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We start with a stochastic control problem where the control process is of finite variation (possibly with jumps) and acts as integrator both in the state dynamics and in the target functional. Problems of such type arise in the stream of…

Optimization and Control · Mathematics 2023-09-29 Julia Ackermann , Thomas Kruse , Mikhail Urusov

We study a single risky financial asset model subject to price impact and transaction cost over an finite time horizon. An investor needs to execute a long position in the asset affecting the price of the asset and possibly incurring in…

Trading and Market Microstructure · Quantitative Finance 2015-03-19 Mauricio Junca

Trading large volumes of a financial asset in order driven markets requires the use of algorithmic execution dividing the volume in many transactions in order to minimize costs due to market impact. A proper design of an optimal execution…

Trading and Market Microstructure · Quantitative Finance 2015-06-05 Enzo Busseti , Fabrizio Lillo

We study an optimal execution strategy for purchasing a large block of shares over a fixed time horizon. The execution problem is subject to a general price impact that gradually dissipates due to market resilience. We allow for general…

Mathematical Finance · Quantitative Finance 2026-04-14 Etienne Chevalier , Yadh Hafsi , Vathana Ly Vath , Sergio Pulido

Optimal multi-asset trading with Markovian predictors is well understood in the case of quadratic transaction costs, but remains intractable when these costs are $L_1$. We present a mean-field approach that reduces the multi-asset problem…

Portfolio Management · Quantitative Finance 2020-04-14 Matt Emschwiller , Benjamin Petit , Jean-Philippe Bouchaud

We analyze an optimal trade execution problem in a financial market with stochastic liquidity. To this end we set up a limit order book model in which both order book depth and resilience evolve randomly in time. Trading is allowed in both…

Trading and Market Microstructure · Quantitative Finance 2021-04-16 Julia Ackermann , Thomas Kruse , Mikhail Urusov

Optimal execution of a portfolio have been a challenging problem for institutional investors. Traders face the trade-off between average trading price and uncertainty, and traditional methods suffer from the curse of dimensionality. Here,…

Portfolio Management · Quantitative Finance 2023-06-16 Xiaoyue Li , John M. Mulvey

We study optimal liquidation in the presence of linear temporary and transient price impact along with taking into account a general price predicting finite-variation signal. We formulate this problem as minimization of a cost-risk…

Trading and Market Microstructure · Quantitative Finance 2022-01-17 Eyal Neuman , Moritz Voß

We consider an optimal trading problem under a market impact model with endogenous market resistance generated by a sophisticated trader who (partially) detects metaorders and trades against them to exploit price overreactions induced by…

Trading and Market Microstructure · Quantitative Finance 2026-02-05 Nathan De Carvalho , Youssef Ouazzani Chahdi , Grégoire Szymanski

We study $N$-player optimal execution games in an Obizhaeva--Wang model of transient price impact. When the game is regularized by an instantaneous cost on the trading rate, a unique equilibrium exists and we derive its closed form. Whereas…

Trading and Market Microstructure · Quantitative Finance 2026-05-19 Steven Campbell , Marcel Nutz

The classical optimal trading problem is the closure of a position in an asset over a time interval; the trader maximizes an expected utility under the constraint that the position be fully closed by terminal time. Since the asset price is…

Probability · Mathematics 2023-08-07 Mervan Aksu , Alexandre Popier , Ali Devin Sezer

We consider a class of optimal portfolio choice problems in continuous time where the agent's transactions create both transient cross-impact driven by a matrix-valued Volterra propagator, as well as temporary price impact. We formulate…

Portfolio Management · Quantitative Finance 2026-02-20 Eduardo Abi Jaber , Eyal Neuman , Sturmius Tuschmann

In recent years, academics, regulators, and market practitioners have increasingly addressed liquidity issues. Amongst the numerous problems addressed, the optimal execution of large orders is probably the one that has attracted the most…

Trading and Market Microstructure · Quantitative Finance 2022-03-23 Philippe Bergault , Fayçal Drissi , Olivier Guéant

We study an optimal execution problem in illiquid markets with both instantaneous and persistent price impact and stochastic resilience when only absolutely continuous trading strategies are admissible. In our model the value function can…

Optimization and Control · Mathematics 2017-11-30 Paulwin Graewe , Ulrich Horst

Motivated by optimal execution with stochastic signals, market impact and constraints in financial markets, and optimal storage management in commodity markets, we formulate and solve an optimal trading problem with a general propagator…

Optimization and Control · Mathematics 2024-09-19 Eduardo Abi Jaber , Nathan De Carvalho , Huyên Pham

In this paper we explore optimal liquidation in a market populated by a number of heterogeneous market makers that have limited inventory-carrying and risk-bearing capacity. We derive a reduced form model for the dynamic of their aggregated…

Trading and Market Microstructure · Quantitative Finance 2022-09-01 Marina Di Giacinto , Claudio Tebaldi , Tai-Ho Wang

We study the problem of dynamically trading multiple futures contracts with different underlying assets. To capture the joint dynamics of stochastic bases for all traded futures, we propose a new model involving a multi-dimensional scaled…

Portfolio Management · Quantitative Finance 2019-10-14 Bahman Angoshtari , Tim Leung

We study an optimal liquidation problem with multiplicative price impact in which the trend of the asset's price is an unobservable Bernoulli random variable. The investor aims at selling over an infinite time-horizon a fixed amount of…

Mathematical Finance · Quantitative Finance 2022-11-28 Felix Dammann , Giorgio Ferrari

We study the optimal execution of market and limit orders with permanent and temporary price impacts as well as uncertainty in the filling of limit orders. Our continuous-time model incorporates a trade speed limiter and a trader director…

Mathematical Finance · Quantitative Finance 2017-04-13 Brian Bulthuis , Julio Concha , Tim Leung , Brian Ward

We introduce a price impact model which accounts for finite market depth, tightness and resilience. Its coupled bid- and ask-price dynamics induce convex liquidity costs. We provide existence of an optimal solution to the classical problem…

Mathematical Finance · Quantitative Finance 2018-04-23 Peter Bank , Moritz Voß
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