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This paper is devoted to the application of an $l_1$ -minimisation technique to construct an arbitrage-free call-option surface. We propose a nononparametric approach to obtaining model-free call option surfaces that are perfectly…

Computational Finance · Quantitative Finance 2016-08-17 Pierre M. Blacque-Florentin , Badr Missaoui

In this article, we show how to calibrate the widely-used SVI parameterization of the implied volatility surface in such a way as to guarantee the absence of static arbitrage. In particular, we exhibit a large class of arbitrage-free SVI…

Pricing of Securities · Quantitative Finance 2013-03-22 Jim Gatheral , Antoine Jacquier

We present a method for the arbitrage-free interpolation of plain-vanilla option prices and implied volatilities, which is based on a system of integral equations that relates terminal density and option prices. Using a discretization of…

Pricing of Securities · Quantitative Finance 2023-05-09 Daniel Guterding

We analyze the empirical performance of several non-parametric estimators of the pricing functional for European options, using historical put and call prices on the S&P500 during the year 2012. Two main families of estimators are…

Pricing of Securities · Quantitative Finance 2017-09-06 Carlo Marinelli , Stefano d'Addona

We propose a new static parameterization of the implied volatility surface which is constructed by using polynomials of sigmoid functions combined with some other terms. This parameterization is flexible enough to fit market implied…

Mathematical Finance · Quantitative Finance 2014-12-09 Andrey Itkin

We study the construction of arbitrage-free option price surfaces from noisy bid-ask quotes across strike and maturity. Our starting point is a Chebyshev representation of the call price surface on a warped log-moneyness/maturity rectangle,…

Mathematical Finance · Quantitative Finance 2025-12-02 Robert Jenkinson Alvarez

We describe a robust calibration algorithm of a set of SSVI slices (i.e. a set of 3 SSVI parameters $\theta, \rho, \varphi$ attached to each option maturity available on the market), which grants that these slices are free of Butterfly and…

Computational Finance · Quantitative Finance 2019-03-05 Pierre Cohort , Jacopo Corbetta , Claude Martini , Ismail Laachir

This paper gives an arbitrage-free prediction for future prices of an arbitrary co-terminal set of options with a given maturity, based on the observed time series of these option prices. The statistical analysis of such a multi-dimensional…

Pricing of Securities · Quantitative Finance 2014-07-22 Petros Dellaportas , Aleksandar Mijatović

We propose a two-step framework for predicting the implied volatility surface over time without static arbitrage. In the first step, we select features to represent the surface and predict them over time. In the second step, we use the…

Statistical Finance · Quantitative Finance 2022-01-04 Wenyong Zhang , Lingfei Li , Gongqiu Zhang

We present a neural network (NN) approach to fit and predict implied volatility surfaces (IVSs). Atypically to standard NN applications, financial industry practitioners use such models equally to replicate market prices and to value other…

Pricing of Securities · Quantitative Finance 2020-10-27 Damien Ackerer , Natasa Tagasovska , Thibault Vatter

Volatility smile and skewness are two key properties of option prices that are represented by the implied volatility (IV) surface. However, IV surface calibration through nonlinear interpolation is a complex problem due to several factors,…

Computational Finance · Quantitative Finance 2024-01-30 Kentaro Hoshisashi , Carolyn E. Phelan , Paolo Barucca

We present a deep learning framework for pricing options based on market-implied volatility surfaces. Using end-of-day S\&P 500 index options quotes from 2018-2023, we construct arbitrage-free volatility surfaces and generate training data…

Computational Finance · Quantitative Finance 2025-09-09 Lijie Ding , Egang Lu , Kin Cheung

We explore the abilities of two machine learning approaches for no-arbitrage interpolation of European vanilla option prices, which jointly yield the corresponding local volatility surface: a finite dimensional Gaussian process (GP)…

Mathematical Finance · Quantitative Finance 2022-12-21 Marc Chataigner , Areski Cousin , Stéphane Crépey , Matthew Dixon , Djibril Gueye

We develop a new nonparametric approach for estimating the risk-neutral density of asset prices and reformulate its estimation into a double-constrained optimization problem. We evaluate our approach using the S\&P 500 market option prices…

Pricing of Securities · Quantitative Finance 2019-02-20 Liyuan Jiang , Shuang Zhou , Keren Li , Fangfang Wang , Jie Yang

It is a market practice to express market-implied volatilities in some parametric form. The most popular parametrizations are based on or inspired by an underlying stochastic model, like the Heston model (SVI method) or the SABR model (SABR…

Mathematical Finance · Quantitative Finance 2026-01-06 Nicola F. Zaugg , Leonardo Perotti , Lech A. Grzelak

This paper proposes the option-implied Fourier-cosine method, iCOS, for non-parametric estimation of risk-neutral densities, option prices, and option sensitivities. The iCOS method leverages the Fourier-based COS technique, proposed by…

Statistical Finance · Quantitative Finance 2024-02-13 Evgenii Vladimirov

Modelling joint dynamics of liquid vanilla options is crucial for arbitrage-free pricing of illiquid derivatives and managing risks of option trade books. This paper develops a nonparametric model for the European options book respecting…

Computational Finance · Quantitative Finance 2021-08-24 Samuel N. Cohen , Christoph Reisinger , Sheng Wang

We consider the classical problem of building an arbitrage-free implied volatility surface from bid-ask quotes. We design a fast numerical procedure, for which we prove the convergence, based on the Sinkhorn algorithm that has been recently…

Computational Finance · Quantitative Finance 2023-07-18 Hadrien De March , Pierre Henry-Labordere

The implied volatility surface (IVS) is a fundamental building block in computational finance. We provide a survey of methodologies for constructing such surfaces. We also discuss various topics which can influence the successful…

Computational Finance · Quantitative Finance 2011-07-12 Cristian Homescu

We investigate the pricing of financial options under the 2-hypergeometric stochastic volatility model. This is an analytically tractable model that reproduces the volatility smile and skew effects observed in empirical market data. Using a…

Probability · Mathematics 2017-08-04 Rúben Sousa , Ana Bela Cruzeiro , Manuel Guerra
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