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Financial documents--such as 10-Ks, 10-Qs, and investor presentations--span hundreds of pages and combine diverse modalities, including dense narrative text, structured tables, and complex figures. Answering questions over such content…

Computation and Language · Computer Science 2026-04-13 Chinmay Gondhalekar , Urjitkumar Patel , Fang-Chun Yeh

Financial analysis relies heavily on the interpretation of earnings reports to assess company performance and guide decision-making. Traditional methods for generating such analyzes require significant financial expertise and are often…

Statistical Finance · Quantitative Finance 2025-12-10 Hai-Thien To , Tien-Cuong Bui , Van-Duc Le

Retrieval-Augmented Generation (RAG) has emerged as a powerful framework to improve factuality in large language models (LLMs) by grounding their outputs in retrieved documents. However, ensuring perfect retrieval of relevant information…

Computation and Language · Computer Science 2025-12-04 Zhan Peng Lee , Andre Lin , Calvin Tan

The effectiveness of Large Language Models (LLMs) in generating accurate responses relies heavily on the quality of input provided, particularly when employing Retrieval Augmented Generation (RAG) techniques. RAG enhances LLMs by sourcing…

Information Retrieval · Computer Science 2024-08-02 Spurthi Setty , Harsh Thakkar , Alyssa Lee , Eden Chung , Natan Vidra

As Large Language Model (LLM) integration has accelerated in high-stakes domains, model hallucination is a critical issue. Retrieval-augmented generation (RAG) is a technique for addressing hallucination; however, RAG's multi-component…

Information Retrieval · Computer Science 2026-05-20 Riddhi Tikoo

Retrieval-Augmented Generation (RAG) merges retrieval methods with deep learning advancements to address the static limitations of large language models (LLMs) by enabling the dynamic integration of up-to-date external information. This…

Information Retrieval · Computer Science 2026-05-19 Yizheng Huang , Jimmy Huang

Retrieval-Augmented Generation (RAG) systems often face limitations in specialized domains such as fintech, where domain-specific ontologies, dense terminology, and acronyms complicate effective retrieval and synthesis. This paper…

Artificial Intelligence · Computer Science 2025-10-30 Thomas Cook , Richard Osuagwu , Liman Tsatiashvili , Vrynsia Vrynsia , Koustav Ghosal , Maraim Masoud , Riccardo Mattivi

Financial sentiment analysis is critical for valuation and investment decision-making. Traditional NLP models, however, are limited by their parameter size and the scope of their training datasets, which hampers their generalization…

Computation and Language · Computer Science 2023-11-07 Boyu Zhang , Hongyang Yang , Tianyu Zhou , Ali Babar , Xiao-Yang Liu

Retrieval-augmented generation (RAG) frameworks enable large language models (LLMs) to retrieve relevant information from a knowledge base and incorporate it into the context for generating responses. This mitigates hallucinations and…

Computation and Language · Computer Science 2024-04-09 Pouria Rouzrokh , Shahriar Faghani , Cooper U. Gamble , Moein Shariatnia , Bradley J. Erickson

A Comparison of Independent and Joint Fine-tuning Strategies for Retrieval-Augmented Generation Download PDF Neal Gregory Lawton, Alfy Samuel, Anoop Kumar, Daben Liu Published: 20 Aug 2025, Retrieval augmented generation (RAG) is a popular…

Computation and Language · Computer Science 2025-10-21 Neal Gregory Lawton , Alfy Samuel , Anoop Kumar , Daben Liu

Financial document question answering (QA) demands complex multi-step numerical reasoning over heterogeneous evidence--structured tables, textual narratives, and footnotes--scattered across corporate filings. Existing retrieval-augmented…

Artificial Intelligence · Computer Science 2026-05-08 Yang Shu , Yingmin Liu , Zequn Xie

Retrieval-Augmented Generation (RAG) plays a vital role in the financial domain, powering applications such as real-time market analysis, trend forecasting, and interest rate computation. However, most existing RAG research in finance…

Computation and Language · Computer Science 2025-09-10 Suifeng Zhao , Zhuoran Jin , Sujian Li , Jun Gao

Financial markets are characterized by extreme non-stationarity, low signal-to-noise ratios, and strong dependence on external information such as news, company fundamentals, and macroeconomic signals. Yet, existing approaches either…

Machine Learning · Computer Science 2026-05-22 Jialin Chen , Aosong Feng , Harshit Verma , Siyi Gu , Haiwen Wang , Ali Maatouk , Yixuan He , Yifeng Gao , Leandros Tassiulas , Rex Ying

Retrieval-augmented generation (RAG) systems have been shown to be effective in addressing many of the drawbacks of relying solely on the parametric memory of large language models. Recent work has demonstrated that RAG systems can be…

Security applications are increasingly relying on large language models (LLMs) for cyber threat detection; however, their opaque reasoning often limits trust, particularly in decisions that require domain-specific cybersecurity knowledge.…

Cryptography and Security · Computer Science 2025-11-03 Arnabh Borah , Md Tanvirul Alam , Nidhi Rastogi

The telecommunications industry's rapid evolution demands intelligent systems capable of managing complex networks and adapting to emerging technologies. While large language models (LLMs) show promise in addressing these challenges, their…

Computation and Language · Computer Science 2024-11-06 Nouf Alabbasi , Omar Erak , Omar Alhussein , Ismail Lotfi , Sami Muhaidat , Merouane Debbah

Large Language Models (LLMs) have recently been leveraged for asset pricing tasks and stock trading applications, enabling AI agents to generate investment decisions from unstructured financial data. However, most evaluations of LLM…

Trading and Market Microstructure · Quantitative Finance 2026-05-26 Weixian Waylon Li , Hyeonjun Kim , Mihai Cucuringu , Tiejun Ma

As connected and automated transportation systems evolve, there is a growing need for federal and state authorities to revise existing laws and develop new statutes to address emerging cybersecurity and data privacy challenges. This study…

Finance decision-making often relies on in-depth data analysis across various data sources, including financial tables, news articles, stock prices, etc. In this work, we introduce FinTMMBench, the first comprehensive benchmark for…

Computational Finance · Quantitative Finance 2025-08-05 Fengbin Zhu , Junfeng Li , Liangming Pan , Wenjie Wang , Fuli Feng , Chao Wang , Huanbo Luan , Tat-Seng Chua

Retrieval-Augmented Generation (RAG) is a core approach for enhancing Large Language Models (LLMs), where the effectiveness of the retriever largely determines the overall response quality of RAG systems. Retrievers encompass a multitude of…

Information Retrieval · Computer Science 2025-09-30 Zou Yuheng , Wang Yiran , Tian Yuzhu , Zhu Min , Huang Yanhua