English
Related papers

Related papers: Why Is RLHF Alignment Shallow? A Gradient Analysis

200 papers

Although Large Language Models (LLMs) achieve strong alignment through supervised fine-tuning and reinforcement learning from human feedback, the alignment is often fragile under subsequent fine-tuning. Existing explanations either…

Machine Learning · Computer Science 2026-05-19 Yuhan Huang , Huanran Chen , Yinpeng Dong

The safety of large language models (LLMs) has increasingly emerged as a fundamental aspect of their development. Existing safety alignment for LLMs is predominantly achieved through post-training methods, which are computationally…

Artificial Intelligence · Computer Science 2026-02-03 Sicheng Shen , Mingyang Lv , Han Shen , Jialin Wu , Binghao Wang , Zhou Yang , Guobin Shen , Dongcheng Zhao , Feifei Zhao , Yi Zeng

Fine-tuning is an essential and pervasive functionality for applying large language models (LLMs) to downstream tasks. However, it has the potential to substantially degrade safety alignment, e.g., by greatly increasing susceptibility to…

Machine Learning · Computer Science 2026-01-16 Jiawen Zhang , Yangfan Hu , Kejia Chen , Lipeng He , Jiachen Ma , Jian Lou , Dan Li , Jian Liu , Xiaohu Yang , Ruoxi Jia

With the rapid development of large language models (LLMs), they are not only used as general-purpose AI assistants but are also customized through further fine-tuning to meet the requirements of different applications. A pivotal factor in…

Computation and Language · Computer Science 2024-01-23 Pengyu Wang , Dong Zhang , Linyang Li , Chenkun Tan , Xinghao Wang , Ke Ren , Botian Jiang , Xipeng Qiu

Large Language Models (LLMs) are increasingly adopted in high-stakes scenarios, yet their safety mechanisms often remain fragile. Simple jailbreak prompts or even benign fine-tuning can bypass these protocols, underscoring the need to…

Machine Learning · Computer Science 2025-02-04 Ching-Chia Kao , Chia-Mu Yu , Chun-Shien Lu , Chu-Song Chen

The growing awareness of safety concerns in large language models (LLMs) has sparked considerable interest in the evaluation of safety. This study investigates an under-explored issue about the evaluation of LLMs, namely the substantial…

Computation and Language · Computer Science 2024-04-02 Yixu Wang , Yan Teng , Kexin Huang , Chengqi Lyu , Songyang Zhang , Wenwei Zhang , Xingjun Ma , Yu-Gang Jiang , Yu Qiao , Yingchun Wang

Safety alignment in Large Language Models (LLMs) often creates a systematic discrepancy between a model's aligned output and the underlying pre-aligned data distribution. We propose a framework in which the effect of safety alignment on…

Computation and Language · Computer Science 2026-02-03 Yuxuan Lu , Yongkang Guo , Yuqing Kong

Multi-modal large language models (MLLMs) have made significant progress, yet their safety alignment remains limited. Typically, current open-source MLLMs rely on the alignment inherited from their language module to avoid harmful…

Cryptography and Security · Computer Science 2025-04-15 Yanbo Wang , Jiyang Guan , Jian Liang , Ran He

Large language models (LLMs) have demonstrated revolutionary capabilities in understanding complex contexts and performing a wide range of tasks. However, LLMs can also answer questions that are unethical or harmful, raising concerns about…

Cryptography and Security · Computer Science 2025-04-15 Kang Yang , Guanhong Tao , Xun Chen , Jun Xu

The progress of AI systems such as large language models (LLMs) raises increasingly pressing concerns about their safe deployment. This paper examines the value alignment problem for LLMs, arguing that current alignment strategies are…

Computation and Language · Computer Science 2025-06-06 Raphaël Millière

Feedback alignment algorithms are an alternative to backpropagation to train neural networks, whereby some of the partial derivatives that are required to compute the gradient are replaced by random terms. This essentially transforms the…

Machine Learning · Computer Science 2023-06-06 Dominique Chu , Florian Bacho

Safety alignment is a key requirement for building reliable Artificial General Intelligence. Despite significant advances in safety alignment, we observe that minor latent shifts can still trigger unsafe responses in aligned models. We…

Machine Learning · Computer Science 2025-06-23 Tianle Gu , Kexin Huang , Zongqi Wang , Yixu Wang , Jie Li , Yuanqi Yao , Yang Yao , Yujiu Yang , Yan Teng , Yingchun Wang

Safety alignment has become a critical step to ensure LLMs refuse harmful requests while providing helpful and harmless responses. However, despite the ubiquity of safety alignment for deployed frontier models, two separate lines of recent…

Cryptography and Security · Computer Science 2026-04-06 John T. Halloran

Reinforcement learning from human feedback (RLHF) has emerged as a powerful technique to make large language models (LLMs) more capable in complex settings. RLHF proceeds as collecting human preference data, training a reward model on said…

Machine Learning · Computer Science 2024-02-05 Nathan Lambert , Roberto Calandra

A central goal of LLM alignment is to balance helpfulness with harmlessness, yet these objectives conflict when the same knowledge serves both legitimate and malicious purposes. This tension is amplified by context-sensitive alignment: we…

Cryptography and Security · Computer Science 2026-04-20 Ki Sen Hung , Xi Yang , Chang Liu , Haoran Li , Kejiang Chen , Changxuan Fan , Tsun On Kwok , Weiming Zhang , Xiaomeng Li , Yangqiu Song

Large language models (LLMs) rely on safety alignment to avoid responding to malicious user inputs. Unfortunately, jailbreak can circumvent safety guardrails, resulting in LLMs generating harmful content and raising concerns about LLM…

Computation and Language · Computer Science 2024-06-14 Zhenhong Zhou , Haiyang Yu , Xinghua Zhang , Rongwu Xu , Fei Huang , Yongbin Li

LLMs have emerged as powerful evaluators in the LLM-as-a-Judge paradigm, offering significant efficiency and flexibility compared to human judgments. However, previous methods primarily rely on single-point evaluations, overlooking the…

Artificial Intelligence · Computer Science 2025-05-20 Luyu Chen , Zeyu Zhang , Haoran Tan , Quanyu Dai , Hao Yang , Zhenhua Dong , Xu Chen

We study the properties of alignment, a form of implicit regularization, in linear neural networks under gradient descent. We define alignment for fully connected networks with multidimensional outputs and show that it is a natural…

Machine Learning · Computer Science 2020-06-18 Adityanarayanan Radhakrishnan , Eshaan Nichani , Daniel Bernstein , Caroline Uhler

Fine-tuning LLMs on benign data can still degrade alignment and adversarial robustness, yet direct analysis of the role of fine-tuning objectives in shaping these safety outcomes remain limited. We present a controlled comparison of six…

Computation and Language · Computer Science 2026-01-21 Daniel Vennemeyer , Punya Syon Pandey , Phan Anh Duong , Michael Umeokoli , Samuel Ratnam

While the wide adoption of refusal training in large language models (LLMs) has showcased improvements in model safety, recent works have highlighted shortcomings due to the shallow nature of these alignment methods. To this end, the work…

Machine Learning · Computer Science 2026-04-17 Pankayaraj Pathmanathan , Furong Huang