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Refusal mechanisms in large language models (LLMs) are essential for ensuring safety. Recent research has revealed that refusal behavior can be mediated by a single direction in activation space, enabling targeted interventions to bypass…

Computation and Language · Computer Science 2026-02-26 Xinpeng Wang , Mingyang Wang , Yihong Liu , Hinrich Schütze , Barbara Plank

Aligned language models that are trained to refuse harmful requests also exhibit over-refusal: they decline safe instructions that seemingly resemble harmful instructions. A natural approach is to ablate the global refusal direction,…

Computation and Language · Computer Science 2026-05-29 Utsav Maskey , Mark Dras , Usman Naseem

Prior work argues that refusal in large language models is mediated by a single activation-space direction, enabling effective steering and ablation. We show that this account is incomplete. Across eleven categories of refusal and…

Computation and Language · Computer Science 2026-02-03 Faaiz Joad , Majd Hawasly , Sabri Boughorbel , Nadir Durrani , Husrev Taha Sencar

The safety alignment of large language models (LLMs) can be circumvented through adversarially crafted inputs, yet the mechanisms by which these attacks bypass safety barriers remain poorly understood. Prior work suggests that a single…

LLMs are trained to refuse harmful instructions, but do they truly understand harmfulness beyond just refusing? Prior work has shown that LLMs' refusal behaviors can be mediated by a one-dimensional subspace, i.e., a refusal direction. In…

Computation and Language · Computer Science 2025-12-16 Jiachen Zhao , Jing Huang , Zhengxuan Wu , David Bau , Weiyan Shi

Conversational large language models are fine-tuned for both instruction-following and safety, resulting in models that obey benign requests but refuse harmful ones. While this refusal behavior is widespread across chat models, its…

Machine Learning · Computer Science 2024-11-01 Andy Arditi , Oscar Obeso , Aaquib Syed , Daniel Paleka , Nina Panickssery , Wes Gurnee , Neel Nanda

Large Language Models' safety-aligned behaviors, such as refusing harmful queries, can be represented by linear directions in activation space. Previous research modeled safety behavior with a single direction, limiting mechanistic…

Computation and Language · Computer Science 2025-05-28 Wenbo Pan , Zhichao Liu , Qiguang Chen , Xiangyang Zhou , Haining Yu , Xiaohua Jia

Refusal behavior in large language models (LLMs) enables them to decline responding to harmful, unethical, or inappropriate prompts, ensuring alignment with ethical standards. This paper investigates refusal behavior across six LLMs from…

Computation and Language · Computer Science 2025-01-15 Fabian Hildebrandt , Andreas Maier , Patrick Krauss , Achim Schilling

LLMs increasingly exhibit over-refusal behavior, where safety mechanisms cause models to reject benign instructions that seemingly resemble harmful content. This phenomenon diminishes utility in production applications that repeatedly rely…

Computation and Language · Computer Science 2026-04-21 Utsav Maskey , Sumit Yadav , Mark Dras , Usman Naseem

Refusal is a key safety behavior in aligned language models, yet the internal mechanisms driving refusals remain opaque. In this work, we conduct a mechanistic study of refusal in instruction-tuned LLMs using sparse autoencoders to identify…

Computation and Language · Computer Science 2025-05-30 Wei Jie Yeo , Nirmalendu Prakash , Clement Neo , Roy Ka-Wei Lee , Erik Cambria , Ranjan Satapathy

Safety-aligned language models refuse harmful requests through learned refusal behaviors encoded in their internal representations. Recent activation-based jailbreaking methods circumvent these safety mechanisms by applying orthogonal…

Machine Learning · Computer Science 2026-03-05 Geraldin Nanfack , Eugene Belilovsky , Elvis Dohmatob

This study reveals a previously unexplored vulnerability in the safety alignment of Large Language Models (LLMs). Existing aligned LLMs predominantly respond to unsafe queries with refusals, which often begin with a fixed set of prefixes…

Cryptography and Security · Computer Science 2026-01-28 Yangyang Guo , Ziwei Xu , Si Liu , Zhiming Zheng , Mohan Kankanhalli

Refusal on harmful prompts is a key safety behaviour in instruction-tuned large language models (LLMs), yet the internal causes of this behaviour remain poorly understood. We study two public instruction-tuned models, Gemma-2-2B-IT and…

Computation and Language · Computer Science 2026-04-29 Nirmalendu Prakash , Yeo Wei Jie , Amir Abdullah , Ranjan Satapathy , Erik Cambria , Roy Ka Wei Lee

Multimodal large language models (MLLMs) have become the cornerstone of today's generative AI ecosystem, sparking intense competition among tech giants and startups. In particular, an MLLM generates a text response given a prompt consisting…

Cryptography and Security · Computer Science 2024-09-09 Zedian Shao , Hongbin Liu , Yuepeng Hu , Neil Zhenqiang Gong

Large Language Models (LLMs) encode behaviors such as refusal within their activation space, yet identifying these behaviors remains a significant challenge. Existing methods often rely on predefined refusal templates detectable in output…

Computation and Language · Computer Science 2025-06-03 Vincent Siu , Nicholas Crispino , Zihao Yu , Sam Pan , Zhun Wang , Yang Liu , Dawn Song , Chenguang Wang

Safety-aligned language models are trained to refuse harmful requests, yet refusal behavior can be suppressed by steering their internal representations. Existing methods do so by ablating a refusal direction from model activations, aiming…

Artificial Intelligence · Computer Science 2026-05-22 Giorgio Piras , Raffaele Mura , Fabio Brau , Maura Pintor , Luca Oneto , Fabio Roli , Battista Biggio

Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusal tokens that distinguish different refusal types before responding. In this work, we…

Artificial Intelligence · Computer Science 2026-03-17 Rishab Alagharu , Ishneet Sukhvinder Singh , Shaibi Shamsudeen , Zhen Wu , Ashwinee Panda

Large language models demonstrate powerful capabilities across various natural language processing tasks, yet they also harbor safety vulnerabilities. To enhance LLM safety, various jailbreak defense methods have been proposed to guard…

Cryptography and Security · Computer Science 2025-11-25 Junbo Zhang , Ran Chen , Qianli Zhou , Xinyang Deng , Wen Jiang

Large reasoning models (LRMs) generate chain-of-thought (CoT) traces before producing final outputs, introducing a dynamic internal state that may complicate control mechanisms such as refusal. Unlike instruction-tuned LLMs, where refusal…

Artificial Intelligence · Computer Science 2026-05-27 Kia-Jüng Yang , Dominik Meier , Jiachen Zhao , Terry Ruas , Bela Gipp

Safety alignment in language models operates through two mechanistically distinct systems: refusal neurons that gate whether harmful knowledge is expressed, and concept neurons that encode the harmful knowledge itself. By targeting a single…

Computation and Language · Computer Science 2026-05-12 Hamid Kazemi , Atoosa Chegini , Maria Safi
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