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This paper investigates portfolio selection within a continuous-time financial market with regime-switching and beliefs-dependent utilities. The market coefficients and the investor's utility function both depend on the market regime, which…

Optimization and Control · Mathematics 2024-10-23 Xiaochen Chen , Guohui Guan , Zongxia Liang

In an order-driven financial market, the price of a financial asset is discovered through the interaction of orders - requests to buy or sell at a particular price - that are posted to the public limit order book (LOB). Therefore, LOB data…

Trading and Market Microstructure · Quantitative Finance 2021-03-03 Zijian Shi , Yu Chen , John Cartlidge

We investigate the downlink scheduling problem under Markovian ON/OFF fading channels, where the instantaneous channel state information is not directly accessible, but is revealed via ARQ-type feedback. The scheduler can exploit the…

Networking and Internet Architecture · Computer Science 2016-11-18 Wenzhuo Ouyang , Atilla Eryilmaz , Ness B. Shroff

We consider an expected utility maximization problem where the utility function is not necessarily concave and the time horizon is uncertain. We establish a necessary and sufficient condition for the optimality for general non-concave…

Portfolio Management · Quantitative Finance 2021-10-14 Christian Dehm , Thai Nguyen , Mitja Stadje

Modern blockchain applications benefit from the ability to specify sequencing constraints on the transactions that interact with them. This paper proposes a principled and axiomatically justified way of adding sequencing constraints on…

Databases · Computer Science 2026-01-29 Naveen Durvasula

We use a recent, high-quality data set from Nasdaq to perform an empirical analysis of order flow in a limit order book (LOB) before and after the arrival of a market order. For each of the stocks that we study, we identify a sequence of…

Trading and Market Microstructure · Quantitative Finance 2016-06-27 Julius Bonart , Martin Gould

In this paper, we consider context-awareness to enhance route reliability and robustness in multi-hop cognitive networks. A novel context-aware route discovery protocol is presented to enable secondary users to select the route according to…

Networking and Internet Architecture · Computer Science 2016-01-12 B. Lorenzo , I. Kovacevic , F. J. Gonzalez-Castano , J. C. Burguillo

Ensuring safety in autonomous multi-agent systems during time-critical tasks such as rendezvous is a fundamental challenge, particularly under communication delays and uncertainty in system parameters. In this paper, we develop a…

Systems and Control · Electrical Eng. & Systems 2025-11-27 Vivek Pandey , Nader Motee

This paper is split in three parts: first we use labelled trade data to exhibit how market participants accept or not transactions via limit orders as a function of liquidity imbalance; then we develop a theoretical stochastic control…

Trading and Market Microstructure · Quantitative Finance 2018-03-16 Charles-Albert Lehalle , Othmane Mounjid

This paper discusses preliminary investigations on the monitorability of contracts for web service descriptions. There are settings where servers do not guarantee statically whether they satisfy some specified contract, which forces the…

Logic in Computer Science · Computer Science 2016-06-03 Annalizz Vella , Adrian Francalanza

Smart contracts play a central role in blockchain systems by encoding financial and operational logic. Still, their susceptibility to subtle security flaws poses significant risks of financial loss and erosion of trust. LLMs create new…

Artificial Intelligence · Computer Science 2026-03-24 Eduardo Sardenberg , Antonio José Grandson Busson , Daniel de Sousa Moraes , Julio Cesar Duarte , Sérgio Colcher

Accurately forecasting the price of oil, the world's most actively traded commodity, is of great importance to both academics and practitioners. We contribute by proposing a functional time series based method to model and forecast oil…

Applications · Statistics 2019-01-09 Fearghal Kearney , Han Lin Shang

We propose a continuous-time model of trading with heterogeneous beliefs. Risk-neutral agents face quadratic costs-of-carry on positions and thus their marginal valuations decrease with the size of their position, as it would be the case…

Mathematical Finance · Quantitative Finance 2019-07-31 Marcel Nutz , José A. Scheinkman

Futures are contracts obligating the exchange of an asset at a predetermined date and price, notable for their high leverage and liquidity and, therefore, thrive in the Crypto market. RL has been widely applied in various quantitative…

Machine Learning · Computer Science 2026-01-01 Molei Qin , Xinyu Cai , Yewen Li , Haochong Xia , Chuqiao Zong , Shuo Sun , Xinrun Wang , Bo An

We develop a rigorous walk-forward validation framework for algorithmic trading designed to mitigate overfitting and lookahead bias. Our methodology combines interpretable hypothesis-driven signal generation with reinforcement learning and…

Trading and Market Microstructure · Quantitative Finance 2025-12-16 Gagan Deep , Akash Deep , William Lamptey

The recent explosion in the capabilities of large language models has led to a wave of interest in how best to prompt a model to perform a given task. While it may be tempting to simply choose a prompt based on average performance on a…

Machine Learning · Computer Science 2024-03-29 Thomas P. Zollo , Todd Morrill , Zhun Deng , Jake C. Snell , Toniann Pitassi , Richard Zemel

We propose a microstructural modeling framework for studying optimal market making policies in a FIFO (first in first out) limit order book (LOB). In this context, the limit orders, market orders, and cancel orders arrivals in the LOB are…

Trading and Market Microstructure · Quantitative Finance 2020-02-21 Frédéric Abergel , Côme Huré , Huyên Pham

With the proliferation of algorithmic high-frequency trading in financial markets, the Limit Order Book has generated increased research interest. Research is still at an early stage and there is much we do not understand about the dynamics…

Trading and Market Microstructure · Quantitative Finance 2019-02-05 Faisal I Qureshi

This paper examines the problem of pricing spread options under some models with jumps driven by Compound Poisson Processes and stochastic volatilities in the form of Cox-Ingersoll-Ross(CIR) processes. We derive the characteristic function…

Pricing of Securities · Quantitative Finance 2014-09-04 Pablo Olivares , Matthew Cane

Modality following is the ability to selectively leverage multimodal contexts based on user instructions. It is fundamental to the safety and reliability of multimodal large language models (MLLMs) in real-world deployments. However, the…

Computation and Language · Computer Science 2026-05-12 Yu Zhang , Mufan Xu , Xuefeng Bai , Kehai Chen , Pengfei Zhang , Yang Xiang , Min Zhang