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Retrieval-Augmented Generation (RAG) struggles on long, structured financial filings where relevant evidence is sparse and cross-referenced. This paper presents a systematic investigation of advanced metadata-driven Retrieval-Augmented…

Information Retrieval · Computer Science 2025-10-29 Michail Dadopoulos , Anestis Ladas , Stratos Moschidis , Ioannis Negkakis

The success of OpenAI's ChatGPT in 2023 has spurred financial enterprises into exploring Generative AI applications to reduce costs or drive revenue within different lines of businesses in the Financial Industry. While these applications…

Risk Management · Quantitative Finance 2025-03-21 Anwesha Bhattacharyya , Ye Yu , Hanyu Yang , Rahul Singh , Tarun Joshi , Jie Chen , Kiran Yalavarthy

In this paper, we introduce Technical-Embeddings, a novel framework designed to optimize semantic retrieval in technical documentation, with applications in both hardware and software development. Our approach addresses the challenges of…

Information Retrieval · Computer Science 2025-09-05 Songjiang Lai , Tsun-Hin Cheung , Ka-Chun Fung , Kaiwen Xue , Kwan-Ho Lin , Yan-Ming Choi , Vincent Ng , Kin-Man Lam

Retrieval-Augmented Generation (RAG) systems face significant performance gaps when applied to technical domains requiring precise information extraction from complex documents. Current evaluation methodologies relying on document-level…

Machine Learning · Computer Science 2025-02-25 Aryan Jadon , Avinash Patil , Shashank Kumar

A Comparison of Independent and Joint Fine-tuning Strategies for Retrieval-Augmented Generation Download PDF Neal Gregory Lawton, Alfy Samuel, Anoop Kumar, Daben Liu Published: 20 Aug 2025, Retrieval augmented generation (RAG) is a popular…

Computation and Language · Computer Science 2025-10-21 Neal Gregory Lawton , Alfy Samuel , Anoop Kumar , Daben Liu

Risk and Quality (R&Q) assurance in highly regulated industries requires constant navigation of complex regulatory frameworks, with employees handling numerous daily queries demanding accurate policy interpretation. Traditional methods…

Risk reporting is essential for documenting AI models, yet only 14% of model cards mention risks, out of which 96% copying content from a small set of cards, leading to a lack of actionable insights. Existing proposals for improving model…

Software Engineering · Computer Science 2025-04-15 Pooja S. B. Rao , Sanja Šćepanović , Ke Zhou , Edyta Paulina Bogucka , Daniele Quercia

Retrieval-Augmented Generation (RAG) shows significant promise in knowledge-intensive tasks by improving domain specificity, enhancing temporal relevance, and reducing hallucinations. However, applying RAG to finance encounters critical…

Machine Learning · Computer Science 2025-11-03 Mohammad Zahangir Alam , Khandoker Ashik Uz Zaman , Mahdi H. Miraz

Retrieval-Augmented Generation (RAG) systems often face limitations in specialized domains such as fintech, where domain-specific ontologies, dense terminology, and acronyms complicate effective retrieval and synthesis. This paper…

Artificial Intelligence · Computer Science 2025-10-30 Thomas Cook , Richard Osuagwu , Liman Tsatiashvili , Vrynsia Vrynsia , Koustav Ghosal , Maraim Masoud , Riccardo Mattivi

Machine learning models underpin many modern financial systems for use cases such as fraud detection and churn prediction. Most are based on supervised learning with hand-engineered features, which relies heavily on the availability of…

Machine Learning · Computer Science 2024-01-05 Piotr Skalski , David Sutton , Stuart Burrell , Iker Perez , Jason Wong

Enterprises grapple with the significant challenge of managing proprietary unstructured data, hindering efficient information retrieval. This has led to the emergence of AI-driven information retrieval solutions, designed to adeptly extract…

Large Language Models (LLMs) hold significant promise for mathematics education, yet they often struggle with complex mathematical reasoning. While Retrieval-Augmented Generation (RAG) mitigates these issues by grounding LLMs in external…

Computation and Language · Computer Science 2025-12-02 Shiting Chen , Zijian Zhao , Jinsong Chen

In the fast-paced financial domain, accurate and up-to-date information is critical to addressing ever-evolving market conditions. Retrieving this information correctly is essential in financial Question-Answering (QA), since many language…

Information Retrieval · Computer Science 2025-09-04 Chanyeol Choi , Jihoon Kwon , Jaeseon Ha , Hojun Choi , Chaewoon Kim , Yongjae Lee , Jy-yong Sohn , Alejandro Lopez-Lira

Retrieval-Augmented Generation (RAG) has emerged as a promising framework to mitigate hallucinations in Large Language Models (LLMs), yet its overall performance is dependent on the underlying retrieval system. In the finance domain,…

Information Retrieval · Computer Science 2025-03-20 Sejong Kim , Hyunseo Song , Hyunwoo Seo , Hyunjun Kim

Retrieval-augmented generation (RAG) systems are increasingly used to analyze complex policy documents, but achieving sufficient reliability for expert usage remains challenging in domains characterized by dense legal language and evolving,…

Computation and Language · Computer Science 2026-03-26 Saahil Mathur , Ryan David Rittner , Vedant Ajit Thakur , Daniel Stuart Schiff , Tunazzina Islam

Globally, artificial intelligence (AI) implementation is growing, holding the capability to fundamentally alter organisational processes and decision making. Simultaneously, this brings a multitude of emergent risks to organisations,…

Computers and Society · Computer Science 2024-04-10 Finlay McGee

Generative Artificial Intelligence (GenAI) is rapidly reshaping the global financial landscape, offering unprecedented opportunities to enhance customer engagement, automate complex workflows, and extract actionable insights from vast…

Cryptography and Security · Computer Science 2025-05-01 Bikash Saha , Nanda Rani , Sandeep Kumar Shukla

Financial documents are filled with specialized terminology, arcane jargon, and curious acronyms that pose challenges for general-purpose text embeddings. Yet, few text embeddings specialized for finance have been reported in the…

Computation and Language · Computer Science 2024-11-12 Peter Anderson , Mano Vikash Janardhanan , Jason He , Wei Cheng , Charlie Flanagan

Finance decision-making often relies on in-depth data analysis across various data sources, including financial tables, news articles, stock prices, etc. In this work, we introduce FinTMMBench, the first comprehensive benchmark for…

Computational Finance · Quantitative Finance 2025-08-05 Fengbin Zhu , Junfeng Li , Liangming Pan , Wenjie Wang , Fuli Feng , Chao Wang , Huanbo Luan , Tat-Seng Chua

Organizations increasingly rely on proprietary enterprise data, including HR records, structured reports, and tabular documents, for critical decision-making. While Large Language Models (LLMs) have strong generative capabilities, they are…

Computation and Language · Computer Science 2025-07-17 Chandana Cheerla
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