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Why is safety alignment in LLMs shallow? We prove that gradient-based alignment inherently concentrates on positions where harm is decided and vanishes beyond. Using a martingale decomposition of sequence-level harm, we derive an exact…

Machine Learning · Computer Science 2026-03-06 Robin Young

Alignment via reinforcement learning from human feedback (RLHF) has become the dominant paradigm for controlling the quality of outputs from large language models (LLMs). However, existing theories do not provide strong justification for…

Machine Learning · Computer Science 2026-05-19 Jihun Yun , Juno Kim , Jongho Park , Junhyuck Kim , Jongha Jon Ryu , Jaewoong Cho , Kwang-Sung Jun

The deployment of large language models (LLMs) raises significant ethical and safety concerns. While LLM alignment techniques are adopted to improve model safety and trustworthiness, adversaries can exploit these techniques to undermine…

Cryptography and Security · Computer Science 2026-04-10 Rui Zhang , Hongwei Li , Yun Shen , Xinyue Shen , Wenbo Jiang , Guowen Xu , Yang Liu , Michael Backes , Yang Zhang

Alignment tuning has enabled large language models to excel in reasoning, instruction-following, and minimizing harmful generations. However, despite their widespread deployment, these models exhibit a monolingual bias, raising concerns…

Computation and Language · Computer Science 2025-04-04 Nikhil Verma , Manasa Bharadwaj

Fine-tuning large language models (LLMs) based on human preferences, commonly achieved through reinforcement learning from human feedback (RLHF), has been effective in improving their performance. However, maintaining LLM safety throughout…

Artificial Intelligence · Computer Science 2025-02-18 Yingshui Tan , Yilei Jiang , Yanshi Li , Jiaheng Liu , Xingyuan Bu , Wenbo Su , Xiangyu Yue , Xiaoyong Zhu , Bo Zheng

Large language models (LLMs) are now ubiquitous in everyday tools, raising urgent safety concerns about their tendency to generate harmful content. The dominant safety approach -- reinforcement learning from human feedback (RLHF) --…

Machine Learning · Computer Science 2025-09-29 Sathwik Karnik , Somil Bansal

We introduce a low-resource safety enhancement method for aligning large language models (LLMs) without the need for supervised fine-tuning (SFT) or reinforcement learning from human feedback (RLHF). Our main idea is to exploit knowledge…

Computation and Language · Computer Science 2024-06-07 Haozheng Luo , Jiahao Yu , Wenxin Zhang , Jialong Li , Jerry Yao-Chieh Hu , Xinyu Xing , Han Liu

Alignment in large language models (LLMs) is used to enforce guidelines such as safety. Yet, alignment fails in the face of jailbreak attacks that modify inputs to induce unsafe outputs. In this paper, we introduce and evaluate a new…

Cryptography and Security · Computer Science 2026-02-19 Jean-Charles Noirot Ferrand , Yohan Beugin , Eric Pauley , Ryan Sheatsley , Patrick McDaniel

The growing awareness of safety concerns in large language models (LLMs) has sparked considerable interest in the evaluation of safety. This study investigates an under-explored issue about the evaluation of LLMs, namely the substantial…

Computation and Language · Computer Science 2024-04-02 Yixu Wang , Yan Teng , Kexin Huang , Chengqi Lyu , Songyang Zhang , Wenwei Zhang , Xingjun Ma , Yu-Gang Jiang , Yu Qiao , Yingchun Wang

Current safety alignment for large language models(LLMs) continues to present vulnerabilities, given that adversarial prompting can effectively bypass their safety measures.Our investigation shows that these safety mechanisms predominantly…

Cryptography and Security · Computer Science 2025-08-28 Chao Huang , Zefeng Zhang , Juewei Yue , Quangang Li , Chuang Zhang , Tingwen Liu

Recent advances in alignment techniques such as Supervised Fine-Tuning (SFT), Reinforcement Learning from Human Feedback (RLHF), and Direct Preference Optimization (DPO) have improved the safety of large language models (LLMs). However,…

Computation and Language · Computer Science 2026-02-26 Mengxuan Hu , Vivek V. Datla , Anoop Kumar , Zihan Guan , Sheng Li , Alfy Samuel , Daben Liu

Recent studies on the safety alignment of large language models (LLMs) have revealed that existing approaches often operate superficially, leaving models vulnerable to various adversarial attacks. Despite their significance, these studies…

Cryptography and Security · Computer Science 2025-06-02 Jianwei Li , Jung-Eun Kim

Safety alignment is crucial to ensure that large language models (LLMs) behave in ways that align with human preferences and prevent harmful actions during inference. However, recent studies show that the alignment can be easily compromised…

Machine Learning · Computer Science 2024-11-01 ShengYun Peng , Pin-Yu Chen , Matthew Hull , Duen Horng Chau

Large language models (LLMs) require careful alignment to balance competing objectives - factuality, safety, conciseness, proactivity, and diversity. Existing studies focus on individual techniques or specific dimensions, lacking a holistic…

Machine Learning · Computer Science 2025-09-17 Denis Janiak , Julia Moska , Dawid Motyka , Karolina Seweryn , Paweł Walkowiak , Bartosz Żuk , Arkadiusz Janz

Ensuring alignment with human preferences is a crucial characteristic of large language models (LLMs). Presently, the primary alignment methods, RLHF and DPO, require extensive human annotation, which is expensive despite their efficacy.…

Computation and Language · Computer Science 2024-04-16 Haotian Luo

The ability of LLMs to represent diverse perspectives is critical as they increasingly impact society. However, recent studies reveal that alignment algorithms such as RLHF and DPO significantly reduce the diversity of LLM outputs. Not only…

Computation and Language · Computer Science 2025-11-13 Stewart Slocum , Asher Parker-Sartori , Dylan Hadfield-Menell

Large Language Models (LLMs) rely on safety alignment to produce socially acceptable responses. However, this behavior is known to be brittle: further fine-tuning, even on benign or lightly contaminated data, can degrade safety and…

Machine Learning · Computer Science 2026-02-10 Kaustubh Ponkshe , Shaan Shah , Raghav Singhal , Praneeth Vepakomma

Large language models (LLMs) are trained on a deluge of text data with limited quality control. As a result, LLMs can exhibit unintended or even harmful behaviours, such as leaking information, fake news or hate speech. Countermeasures,…

Machine Learning · Computer Science 2024-08-05 Jingtong Su , Julia Kempe , Karen Ullrich

We introduce a novel inference-time alignment approach for LLMs that aims to generate safe responses almost surely, i.e., with probability approaching one. Our approach models the generation of safe responses as a constrained Markov…

Machine Learning · Computer Science 2025-06-23 Xiaotong Ji , Shyam Sundhar Ramesh , Matthieu Zimmer , Ilija Bogunovic , Jun Wang , Haitham Bou Ammar

Current safety alignment techniques for large language models (LLMs) face two key challenges: (1) under-generalization, which leaves models vulnerable to novel jailbreak attacks, and (2) over-alignment, which leads to the excessive refusal…

Computation and Language · Computer Science 2025-04-15 Yutao Mou , Yuxiao Luo , Shikun Zhang , Wei Ye
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