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There is a wealth of information about financial systems that is embedded in document collections. In this paper, we focus on a specialized text extraction task for this domain. The objective is to extract mentions of names of financial…

Computation and Language · Computer Science 2016-06-08 Zheng Xu , Douglas Burdick , Louiqa Raschid

A risk analyst assesses potential financial losses based on multiple sources of information. Often, the assessment does not only depend on the specification of the loss random variable but also various economic scenarios. Motivated by this…

Risk Management · Quantitative Finance 2023-10-02 Tolulope Fadina , Yang Liu , Ruodu Wang

This paper presents a driver-specific risk recognition framework for autonomous vehicles that can extract inter-vehicle interactions. This extraction is carried out for urban driving scenarios in a driver-cognitive manner to improve the…

Robotics · Computer Science 2021-11-12 Jinghang Li , Chao Lu , Penghui Li , Zheyu Zhang , Cheng Gong , Jianwei Gong

Large language models (LLMs) show promise for personalized financial recommendations but are hampered by context limits, hallucinations, and a lack of behavioral grounding. Our prior work, FLARKO, embedded structured knowledge graphs (KGs)…

Machine Learning · Computer Science 2025-11-18 Fernando Spadea , Oshani Seneviratne

Financial crime is a large and growing problem, in some way touching almost every financial institution. Financial institutions are the front line in the war against financial crime and accordingly, must devote substantial human and…

With an increase in financial accounting fraud in the current economic scenario experienced, financial accounting fraud detection has become an emerging topics of great importance for academics, research and industries. Financial fraud is a…

Other Computer Science · Computer Science 2013-09-05 H. Lookman Sithic , T. Balasubramanian

The rapid adoption of large language models (LLMs) in financial services introduces new operational, regulatory, and security risks. Yet most red-teaming benchmarks remain domain-agnostic and fail to capture failure modes specific to…

Computational Finance · Quantitative Finance 2026-03-12 Fabrizio Dimino , Bhaskarjit Sarmah , Stefano Pasquali

In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace. Despite these achievements, their application to finance remains challenging, due to fragmented…

Relation Extraction (RE) aims to label relations between groups of marked entities in raw text. Most current RE models learn context-aware representations of the target entities that are then used to establish relation between them. This…

Computation and Language · Computer Science 2019-02-26 Gaurav Singh , Parminder Bhatia

Machine learning models achieve state-of-the-art performance across domains, yet their lack of interpretability limits safe deployment in high-stakes settings. Counterfactual explanations are widely used to provide actionable "what-if"…

Machine Learning · Computer Science 2025-11-18 Nawid Keshtmand , Roussel Desmond Nzoyem , Jeffrey Nicholas Clark

Financial institutions manage operational risk (OpRisk) by carrying out activities required by regulation, such as collecting loss data, calculating capital requirements, and reporting. For this purpose, for each OpRisk event, loss amounts,…

Applications · Statistics 2023-06-07 Davide Di Vincenzo , Francesca Greselin , Fabio Piacenza , Ricardas Zitikis

Financial risk prediction plays a crucial role in the financial sector. Machine learning methods have been widely applied for automatically detecting potential risks and thus saving the cost of labor. However, the development in this field…

Risk Management · Quantitative Finance 2023-08-02 Yuwei Yin , Yazheng Yang , Jian Yang , Qi Liu

In recent years there has been a growing demand from financial agents, especially from particular and institutional investors, for companies to report on climate-related financial risks. A vast amount of information, in text format, can be…

Computation and Language · Computer Science 2023-03-24 Eduardo C. Garrido-Merchán , Cristina González-Barthe , María Coronado Vaca

Climate change is a far-reaching, global phenomenon that will impact many aspects of our society, including the global stock market \cite{dietz2016climate}. In recent years, companies have increasingly been aiming to both mitigate their…

Computation and Language · Computer Science 2020-11-18 Alexandra Luccioni , Emily Baylor , Nicolas Duchene

Automatically labeling multiple styles for every song is a comprehensive application in all kinds of music websites. Recently, some researches explore review-driven multi-label music style classification and exploit style correlations for…

Computation and Language · Computer Science 2021-01-12 Qianwen Ma , Chunyuan Yuan , Wei Zhou , Jizhong Han , Songlin Hu

When the financial information is difficult to produce, interpret, compare and analyze, we are put in the situation to face inconvenient consequences with negative repercussions, such as: the investor can give up the investment (with…

Other Computer Science · Computer Science 2010-03-25 V. Grosu , E. Hlaciuc , E. Iancu , R. Petris , M. Socoliuc

Document-level relation extraction (DocRE) is the process of identifying and extracting relations between entities that span multiple sentences within a document. Due to its realistic settings, DocRE has garnered increasing research…

Computation and Language · Computer Science 2025-03-19 Zhichao Duan , Tengyu Pan , Zhenyu Li , Xiuxing Li , Jianyong Wang

Most existing methods determine relation types only after all the entities have been recognized, thus the interaction between relation types and entity mentions is not fully modeled. This paper presents a novel paradigm to deal with…

Computation and Language · Computer Science 2018-11-12 Ryuichi Takanobu , Tianyang Zhang , Jiexi Liu , Minlie Huang

In decentralized financial systems, robust and efficient Federated Learning (FL) is promising to handle diverse client environments and ensure resilience to systemic risks. We propose Federated Risk-Aware Learning with Central Sensitivity…

Machine Learning · Computer Science 2025-02-26 Lei Zhao , Lin Cai , Wu-Sheng Lu

Enterprise relation extraction aims to detect pairs of enterprise entities and identify the business relations between them from unstructured or semi-structured text data, and it is crucial for several real-world applications such as risk…

Computation and Language · Computer Science 2022-10-20 Peipei Liu , Hong Li , Zhiyu Wang , Yimo Ren , Jie Liu , Fei Lyu , Hongsong Zhu , Limin Sun