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In 2018, allowance prices in the EU Emission Trading Scheme (EU ETS) experienced a run-up from persistently low levels in previous years. Regulators attribute this to a comprehensive reform in the same year, and are confident the new price…

Econometrics · Economics 2020-03-23 Marina Friedrich , Sébastien Fries , Michael Pahle , Ottmar Edenhofer

When a quantity reaches a value higher (or lower) than its value at any time before, it is said to have made a record. We numerically study the statistical properties of records in the time series of order parameters in different models…

Statistical Mechanics · Physics 2018-08-16 Mily Kundu , Sudip Mukherjee , Soumyajyoti Biswas

Recent research finds that forecasting electricity prices is very relevant. In many applications, it might be interesting to predict daily electricity prices by using their own lags or renewable energy sources. However, the recent turmoil…

Statistical Finance · Quantitative Finance 2022-12-21 Claudia Foroni , Francesco Ravazzolo , Luca Rossini

Critical transitions, ubiquitous in nature and technology, necessitate anticipation to avert adverse outcomes. While many studies focus on bifurcation-induced tipping, where a control parameter change leads to destabilization, alternative…

Data Analysis, Statistics and Probability · Physics 2026-03-03 Martin Heßler , Oliver Kamps

Because of the theoretical challenges posed by the Efficient Market Hypothesis to technical analysis, the effectiveness of technical indicators in high-frequency trading remains inadequately explored, particularly at the minute-level…

Computational Finance · Quantitative Finance 2025-03-04 Akash Deep , Abootaleb Shirvani , Chris Monico , Svetlozar Rachev , Frank J. Fabozzi

Many studies assume stock prices follow a random process known as geometric Brownian motion. Although approximately correct, this model fails to explain the frequent occurrence of extreme price movements, such as stock market crashes. Using…

Statistical Finance · Quantitative Finance 2015-05-14 Miguel A. Fuentes , Austin Gerig , Javier Vicente

The financial turmoil surrounding the Great Recession called for unprecedented intervention by Central Banks: unconventional policies affected various areas in the economy, including stock market volatility. In order to evaluate such…

General Finance · Quantitative Finance 2021-02-23 Giampiero M. Gallo , Demetrio Lacava , Edoardo Otranto

We propose an algorithm to capture emergent patterns in the cross-correlations of financial markets, highlighting regime changes on a global scale. In our approach, financial markets are viewed as complex adaptive systems, and multiscale…

General Economics · Economics 2024-09-02 Marina Dolfin , George Kapetanios , Leone Leonida , Jose De Leon Miranda

A technique for on-line estimation of spot volatility for high-frequency data is developed. The algorithm works directly on the transaction data and updates the volatility estimate immediately after the occurrence of a new transaction.…

Methodology · Statistics 2013-01-15 Rainer Dahlhaus , Jan C. Neddermeyer

The main aim of this work is to incorporate selected findings from behavioural finance into a Heterogeneous Agent Model using the Brock and Hommes (1998) framework. Behavioural patterns are injected into an asset pricing framework through…

General Finance · Quantitative Finance 2015-06-05 Jiri Kukacka , Jozef Barunik

The paper algorithmizes the problem of regime change point identification for data measured in a system exhibiting impulsive behaviors. This is a fundamental challenge for annotation of measurement data relevant, e.g., for designing…

We consider a market of risky financial assets whose participants are an informed trader, a representative uninformed trader, and noisy liquidity providers. We prove the existence of a market-clearing equilibrium when the insider…

Trading and Market Microstructure · Quantitative Finance 2025-04-02 Michail Anthropelos , Scott Robertson

Over the last few years, machine learning based methods have been applied to extract information from news flow in the financial domain. However, this information has mostly been in the form of the financial sentiments contained in the news…

Computation and Language · Computer Science 2020-09-10 Ankur Sinha , Tanmay Khandait

When models are inaccurate, the performance of model-based control will degrade. For linear quadratic control, an event-triggered learning framework is proposed that automatically detects inaccurate models and triggers the learning of a new…

Systems and Control · Electrical Eng. & Systems 2022-07-19 Henning Schlüter , Friedrich Solowjow , Sebastian Trimpe

A deterministic trading strategy can be regarded as a signal processing element that uses external information and past prices as inputs and incorporates them into future prices. This paper uses a market maker based method of price…

Statistical Mechanics · Physics 2008-12-02 J. Doyne Farmer , Shareen Joshi

We examine how uncertain veracity of external news influences investor beliefs, market prices and corporate disclosures. Despite assuming independence between the news' veracity and the firm's endowment with private information, we find…

Theoretical Economics · Economics 2023-08-21 Jonathan Libgober , Beatrice Michaeli , Elyashiv Wiedman

This article introduces a novel method for detecting distinctive structural changes in economic data, particularly within frequency distribution tables. The approach identifies significant shifts in the distribution of a variable over time…

Applications · Statistics 2025-09-04 Joanna Dębicka , Edyta Mazurek

In this paper we explain the wild fluctuations of financial prices from the intrinsic amplifying feedback of speculative supply and demand. Formally, we show that an asset return follows a multiplicative random growth with exogenous input,…

Statistical Finance · Quantitative Finance 2015-08-11 Sabiou Inoua

To understand the emergence of Ultrafast Extreme Events (UEEs), the influence of algorithmic trading or high-frequency traders is of major interest as they make it extremely difficult to intervene and to stabilize financial markets. In an…

Trading and Market Microstructure · Quantitative Finance 2026-02-04 Luca Henrichs , Anton J. Heckens , Thomas Guhr

We use Fourier analysis to access risk in financial products. With it we analyze price changes of e.g. stocks. Via Fourier analysis we scrutinize quantitatively whether the frequency of change is higher than a change in (conserved) company…

Statistical Finance · Quantitative Finance 2024-08-21 Michael Grabinski , Galiya Klinkova
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