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Natural language processing (NLP) has recently gained relevance within financial institutions by providing highly valuable insights into companies and markets' financial documents. However, the landscape of the financial domain presents…

Computation and Language · Computer Science 2024-01-29 Pau Rodriguez Inserte , Mariam Nakhlé , Raheel Qader , Gaetan Caillaut , Jingshu Liu

Tabular machine learning problems often require time-consuming and labor-intensive feature engineering. Recent efforts have focused on using large language models (LLMs) to capitalize on their potential domain knowledge. At the same time,…

Machine Learning · Computer Science 2025-07-16 Jaris Küken , Lennart Purucker , Frank Hutter

Recent advances in large language models (LLMs) have opened new possibilities for artificial intelligence applications in finance. In this paper, we provide a practical survey focused on two key aspects of utilizing LLMs for financial…

General Finance · Quantitative Finance 2024-07-10 Yinheng Li , Shaofei Wang , Han Ding , Hang Chen

Stock volatility prediction is an important task in the financial industry. Recent advancements in multimodal methodologies, which integrate both textual and auditory data, have demonstrated significant improvements in this domain, such as…

Machine Learning · Computer Science 2024-07-29 Shengkun Wang , Taoran Ji , Jianfeng He , Mariam Almutairi , Dan Wang , Linhan Wang , Min Zhang , Chang-Tien Lu

As language models (LMs) approach human-level performance, a comprehensive understanding of their behavior becomes crucial. This includes evaluating capabilities, biases, task performance, and alignment with societal values. Extensive…

Machine Learning · Computer Science 2025-06-17 Leo Richter , Xuanli He , Pasquale Minervini , Matt J. Kusner

The awareness and mitigation of biases are of fundamental importance for the fair and transparent use of contextual language models, yet they crucially depend on the accurate detection of biases as a precursor. Consequently, numerous bias…

Computation and Language · Computer Science 2022-11-17 Silke Husse , Andreas Spitz

In the finance sector, studies focused on anomaly detection are often associated with time-series and transactional data analytics. In this paper, we lay out the opportunities for applying anomaly and deviation detection methods to text…

Computation and Language · Computer Science 2019-08-27 Armineh Nourbakhsh , Grace Bang

Large pre-trained language models are successfully being used in a variety of tasks, across many languages. With this ever-increasing usage, the risk of harmful side effects also rises, for example by reproducing and reinforcing…

Computation and Language · Computer Science 2022-09-19 Pieter Delobelle , Bettina Berendt

Large Language Models are increasingly adopted in financial applications to support investment workflows. However, prior studies have seldom examined how these models reflect biases related to firm size, sector, or financial…

Computational Finance · Quantitative Finance 2025-11-04 Fabrizio Dimino , Krati Saxena , Bhaskarjit Sarmah , Stefano Pasquali

Large language models trained on human feedback may suppress fraud warnings when investors arrive already persuaded of a fraudulent opportunity. We tested this in a preregistered experiment across seven leading LLMs and twelve investment…

Artificial Intelligence · Computer Science 2026-04-24 Nattavudh Powdthavee

Sentiment analysis is a vital tool for uncovering insights from financial articles, news, and social media, shaping our understanding of market movements. Despite the impressive capabilities of large language models (LLMs) in financial…

Computation and Language · Computer Science 2023-06-23 Boyu Zhang , Hongyang Yang , Xiao-Yang Liu

Concerns regarding fairness and bias have been raised in recent years due to the growing use of machine learning models in crucial decision-making processes, especially when it comes to delicate characteristics like gender. In order to…

Machine Learning · Computer Science 2024-08-30 Saish Shinde

The spread of fake news, polarizing, politically biased, and harmful content on online platforms has been a serious concern. With large language models becoming a promising approach, however, no study has properly benchmarked their…

Computation and Language · Computer Science 2025-09-10 Michele Joshua Maggini , Dhia Merzougui , Rabiraj Bandyopadhyay , Gaël Dias , Fabrice Maurel , Pablo Gamallo

Large language models like GPT-3.5-turbo and GPT-4 hold promise for healthcare professionals, but they may inadvertently inherit biases during their training, potentially affecting their utility in medical applications. Despite few attempts…

Computation and Language · Computer Science 2024-09-18 Yifan Yang , Xiaoyu Liu , Qiao Jin , Furong Huang , Zhiyong Lu

Machine learned models exhibit bias, often because the datasets used to train them are biased. This presents a serious problem for the deployment of such technology, as the resulting models might perform poorly on populations that are…

Machine Learning · Computer Science 2018-10-02 Daniel McDuff , Roger Cheng , Ashish Kapoor

Backtesting large language models (LLMs) on historical financial data is unreliable because pre-training cuts off after the events happened. An LLM trained in 2024 already "knows" which way 2018-2020 stocks moved. We name this failure…

Artificial Intelligence · Computer Science 2026-05-26 Weixian Waylon Li , Mengyu Wang , Tiejun Ma

Large Language Models (LLMs) can acquire unintended biases from seemingly benign training data even without explicit cues or malicious content. Existing methods struggle to detect such risks before fine-tuning, making post hoc evaluation…

Machine Learning · Computer Science 2026-02-05 Mengru Wang , Zhenqian Xu , Junfeng Fang , Yunzhi Yao , Shumin Deng , Huajun Chen , Ningyu Zhang

Forecasting central bank policy decisions remains a persistent challenge for investors, financial institutions, and policymakers due to the wide-reaching impact of monetary actions. In particular, anticipating shifts in the U.S. federal…

Portfolio Management · Quantitative Finance 2025-07-01 Fiona Xiao Jingyi , Lili Liu

Large language models (LLMs) are increasingly being used in user-facing applications, from providing medical consultations to job interview advice. Recent research suggests that these models are becoming increasingly proficient at inferring…

Computation and Language · Computer Science 2025-07-22 Matthew Kearney , Reuben Binns , Yarin Gal

The use of robo-readers to analyze news texts is an emerging technology trend in computational finance. In recent research, a substantial effort has been invested to develop sophisticated financial polarity-lexicons that can be used to…

Computation and Language · Computer Science 2013-07-24 Pekka Malo , Ankur Sinha , Pyry Takala , Pekka Korhonen , Jyrki Wallenius