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Conversational large language models are fine-tuned for both instruction-following and safety, resulting in models that obey benign requests but refuse harmful ones. While this refusal behavior is widespread across chat models, its…

Machine Learning · Computer Science 2024-11-01 Andy Arditi , Oscar Obeso , Aaquib Syed , Daniel Paleka , Nina Panickssery , Wes Gurnee , Neel Nanda

Refusal behavior in large language models (LLMs) enables them to decline responding to harmful, unethical, or inappropriate prompts, ensuring alignment with ethical standards. This paper investigates refusal behavior across six LLMs from…

Computation and Language · Computer Science 2025-01-15 Fabian Hildebrandt , Andreas Maier , Patrick Krauss , Achim Schilling

Aligned language models that are trained to refuse harmful requests also exhibit over-refusal: they decline safe instructions that seemingly resemble harmful instructions. A natural approach is to ablate the global refusal direction,…

Computation and Language · Computer Science 2026-05-29 Utsav Maskey , Mark Dras , Usman Naseem

Refusal mechanisms in large language models (LLMs) are essential for ensuring safety. Recent research has revealed that refusal behavior can be mediated by a single direction in activation space, enabling targeted interventions to bypass…

Computation and Language · Computer Science 2026-02-26 Xinpeng Wang , Mingyang Wang , Yihong Liu , Hinrich Schütze , Barbara Plank

The safety alignment of large language models (LLMs) can be circumvented through adversarially crafted inputs, yet the mechanisms by which these attacks bypass safety barriers remain poorly understood. Prior work suggests that a single…

Refusal refers to the functional behavior enabling safety-aligned language models to reject harmful or unethical prompts. Following the growing scientific interest in mechanistic interpretability, recent work encoded refusal behavior as a…

Artificial Intelligence · Computer Science 2026-03-25 Giorgio Piras , Raffaele Mura , Fabio Brau , Luca Oneto , Fabio Roli , Battista Biggio

Large Language Models' safety-aligned behaviors, such as refusing harmful queries, can be represented by linear directions in activation space. Previous research modeled safety behavior with a single direction, limiting mechanistic…

Computation and Language · Computer Science 2025-05-28 Wenbo Pan , Zhichao Liu , Qiguang Chen , Xiangyang Zhou , Haining Yu , Xiaohua Jia

A key component of building safe and reliable language models is enabling the models to appropriately refuse to follow certain instructions or answer certain questions. We may want models to output refusal messages for various categories of…

Machine Learning · Computer Science 2025-09-01 Neel Jain , Aditya Shrivastava , Chenyang Zhu , Daben Liu , Alfy Samuel , Ashwinee Panda , Anoop Kumar , Micah Goldblum , Tom Goldstein

Refusal is a key safety behavior in aligned language models, yet the internal mechanisms driving refusals remain opaque. In this work, we conduct a mechanistic study of refusal in instruction-tuned LLMs using sparse autoencoders to identify…

Computation and Language · Computer Science 2025-05-30 Wei Jie Yeo , Nirmalendu Prakash , Clement Neo , Roy Ka-Wei Lee , Erik Cambria , Ranjan Satapathy

Safety-aligned language models are trained to refuse harmful requests, yet refusal behavior can be suppressed by steering their internal representations. Existing methods do so by ablating a refusal direction from model activations, aiming…

Artificial Intelligence · Computer Science 2026-05-22 Giorgio Piras , Raffaele Mura , Fabio Brau , Maura Pintor , Luca Oneto , Fabio Roli , Battista Biggio

Safety-trained language models routinely refuse requests for help circumventing rules. But not all rules deserve compliance. When users ask for help evading rules imposed by an illegitimate authority, rules that are deeply unjust or absurd…

Artificial Intelligence · Computer Science 2026-04-09 Cameron Pattison , Lorenzo Manuali , Seth Lazar

With the rapid advancement of Vision Language Models (VLMs), refusal mechanisms have become a critical component for ensuring responsible and safe model behavior. However, existing refusal strategies are largely \textit{one-size-fits-all}…

Computer Vision and Pattern Recognition · Computer Science 2026-02-10 Jiaxi Yang , Shicheng Liu , Yuchen Yang , Dongwon Lee

Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusal tokens that distinguish different refusal types before responding. In this work, we…

Artificial Intelligence · Computer Science 2026-03-17 Rishab Alagharu , Ishneet Sukhvinder Singh , Shaibi Shamsudeen , Zhen Wu , Ashwinee Panda

Refusals - instances where large language models (LLMs) decline or fail to fully execute user instructions - are crucial for both AI safety and AI capabilities and the reduction of hallucinations in particular. These behaviors are learned…

Artificial Intelligence · Computer Science 2024-12-24 Alexander von Recum , Christoph Schnabl , Gabor Hollbeck , Silas Alberti , Philip Blinde , Marvin von Hagen

Large language models (LLMs) are typically aligned to refuse harmful instructions through safety fine-tuning. A recent attack, termed abliteration, identifies and suppresses the single latent direction most responsible for refusal behavior,…

Computation and Language · Computer Science 2025-10-08 Harethah Abu Shairah , Hasan Abed Al Kader Hammoud , Bernard Ghanem , George Turkiyyah

Safety-aligned language models refuse harmful requests through learned refusal behaviors encoded in their internal representations. Recent activation-based jailbreaking methods circumvent these safety mechanisms by applying orthogonal…

Machine Learning · Computer Science 2026-03-05 Geraldin Nanfack , Eugene Belilovsky , Elvis Dohmatob

Safety alignment in large language models (LLMs) is primarily evaluated under open-ended generation, where models can mitigate risk by refusing to respond. In contrast, many real-world applications place LLMs in structured decision-making…

Computation and Language · Computer Science 2026-04-21 Yuheng Chen , Zhiyu Wu , Bowen Cheng , Tetsuro Takahashi

Controlling specific behaviors in large language models while preserving their general capabilities is a central challenge for safe and reliable artificial intelligence deployment. Current steering methods, such as vector addition and…

Machine Learning · Computer Science 2025-10-31 Hieu M. Vu , Tan M. Nguyen

Refusal on harmful prompts is a key safety behaviour in instruction-tuned large language models (LLMs), yet the internal causes of this behaviour remain poorly understood. We study two public instruction-tuned models, Gemma-2-2B-IT and…

Computation and Language · Computer Science 2026-04-29 Nirmalendu Prakash , Yeo Wei Jie , Amir Abdullah , Ranjan Satapathy , Erik Cambria , Roy Ka Wei Lee

Safety alignment is crucial for large language models (LLMs) to resist malicious instructions but often results in over-refusals, where benign prompts are unnecessarily rejected, impairing user experience and model utility. We introduce…

Machine Learning · Computer Science 2025-07-08 Mahavir Dabas , Si Chen , Charles Fleming , Ming Jin , Ruoxi Jia
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