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Can classifier-based safety gates maintain reliable oversight as AI systems improve over hundreds of iterations? We provide comprehensive empirical evidence that they cannot. On a self-improving neural controller (d=240), eighteen…

Machine Learning · Computer Science 2026-04-02 Arsenios Scrivens

We establish fundamental mathematical limits on universal approximation theorem (UAT) system alignment by proving that catastrophic failures are an inescapable feature of any useful computational system. Our central thesis is that for any…

Machine Learning · Computer Science 2025-07-08 Jasper Yao

The sharpest known high probability generalization bounds for uniformly stable algorithms (Feldman, Vondr\'{a}k, 2018, 2019), (Bousquet, Klochkov, Zhivotovskiy, 2020) contain a generally inevitable sampling error term of order…

Machine Learning · Computer Science 2021-11-19 Yegor Klochkov , Nikita Zhivotovskiy

We study the safety verification problem for parameterized systems under the release-acquire (RA) semantics. It has been shown that the problem is intractable for systems with unlimited access to atomic compare-and-swap (CAS) instructions.…

Logic in Computer Science · Computer Science 2022-05-06 Adwait Godbole , Shankara Narayanan Krishna , Roland Meyer

One of the main open problems in the theory of multi-category margin classification is the form of the optimal dependency of a guaranteed risk on the number C of categories, the sample size m and the margin parameter gamma. From a practical…

Statistics Theory · Mathematics 2018-12-04 Khadija Musayeva , Fabien Lauer , Yann Guermeur

In this work we prove non-trivial impossibility results for perhaps the simplest non-linear estimation problem, that of {\it Group Testing} (GT), via the recently developed Madiman-Tetali inequalities. Group Testing concerns itself with…

Information Theory · Computer Science 2018-04-11 Abhishek Agarwal , Sidharth Jaggi , Arya Mazumdar

We argue that formal certification of AI alignment over open-ended or unbounded input domains is impossible under standard assumptions in computational complexity and learning theory, and characterise what remains achievable. Two…

Machine Learning · Statistics 2026-05-28 Ayushi Agarwal

We develop a formal theory of throughput in finite serial pipeline systems subject to stage multiplicative capacity perturbations, motivated by the deployment of AI tools in cybersecurity operations. A pipeline is a finite totally ordered…

Cryptography and Security · Computer Science 2026-03-31 Surasak Phetmanee

Bounding the cost of classically simulating the outcomes of universal quantum circuits to additive error $\delta$ is often called weak simulation and is a direct way to determine when they confer a quantum advantage. Weak simulation of the…

Quantum Physics · Physics 2022-02-04 Lucas Kocia

This paper investigates necessary and sufficient barrier-like conditions for infinite-horizon safety and reach-avoid verification of stochastic discrete-time systems, derived via a relaxation of the Bellman equations. Unlike prior…

Systems and Control · Electrical Eng. & Systems 2026-01-06 Bai Xue

Safe Reinforcement Learning focuses on developing optimal policies while ensuring safety. A popular method to address such task is shielding, in which a correct-by-construction safety component is synthesized from logical specifications.…

Logic in Computer Science · Computer Science 2025-08-01 Andoni Rodriguez , Irfansha Shaik , Davide Corsi , Roy Fox , Cesar Sanchez

We develop an abstract way of defining linear-optics networks designed to perform quantum information tasks such as quantum gates. We will be mainly concerned with the nonlinear sign shift gate, but it will become obvious that all other…

Quantum Physics · Physics 2009-11-10 Stefan Scheel , Norbert Luetkenhaus

A central problem in Binary Hypothesis Testing (BHT) is to determine the optimal tradeoff between the Type I error (referred to as false alarm) and Type II (referred to as miss) error. In this context, the exponential rate of convergence of…

Information Theory · Computer Science 2021-11-29 Sebastian Espinosa , Jorge F. Silva , Pablo Piantanida

Bounded proofs are convenient to use due to the high degree of automation that exhaustive checking affords. However, they fall short of providing the robust assurances offered by unbounded proofs. We sketch how completeness thresholds serve…

Logic in Computer Science · Computer Science 2023-09-19 Tobias Reinhard , Justus Fasse , Bart Jacobs

In this paper, we consider the problem of learning safe policies for probabilistic-constrained reinforcement learning (RL). Specifically, a safe policy or controller is one that, with high probability, maintains the trajectory of the agent…

Machine Learning · Computer Science 2024-03-14 Weiqin Chen , Dharmashankar Subramanian , Santiago Paternain

Recent advances in reinforcement learning (RL) enable its use on increasingly complex tasks, but the lack of formal safety guarantees still limits its application in safety-critical settings. A common practical approach is to augment the RL…

Machine Learning · Computer Science 2026-02-12 Donggeon David Oh , Duy P. Nguyen , Haimin Hu , Jaime F. Fisac

We study how runtime enforcement against unsafe actions affects end-to-end task performance in multi-step tool using large language model (LLM) agents. Using tau-bench across Airline and Retail domains, we compare baseline Tool-Calling,…

Cryptography and Security · Computer Science 2026-03-23 Tanmay Sah , Vishal Srivastava , Dolly Sah , Kayden Jordan

As the complexity of control systems increases, the need for systematic methods to guarantee their efficacy grows as well. However, direct testing of these systems is oftentimes costly, difficult, or impractical. As a result, the test and…

Systems and Control · Electrical Eng. & Systems 2021-09-10 Prithvi Akella , Ugo Rosolia , Aaron D. Ames

We characterize the maximal attainable power-size gap in overidentified instrumental variables models with heteroskedastic or autocorrelated (HAC) errors. Using total variation distance and Kraft's theorem, we define the decision theoretic…

Econometrics · Economics 2026-03-24 Marcelo J. Moreira , Geert Ridder , Mahrad Sharifvaghefi

With the increasing system complexity and attack sophistication, the necessity of autonomous cyber defense becomes vivid for cyber and cyber-physical systems (CPSs). Many existing frameworks in the current state-of-the-art either rely on…

Cryptography and Security · Computer Science 2021-04-20 Ashutosh Dutta , Ehab Al-Shaer , Samrat Chatterjee
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