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Related papers: Enhancing Financial Report Question-Answering: A R…

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Recent advancements in Retrieval-Augmented Generation (RAG) have enabled Large Language Models to answer financial questions using external knowledge bases of U.S. SEC filings, earnings reports, and regulatory documents. However, existing…

Retrieval-Augmented Generation (RAG) has emerged as a promising framework to mitigate hallucinations in Large Language Models (LLMs), yet its overall performance is dependent on the underlying retrieval system. In the finance domain,…

Information Retrieval · Computer Science 2025-03-20 Sejong Kim , Hyunseo Song , Hyunwoo Seo , Hyunjun Kim

Retrieval-Augmented Generation (RAG) struggles on long, structured financial filings where relevant evidence is sparse and cross-referenced. This paper presents a systematic investigation of advanced metadata-driven Retrieval-Augmented…

Information Retrieval · Computer Science 2025-10-29 Michail Dadopoulos , Anestis Ladas , Stratos Moschidis , Ioannis Negkakis

Retrieval-Augmented Generation (RAG) systems critically depend on retrieval quality, yet no systematic comparison of modern retrieval methods exists for heterogeneous documents containing both text and tabular data. We benchmark ten…

Information Retrieval · Computer Science 2026-04-03 Meftun Akarsu , Recep Kaan Karaman , Christopher Mierbach

As Large Language Models (LLMs) increasingly address domain-specific problems, their application in the financial sector has expanded rapidly. Tasks that are both highly valuable and time-consuming, such as analyzing financial statements,…

Computation and Language · Computer Science 2024-11-28 Joohyun Lee , Minji Roh

Retrieval-Augmented Generation (RAG) systems often face limitations in specialized domains such as fintech, where domain-specific ontologies, dense terminology, and acronyms complicate effective retrieval and synthesis. This paper…

Artificial Intelligence · Computer Science 2025-10-30 Thomas Cook , Richard Osuagwu , Liman Tsatiashvili , Vrynsia Vrynsia , Koustav Ghosal , Maraim Masoud , Riccardo Mattivi

Retrieval Augmented Generation (RAG) has greatly improved the performance of Large Language Model (LLM) responses by grounding generation with context from existing documents. These systems work well when documents are clearly relevant to a…

Computation and Language · Computer Science 2024-05-29 Jialin Dong , Bahare Fatemi , Bryan Perozzi , Lin F. Yang , Anton Tsitsulin

In the fast-paced financial domain, accurate and up-to-date information is critical to addressing ever-evolving market conditions. Retrieving this information correctly is essential in financial Question-Answering (QA), since many language…

Information Retrieval · Computer Science 2025-09-04 Chanyeol Choi , Jihoon Kwon , Jaeseon Ha , Hojun Choi , Chaewoon Kim , Yongjae Lee , Jy-yong Sohn , Alejandro Lopez-Lira

Financial document question answering (QA) demands complex multi-step numerical reasoning over heterogeneous evidence--structured tables, textual narratives, and footnotes--scattered across corporate filings. Existing retrieval-augmented…

Artificial Intelligence · Computer Science 2026-05-08 Yang Shu , Yingmin Liu , Zequn Xie

We designed a Retrieval-Augmented Generation (RAG) system to provide large language models with relevant documents for answering domain-specific questions about Pittsburgh and Carnegie Mellon University (CMU). We extracted over 1,800…

Machine Learning · Computer Science 2024-11-22 Haojia Sun , Yaqi Wang , Shuting Zhang

Financial disclosures such as 10-K filings present challenging retrieval problems due to their length, regulatory section hierarchy, and domain-specific language, which standard retrieval-augmented generation (RAG) models underuse. We…

Computational Engineering, Finance, and Science · Computer Science 2025-09-16 Ying Li , Mengyu Wang , Miguel de Carvalho , Sotirios Sabanis , Tiejun Ma

Retrieval-Augmented Generation (RAG) has emerged as a powerful paradigm for enhancing the performance of large language models (LLMs) by integrating external knowledge into the generation process. A key component of RAG pipelines is the…

Computation and Language · Computer Science 2025-04-07 Yuwei An , Yihua Cheng , Seo Jin Park , Junchen Jiang

Large language models achieve high task performance yet often hallucinate or rely on outdated knowledge. Retrieval-augmented generation (RAG) addresses these gaps by coupling generation with external search. We analyse how hyperparameters…

Machine Learning · Computer Science 2025-05-14 Adel Ammar , Anis Koubaa , Omer Nacar , Wadii Boulila

In the modern financial sector, the exponential growth of data has made efficient and accurate financial data analysis increasingly crucial. Traditional methods, such as statistical analysis and rule-based systems, often struggle to process…

Statistical Finance · Quantitative Finance 2025-04-10 Jingru Wang , Wen Ding , Xiaotong Zhu

Retrieval-augmented generation (RAG) is a promising method for addressing some of the memory-related challenges associated with Large Language Models (LLMs). Two separate systems form the RAG pipeline, the retriever and the reader, and the…

Computation and Language · Computer Science 2024-11-13 Alexandria Leto , Cecilia Aguerrebere , Ishwar Bhati , Ted Willke , Mariano Tepper , Vy Ai Vo

Financial documents--such as 10-Ks, 10-Qs, and investor presentations--span hundreds of pages and combine diverse modalities, including dense narrative text, structured tables, and complex figures. Answering questions over such content…

Computation and Language · Computer Science 2026-04-13 Chinmay Gondhalekar , Urjitkumar Patel , Fang-Chun Yeh

Retrieval-augmented generation (RAG) is a powerful method for enhancing natural language generation by integrating external knowledge into a model's output. While prior work has demonstrated the importance of improving knowledge retrieval…

Computation and Language · Computer Science 2025-09-03 Xiangci Li , Jessica Ouyang

Retrieval-augmented generation (RAG) systems combine large language models (LLMs) with external knowledge retrieval, making them highly effective for knowledge-intensive tasks. A crucial but often under-explored component of these systems…

Computation and Language · Computer Science 2025-05-19 Jiashuo Sun , Xianrui Zhong , Sizhe Zhou , Jiawei Han

The effectiveness of Large Language Models (LLMs) in generating accurate responses relies heavily on the quality of input provided, particularly when employing Retrieval Augmented Generation (RAG) techniques. RAG enhances LLMs by sourcing…

Information Retrieval · Computer Science 2024-08-02 Spurthi Setty , Harsh Thakkar , Alyssa Lee , Eden Chung , Natan Vidra

Retrieval-augmented generation (RAG) systems offer a promising approach to reduce hallucinations and improve answer accuracy in large language models (LLMs), a requirement for reliable, financial analysis where answers must be grounded in…

Machine Learning · Computer Science 2026-05-26 Magnus Samuelsen , Wilmer Nyström , Somnath Mazumdar , Mansoor Hussain , Mikkel Strange
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