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This paper develops the first closed-form optimal portfolio allocation formula for a spot asset whose variance follows a GARCH(1,1) process. We consider an investor with constant relative risk aversion (CRRA) utility who wants to maximize…

Portfolio Management · Quantitative Finance 2021-09-02 Marcos Escobar-Anel , Maximilian Gollart , Rudi Zagst

This paper uses simulation-based portfolio optimization to mitigate the left tail risk of the portfolio. The contribution is twofold. (i) We propose the Markov regime-switching GARCH model with multivariate normal tempered stable innovation…

Risk Management · Quantitative Finance 2023-02-03 Cheng Peng , Young Shin Kim , Stefan Mittnik

Several academics have studied the ability of hybrid models mixing univariate Generalized Autoregressive Conditional Heteroskedasticity (GARCH) models and neural networks to deliver better volatility predictions than purely econometric…

Statistical Finance · Quantitative Finance 2021-09-03 Lucien Boulet

In this study, we develop a unified volatility modeling framework that embeds GARCH dynamics directly within recurrent neural networks. We propose two interpretable hybrid architectures, GARCH-GRU and GARCH-LSTM, that integrate the…

Statistical Finance · Quantitative Finance 2025-11-25 Jingyi Wei , Steve Yang , Zhenyu Cui

Although stochastic volatility and GARCH (generalized autoregressive conditional heteroscedasticity) models have successfully described the volatility dynamics of univariate asset returns, extending them to the multivariate models with…

Econometrics · Economics 2020-10-09 Yuta Yamauchi , Yasuhiro Omori

We propose a novel probabilistic model to facilitate the learning of multivariate tail dependence of multiple financial assets. Our method allows one to construct from known random vectors, e.g., standard normal, sophisticated joint…

Risk Management · Quantitative Finance 2020-01-14 Xing Yan , Qi Wu , Wen Zhang

We propose Neural GARCH, a class of methods to model conditional heteroskedasticity in financial time series. Neural GARCH is a neural network adaptation of the GARCH 1,1 model in the univariate case, and the diagonal BEKK 1,1 model in the…

Machine Learning · Computer Science 2022-02-24 Zexuan Yin , Paolo Barucca

In this study we suggest a portfolio selection framework based on option-implied information and multivariate non-Gaussian models. The proposed models incorporate skewness, kurtosis and more complex dependence structures among stocks…

Portfolio Management · Quantitative Finance 2018-05-28 Michele Leonardo Bianchi , Gian Luca Tassinari

We propose a parsimonious quantile regression framework to learn the dynamic tail behaviors of financial asset returns. Our model captures well both the time-varying characteristic and the asymmetrical heavy-tail property of financial time…

Risk Management · Quantitative Finance 2020-10-19 Xing Yan , Weizhong Zhang , Lin Ma , Wei Liu , Qi Wu

This paper proposes a hybrid credit risk model, in closed form, to price vulnerable options with stochastic volatility. The distinctive features of the model are threefold. First, both the underlying and the option issuer's assets follow…

Pricing of Securities · Quantitative Finance 2020-06-22 Gechun Liang , Xingchun Wang

This report presents a comprehensive evaluation of three Value-at-Risk (VaR) modeling approaches: Historical Simulation (HS), GARCH with Normal approximation (GARCH-N), and GARCH with Filtered Historical Simulation (FHS), using both…

Risk Management · Quantitative Finance 2025-10-06 Xin Tian

We introduce a faithful representation of the heavy tail multivariate distribution of asset returns, as parsimonous as the Gaussian framework. Using calculation techniques of functional integration and Feynman diagrams borrowed from…

Statistical Mechanics · Physics 2008-12-02 D. Sornette , J. V. Andersen , P. Simonetti

We propose a hybrid model of portfolio credit risk where the dynamics of the underlying latent variables is governed by a one factor GARCH process. The distinctive feature of such processes is that the long-term aggregate return…

Pricing of Securities · Quantitative Finance 2010-01-07 Arthur M. Berd , Robert F. Engle , Artem Voronov

In this paper, we develop a hybrid approach to forecasting the volatility and risk of financial instruments by combining common econometric GARCH time series models with deep learning neural networks. For the latter, we employ Gated…

Risk Management · Quantitative Finance 2023-10-03 Jakub Michańków , Łukasz Kwiatkowski , Janusz Morajda

The estimation of loss distributions for dynamic portfolios requires the simulation of scenarios representing realistic joint dynamics of their components. We propose a novel data-driven approach for simulating realistic, high-dimensional…

Risk Management · Quantitative Finance 2025-05-19 Rama Cont , Mihai Cucuringu , Renyuan Xu , Chao Zhang

We introduce a novel GARCH model that integrates two sources of uncertainty to better capture the rich, multi-component dynamics often observed in the volatility of financial assets. This model provides a quasi closed-form representation of…

Econometrics · Economics 2024-10-21 Luca Vincenzo Ballestra , Enzo D'Innocenzo , Christian Tezza

We propose a novel class of multivariate GARCH models that incorporate realized measures of volatility and correlations. The key innovation is an unconstrained vector parametrization of the conditional correlation matrix, which enables the…

Econometrics · Economics 2025-02-07 Ilya Archakov , Peter Reinhard Hansen , Asger Lunde

Heteroskedasticity is a common feature of financial time series and is commonly addressed in the model building process through the use of ARCH and GARCH processes. More recently multivariate variants of these processes have been in the…

Methodology · Statistics 2015-12-18 Alexander Aue , Lajos Horvath , Daniel Pellatt

This paper develops a large-scale inference approach for the regularization of stock return covariance matrices. The framework allows for the presence of heavy tails and multivariate GARCH-type effects of unknown form among the stock…

Econometrics · Economics 2024-07-16 Richard Luger

Volatility clustering and spillovers are key features of real-world financial time series when there are a lot of cross-sectional financial assets. While network analysis helps connect stocks that are 'similar' or 'correlated', which is…

Methodology · Statistics 2025-10-22 Peiyi Zhou
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