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Extracting implied information, like volatility and/or dividend, from observed option prices is a challenging task when dealing with American options, because of the computational costs needed to solve the corresponding mathematical problem…

Computational Finance · Quantitative Finance 2020-02-05 Shuaiqiang Liu , Álvaro Leitao , Anastasia Borovykh , Cornelis W. Oosterlee

Black-Scholes implied volatility is a quantile. The insight follows from the normalized option price being a probability on the variance scale, with the inverse Gaussian distribution providing the link. It enables analytically exact and…

Mathematical Finance · Quantitative Finance 2026-05-19 Wolfgang Schadner

We formulate and analyze an inverse problem using derivatives prices to obtain an implied filtering density on volatility's hidden state. Stochastic volatility is the unobserved state in a hidden Markov model (HMM) and can be tracked using…

Pricing of Securities · Quantitative Finance 2017-03-07 Carlos Fuertes , Andrew Papanicolaou

The implied volatility is a crucial element of any financial toolbox, since it is used for quoting and the hedging of options as well as for model calibration. In contrast to the Black-Scholes formula its inverse, the implied volatility, is…

Computational Finance · Quantitative Finance 2017-10-06 Kathrin Glau , Paul Herold , Dilip B. Madan , Christian Pötz

Interpretability benefits the theoretical understanding of representations. Existing word embeddings are generally dense representations. Hence, the meaning of latent dimensions is difficult to interpret. This makes word embeddings like a…

Computation and Language · Computer Science 2023-06-27 Minxue Xia , Hao Zhu

We present a numerically efficient approach for learning a risk-neutral measure for paths of simulated spot and option prices up to a finite horizon under convex transaction costs and convex trading constraints. This approach can then be…

Computational Finance · Quantitative Finance 2021-07-15 Hans Buehler , Phillip Murray , Mikko S. Pakkanen , Ben Wood

We present a neural network (NN) approach to fit and predict implied volatility surfaces (IVSs). Atypically to standard NN applications, financial industry practitioners use such models equally to replicate market prices and to value other…

Pricing of Securities · Quantitative Finance 2020-10-27 Damien Ackerer , Natasa Tagasovska , Thibault Vatter

We devise a novel method for nowcasting implied volatility based on neural operators. Better known as implied volatility smoothing in the financial industry, nowcasting of implied volatility means constructing a smooth surface that is…

Computational Finance · Quantitative Finance 2025-06-17 Ruben Wiedemann , Antoine Jacquier , Lukas Gonon

In informationally efficient financial markets, option prices and this implied volatility should immediately be adjusted to new information that arrives along with a jump in underlying's return, whereas gradual changes in implied volatility…

Statistical Finance · Quantitative Finance 2018-10-30 Juho Kanniainen , Martin Magris

Recent literature seek to forecast implied volatility derived from equity, index, foreign exchange, and interest rate options using latent factor and parametric frameworks. Motivated by increased public attention borne out of the…

Statistical Finance · Quantitative Finance 2020-09-22 Fearghal Kearney , Han Lin Shang , Lisa Sheenan

We present an explicit hedging strategy, which enables to prove arbitrageness of market incorporating at least two assets depending on the same random factor. The implied Black-Scholes volatility, computed taking into account the form of…

Pricing of Securities · Quantitative Finance 2011-03-01 Mikhail Martynov , Olga Rozanova

Implicit deep learning prediction rules generalize the recursive rules of feedforward neural networks. Such rules are based on the solution of a fixed-point equation involving a single vector of hidden features, which is thus only…

Machine Learning · Computer Science 2020-08-10 Laurent El Ghaoui , Fangda Gu , Bertrand Travacca , Armin Askari , Alicia Y. Tsai

In this note, we develop stock option price approximations for a model which takes both the risk o default and the stochastic volatility into account. We also let the intensity of defaults be influenced by the volatility. We show that it…

Computational Engineering, Finance, and Science · Computer Science 2007-12-21 Erhan Bayraktar

We propose a probabilistic framework for pricing derivatives, which acknowledges that information and beliefs are subjective. Market prices can be translated into implied probabilities. In particular, futures imply returns for these implied…

Pricing of Securities · Quantitative Finance 2010-01-12 Ulrich Kirchner

After a brief review of option pricing theory, we introduce various methods proposed for extracting the statistical information implicit in options prices. We discuss the advantages and drawbacks of each method, the interpretation of their…

Condensed Matter · Physics 2007-05-23 Rama Cont

Extracting the risk neutral density (RND) function from option prices is well defined in principle, but is very sensitive to errors in practice. For risk management, knowledge of the entire RND provides more information for Value-at-Risk…

Data Analysis, Statistics and Probability · Physics 2016-09-08 Jerome V. Healy , Maurice Dixon , Brian J. Read , Fang Fang Cai

Volatility smile and skewness are two key properties of option prices that are represented by the implied volatility (IV) surface. However, IV surface calibration through nonlinear interpolation is a complex problem due to several factors,…

Computational Finance · Quantitative Finance 2024-01-30 Kentaro Hoshisashi , Carolyn E. Phelan , Paolo Barucca

Accurately characterizing the implied volatility curves is a central challenge in option pricing and risk management. The classical SABR model by Hagan et al. has been widely adopted in practice due to its well-defined stochastic volatility…

Mathematical Finance · Quantitative Finance 2026-03-31 Wenxuan Zhang , Zhouchi Lin , Benzhuo Lu

We present a neural network based calibration method that performs the calibration task within a few milliseconds for the full implied volatility surface. The framework is consistently applicable throughout a range of volatility models…

Mathematical Finance · Quantitative Finance 2019-08-26 Blanka Horvath , Aitor Muguruza , Mehdi Tomas

In this paper, we present a method for constructing a (static) portfolio of co-maturing European options whose price sign is determined by the skewness level of the associated implied volatility. This property holds regardless of the…

Pricing of Securities · Quantitative Finance 2016-11-18 Sergey Nadtochiy , Jan Obloj
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