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We develop a practical framework for identifying and quantifying the hidden layers of risks and optionality embedded in American options by introducing stochasticity into one or more of their underlying determinants. The heuristic approach…

Risk Management · Quantitative Finance 2026-02-17 Noura El Hassan , Bacel Maddah , Nassim N. Taleb

We introduce a new deep-learning based algorithm to evaluate options in affine rough stochastic volatility models. Viewing the pricing function as the solution to a curve-dependent PDE (CPDE), depending on forward curves rather than the…

Pricing of Securities · Quantitative Finance 2023-01-04 Antoine Jacquier , Mugad Oumgari

Hedging exotic options in presence of market frictions is an important risk management task. Deep hedging can solve such hedging problems by training neural network policies in realistic simulated markets. Training these neural networks may…

Risk Management · Quantitative Finance 2024-10-31 Konrad Mueller , Amira Akkari , Lukas Gonon , Ben Wood

We study nearly unstable bivariate cumulative heavy-tailed INAR($\infty$) processes and show that, under a one-factor parameterization and a suitable scaling, they converge to the rough Heston model. This yields a discrete-time…

Probability · Mathematics 2026-04-16 Yingli Wang , Zhenyu Cui , Lingjiong Zhu

In this paper, we develop a general rough volatility model for commodities that provides an automatic calibration of the initial term structure of the futures prices and an appropriate treatment of the Samuelson effect. After the…

Pricing of Securities · Quantitative Finance 2026-03-30 Roberto Daluiso , Héctor Folgar-Cameán , Andrea Pallavicini , Carlos Vázquez

We introduce a new approach for the numerical pricing of American options. The main idea is to choose a finite number of suitable excessive functions (randomly) and to find the smallest majorant of the gain function in the span of these…

Computational Finance · Quantitative Finance 2013-10-17 Sören Christensen

This paper starts by defining the criteria where the early-exercise of an American option is never optimal, under positive, or negative rates. It follows with a short analysis of the various shapes of the exercise region under negative…

Pricing of Securities · Quantitative Finance 2021-10-01 Jherek Healy

Recently, an Almost-Exact Simulation (AES) scheme was introduced for the Heston stochastic volatility model and tested for European option pricing. This paper extends this scheme for pricing Bermudan and American options under both Heston…

Pricing of Securities · Quantitative Finance 2026-01-06 Mara Kalicanin Dimitrov , Marko Dimitrov , Anatoliy Malyarenko , Ying Ni

In previous works Avellaneda et al. pioneered the pricing and hedging of index options - products highly sensitive to implied volatility and correlation assumptions - with large deviations methods, assuming local volatility dynamics for all…

Pricing of Securities · Quantitative Finance 2022-12-16 Peter K. Friz , Thomas Wagenhofer

We study the pricing of European-style options written on forward contracts within function-valued infinite-dimensional affine stochastic volatility models. The dynamics of the underlying forward price curves are modeled within the…

Mathematical Finance · Quantitative Finance 2026-04-14 Jian He , Sven Karbach , Asma Khedher

Stochastic volatility models, where the volatility is a stochastic process, can capture most of the essential stylized facts of implied volatility surfaces and give more realistic dynamics of the volatility smile/skew. However, they come…

Computational Finance · Quantitative Finance 2023-09-26 Abir Sridi , Paul Bilokon

This paper proposes the Exact Terminal Condition Neural Network (ETCNN), a deep learning framework for accurately pricing American options by solving the Black-Scholes-Merton (BSM) equations. The ETCNN incorporates carefully designed…

Computational Finance · Quantitative Finance 2025-11-03 Wenxuan Zhang , Yixiao Guo , Benzhuo Lu

We propose a quasi maximum likelihood estimation method for Bergomi-type stochastic volatility models with parametrized kernels, focusing on the estimation of the kernel parameters from high-frequency time-series observations of option…

Statistics Theory · Mathematics 2026-05-26 Masaaki Fukasawa , Haruki Tomita

We price European-style options written on forward contracts in a commodity market, which we model with an infinite-dimensional Heath-Jarrow-Morton (HJM) approach. For this purpose we introduce a new class of state-dependent volatility…

Mathematical Finance · Quantitative Finance 2021-05-07 Fred Espen Benth , Nils Detering , Silvia Lavagnini

In this work, we propose an algorithm to price American options by directly solving the dual minimization problem introduced by Rogers. Our approach relies on approximating the set of uniformly square integrable martingales by a finite…

Probability · Mathematics 2016-04-13 Jérôme Lelong

American and Bermudan-type financial instruments are often priced with specific Monte Carlo techniques whose efficiency critically depends on the effective dimensionality of the problem and the available computational power. In our work we…

Pricing of Securities · Quantitative Finance 2021-05-04 Riccardo Aiolfi , Nicola Moreni , Marco Bianchetti , Marco Scaringi , Filippo Fogliani

We propose a reinforcement learning (RL) approach to model optimal exercise strategies for option-type products. We pursue the RL avenue in order to learn the optimal action-value function of the underlying stopping problem. In addition to…

Pricing of Securities · Quantitative Finance 2024-06-27 John Ery , Loris Michel

Option pricing is a significant problem for option risk management and trading. In this article, we utilize a framework to present financial data from different sources. The data is processed and represented in a form of 2D tensors in three…

Computational Finance · Quantitative Finance 2021-09-24 Muyang Ge , Shen Zhou , Shijun Luo , Boping Tian

We consider asset price models whose dynamics are described by linear functions of the (time extended) signature of a primary underlying process, which can range from a (market-inferred) Brownian motion to a general multidimensional…

Mathematical Finance · Quantitative Finance 2022-07-28 Christa Cuchiero , Guido Gazzani , Sara Svaluto-Ferro

In the paper we consider the problem of valuation of American options written on dividend-paying assets whose price dynamics follow the classical multidimensional Black and Scholes model. We provide a general early exercise premium…

Probability · Mathematics 2016-03-01 Tomasz Klimsiak , Andrzej Rozkosz
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