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To responsibly develop Generative AI (GenAI) products, it is critical to define the scope of acceptable inputs and outputs. What constitutes a "safe" response is an actively debated question. Academic work puts an outsized focus on…

Safety critical software assessment requires robust assessment against complex regulatory frameworks, a process traditionally limited by manual evaluation. This paper presents Document Retrieval-Augmented Fine-Tuning (DRAFT), a novel…

We study how generative artificial intelligence (AI) transforms the work of financial analysts. Using the 2023 launch of FactSet's AI platform as a natural experiment, we find that adoption produces markedly richer and more comprehensive…

Statistical Finance · Quantitative Finance 2025-12-24 Jian Xue , Qian Zhang , Wu Zhu

Retrieval-Augmented Generation (RAG) systems have recently shown remarkable advancements by integrating retrieval mechanisms into language models, enhancing their ability to produce more accurate and contextually relevant responses.…

Computation and Language · Computer Science 2025-01-14 Siran Li , Linus Stenzel , Carsten Eickhoff , Seyed Ali Bahrainian

Retrieval Augmented Generation (RAG) has advanced software engineering tasks but remains underexplored in unit test generation. To bridge this gap, we investigate the efficacy of RAG-based unit test generation for machine learning (ML/DL)…

Software Engineering · Computer Science 2025-10-20 Jiho Shin , Nima Shiri Harzevili , Reem Aleithan , Hadi Hemmati , Song Wang

Retrieval-augmented generation (RAG) has emerged as a pivotal method for expanding the knowledge of large language models. To handle complex queries more effectively, researchers developed Adaptive-RAG (A-RAG) to enhance the generated…

Artificial Intelligence · Computer Science 2025-05-27 Jie Ou , Jinyu Guo , Shuaihong Jiang , Zhaokun Wang , Libo Qin , Shunyu Yao , Wenhong Tian

The finance industry is producing an increasing amount of datasets that investment professionals can consider to be influential on the price of financial assets. These datasets were initially mainly limited to exchange data, namely price,…

Computational Finance · Quantitative Finance 2024-05-16 Matteo Rizzato , Julien Wallart , Christophe Geissler , Nicolas Morizet , Noureddine Boumlaik

With the rapid adoption of large language models (LLMs) in financial service scenarios, dialogue security detection under high regulatory risk presents significant challenges. Existing methods mainly rely on single-dimensional semantic…

Cryptography and Security · Computer Science 2026-04-13 Xiaotong Jiang , Jun Wu

With the rapid advancement of generative models, highly realistic image synthesis has posed new challenges to digital security and media credibility. Although AI-generated image detection methods have partially addressed these concerns, a…

Computer Vision and Pattern Recognition · Computer Science 2025-09-12 Chunxiao Li , Xiaoxiao Wang , Meiling Li , Boming Miao , Peng Sun , Yunjian Zhang , Xiangyang Ji , Yao Zhu

Retrieval-Augmented Generation (RAG) systems in chemistry heavily depend on accurate and relevant retrieval of chemical literature. However, general-purpose text embedding models frequently fail to adequately represent complex chemical…

Financial documents--such as 10-Ks, 10-Qs, and investor presentations--span hundreds of pages and combine diverse modalities, including dense narrative text, structured tables, and complex figures. Answering questions over such content…

Computation and Language · Computer Science 2026-04-13 Chinmay Gondhalekar , Urjitkumar Patel , Fang-Chun Yeh

Implementing Retrieval-Augmented Generation (RAG) systems is inherently complex, requiring deep understanding of data, use cases, and intricate design decisions. Additionally, evaluating these systems presents significant challenges,…

Computation and Language · Computer Science 2024-08-06 Daniel Fleischer , Moshe Berchansky , Moshe Wasserblat , Peter Izsak

Large language models (LLMs) augmented with external data have demonstrated remarkable capabilities in completing real-world tasks. Techniques for integrating external data into LLMs, such as Retrieval-Augmented Generation (RAG) and…

Computation and Language · Computer Science 2024-09-24 Siyun Zhao , Yuqing Yang , Zilong Wang , Zhiyuan He , Luna K. Qiu , Lili Qiu

As Generative Artificial Intelligence is adopted across the financial services industry, a significant barrier to adoption and usage is measuring model performance. Historical machine learning metrics can oftentimes fail to generalize to…

A key stumbling block in effective supply chain risk management for companies and policymakers is a lack of visibility on interdependent supply network relationships. Relationship prediction, also called link prediction is an emergent area…

Computational Engineering, Finance, and Science · Computer Science 2024-12-05 Ge Zheng , Alexandra Brintrup

While Retrieval Augmented Generation (RAG) is now widely adopted to enhance LLMs, evaluating its true performance benefits in a reproducible and interpretable way remains a major hurdle. Existing methods often fall short: they lack domain…

Information Retrieval · Computer Science 2025-08-11 Jiaxuan Liang , Shide Zhou , Kailong Wang

Deploying Large Language Model (LLM) applications, particularly those relying on Retrieval-Augmented Generation (RAG), remains challenging due to high computational demands, outdated knowledge bases, and the need to manually select optimal…

Recent advancements in table-based reasoning have expanded beyond factoid-level QA to address insight-level tasks, where systems should synthesize implicit knowledge in the table to provide explainable analyses. Although effective, existing…

Computation and Language · Computer Science 2025-06-03 Kwangwook Seo , Donguk Kwon , Dongha Lee

Retrieval-Augmented Generation (RAG) systems have emerged as a promising solution to enhance large language models (LLMs) by integrating external knowledge retrieval with generative capabilities. While significant advancements have been…

Human-Computer Interaction · Computer Science 2025-08-11 Sizhe Cheng , Jiaping Li , Huanchen Wang , Yuxin Ma

Quantitative research increasingly relies on unstructured financial content such as filings, earnings calls, and research notes, yet existing LLM and RAG pipelines struggle with point-in-time correctness, evidence attribution, and…

Computational Engineering, Finance, and Science · Computer Science 2025-09-29 Haoxue Wang , Keli Wen , Yuante Li , Qiancheng Qu , Xiangxu Mu , Xinjie Shen , Jiaqi Gao , Chenyang Chang , Chuhan Xie , San Yu Cheung , Zhuoyuan Hu , Xinyu Wang , Sirui Bi , Bi'an Du