangjun Ahn , Pranjal Awasthi , Satyen Kale , Stefani Karp

Ensuring that artificial intelligence (AI) systems satisfy formal safety and policy constraints is a central challenge in safety-critical domains. While limitations of verification are often attributed to combinatorial complexity and model…

Artificial Intelligence · Computer Science 2026-04-07 Munawar Hasan

We prove a fundamental impossibility theorem: neural networks cannot simultaneously learn well-calibrated confidence estimates with meaningful diversity when trained using binary correct/incorrect supervision. Through rigorous mathematical…

Machine Learning · Computer Science 2025-09-19 Arjun S. Nair , Kristina P. Sinaga

Classifiers learnt from data are increasingly being used as components in systems where safety is a critical concern. In this work, we present a formal notion of safety for classifiers via constraints called safe-ordering constraints. These…

Machine Learning · Computer Science 2022-06-13 Klas Leino , Aymeric Fromherz , Ravi Mangal , Matt Fredrikson , Bryan Parno , Corina Păsăreanu
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