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With the rapid adoption of large language models (LLMs) in financial service scenarios, dialogue security detection under high regulatory risk presents significant challenges. Existing methods mainly rely on single-dimensional semantic…

Cryptography and Security · Computer Science 2026-04-13 Xiaotong Jiang , Jun Wu

Large language models (LLMs) have emerged as powerful tools in the field of finance, particularly for risk management across different asset classes. In this work, we introduce a Cross-Asset Risk Management framework that utilizes LLMs to…

Computation and Language · Computer Science 2025-04-08 Jie Yang , Yiqiu Tang , Yongjie Li , Lihua Zhang , Haoran Zhang

Safe reinforcement learning deals with mitigating or avoiding unsafe situations by reinforcement learning (RL) agents. Safe RL approaches are based on specific risk representations for particular problems or domains. In order to analyze…

Machine Learning · Computer Science 2023-12-11 Leonardo Villalobos-Arias , Derek Martin , Abhijeet Krishnan , Madeleine Gagné , Colin M. Potts , Arnav Jhala

In natural language, often multiple entities appear in the same text. However, most previous works in Relation Extraction (RE) limit the scope to identifying the relation between two entities at a time. Such an approach induces a quadratic…

Computation and Language · Computer Science 2020-10-13 Zhijing Jin , Yongyi Yang , Xipeng Qiu , Zheng Zhang

Financial fraud is the cause of multi-billion dollar losses annually. Traditionally, fraud detection systems rely on rules due to their transparency and interpretability, key features in domains where decisions need to be explained.…

Machine Learning · Computer Science 2024-08-26 João Lucas Martins , João Bravo , Ana Sofia Gomes , Carlos Soares , Pedro Bizarro

Node centrality is one of the most important and widely used concepts in the study of complex networks. Here, we extend the paradigm of node centrality in financial and economic networks to consider the changes of node "importance" produced…

Mathematical Finance · Quantitative Finance 2020-06-05 Paolo Bartesaghi , Michele Benzi , Gian Paolo Clemente , Rosanna Grassi , Ernesto Estrada

Document-level relation extraction aims to extract relations among multiple entity pairs from a document. Previously proposed graph-based or transformer-based models utilize the entities independently, regardless of global information among…

Computation and Language · Computer Science 2023-01-27 Ningyu Zhang , Xiang Chen , Xin Xie , Shumin Deng , Chuanqi Tan , Mosha Chen , Fei Huang , Luo Si , Huajun Chen

The financial domain involves a variety of important time-series problems. Recently, time-series analysis methods that jointly leverage textual and numerical information have gained increasing attention. Accordingly, numerous efforts have…

Artificial Intelligence · Computer Science 2026-05-28 Jaehoon Lee , Suhwan Park , Taeyoon Lim , Seunghan Lee , Jun Seo , Dongwan Kang , Hwanil Choi , Minjae Kim , Sungdong Yoo , Soonyoung Lee , Yongjae Lee , Wonbin Ahn

Extreme values and the tail behavior of probability distributions are essential for quantifying and mitigating risk in complex systems of all kinds. In multivariate settings, accounting for correlations is crucial. Although extreme value…

Statistical Finance · Quantitative Finance 2026-03-06 Benjamin Köhler , Anton J. Heckens , Thomas Guhr

The proliferation of financial misinformation poses a severe threat to market stability and investor trust, misleading market behavior and creating critical information asymmetry. Detecting such misleading narratives is inherently…

Computation and Language · Computer Science 2026-05-27 Cuong Hoang , Le-Minh Nguyen

Generating professional financial reports is a labor-intensive and intellectually demanding process that current AI systems struggle to fully automate. To address this challenge, we introduce FinSight (Financial InSight), a novel multi…

Computation and Language · Computer Science 2025-10-21 Jiajie Jin , Yuyao Zhang , Yimeng Xu , Hongjin Qian , Yutao Zhu , Zhicheng Dou

In recent years, multi-factor strategies have gained increasing popularity in the financial industry, as they allow investors to have a better understanding of the risk drivers underlying their portfolios. Moreover, such strategies promise…

Statistical Finance · Quantitative Finance 2021-11-12 Gabriele D'Acunto , Paolo Bajardi , Francesco Bonchi , Gianmarco De Francisci Morales

Leveraging large language models in real-world settings often entails a need to utilize domain-specific data and tools in order to follow the complex regulations that need to be followed for acceptable use. Within financial sectors, modern…

Financial question answering (QA) over long corporate filings requires evidence to satisfy strict constraints on entities, financial metrics, fiscal periods, and numeric values. However, existing LLM-based rerankers primarily optimize…

Information Retrieval · Computer Science 2026-05-01 Yixi Zhou , Fan Zhang , Yu Chen , Haipeng Zhang , Preslav Nakov , Zhuohan Xie

Financial markets face growing threats from misinformation that can trigger billions in losses in minutes. Most existing approaches lack transparency in their decision-making and provide limited attribution to credible sources. We introduce…

Information Retrieval · Computer Science 2025-11-19 Daniel Berhane Araya , Duoduo Liao

The growing prevalence of cross-border financial activities in global markets has underscored the necessity of accurately identifying and classifying foreign entities. This practice is essential within the Spanish financial system for…

Computation and Language · Computer Science 2025-07-16 Andres Azqueta-Gavaldón , Joaquin Ramos Cosgrove

Relational understanding is critical for a number of visually-rich documents (VRDs) understanding tasks. Through multi-modal pre-training, recent studies provide comprehensive contextual representations and exploit them as prior knowledge…

Computation and Language · Computer Science 2022-05-06 Xin Li , Yan Zheng , Yiqing Hu , Haoyu Cao , Yunfei Wu , Deqiang Jiang , Yinsong Liu , Bo Ren

Knowledge base provides a potential way to improve the intelligence of information retrieval (IR) systems, for that knowledge base has numerous relations between entities which can help the IR systems to conduct inference from one entity to…

Computation and Language · Computer Science 2019-07-29 Hai Ye , Zhunchen Luo

We study a credit risk model which captures effects of economic interactions on a firm's default probability. Economic interactions are represented as a functionally defined graph, and the existence of both cooperative, and competitive,…

Physics and Society · Physics 2009-11-11 J. P. L. Hatchett , R. Kuehn

Text mining is a process of extracting information of interest from text. Such a method includes techniques from various areas such as Information Retrieval (IR), Natural Language Processing (NLP), and Information Extraction (IE). In this…

Information Retrieval · Computer Science 2015-07-10 Santosh Tirunagari