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Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusal tokens that distinguish different refusal types before responding. In this work, we…

Artificial Intelligence · Computer Science 2026-03-17 Rishab Alagharu , Ishneet Sukhvinder Singh , Shaibi Shamsudeen , Zhen Wu , Ashwinee Panda

Conversational large language models are fine-tuned for both instruction-following and safety, resulting in models that obey benign requests but refuse harmful ones. While this refusal behavior is widespread across chat models, its…

Machine Learning · Computer Science 2024-11-01 Andy Arditi , Oscar Obeso , Aaquib Syed , Daniel Paleka , Nina Panickssery , Wes Gurnee , Neel Nanda

The ability of language models in RAG systems to selectively refuse to answer based on flawed context is critical for safety, yet remains a significant failure point. Our large-scale study reveals that even frontier models struggle in this…

Computation and Language · Computer Science 2025-10-14 Aashiq Muhamed , Leonardo F. R. Ribeiro , Markus Dreyer , Virginia Smith , Mona T. Diab

Prior work argues that refusal in large language models is mediated by a single activation-space direction, enabling effective steering and ablation. We show that this account is incomplete. Across eleven categories of refusal and…

Computation and Language · Computer Science 2026-02-03 Faaiz Joad , Majd Hawasly , Sabri Boughorbel , Nadir Durrani , Husrev Taha Sencar

Refusal is a key safety behavior in aligned language models, yet the internal mechanisms driving refusals remain opaque. In this work, we conduct a mechanistic study of refusal in instruction-tuned LLMs using sparse autoencoders to identify…

Computation and Language · Computer Science 2025-05-30 Wei Jie Yeo , Nirmalendu Prakash , Clement Neo , Roy Ka-Wei Lee , Erik Cambria , Ranjan Satapathy

Refusals - instances where large language models (LLMs) decline or fail to fully execute user instructions - are crucial for both AI safety and AI capabilities and the reduction of hallucinations in particular. These behaviors are learned…

Artificial Intelligence · Computer Science 2024-12-24 Alexander von Recum , Christoph Schnabl , Gabor Hollbeck , Silas Alberti , Philip Blinde , Marvin von Hagen

Safety-aligned large language models (LLMs) often generate refusal responses to harmless queries due to the over-refusal problem. However, existing methods for mitigating over-refusal cannot maintain a low refusal ratio for harmless queries…

Computation and Language · Computer Science 2026-04-21 Yupeng Qi , Ziyu Lyu , Lixin Cui , Lu Bai , Feng Xia

This study reveals a previously unexplored vulnerability in the safety alignment of Large Language Models (LLMs). Existing aligned LLMs predominantly respond to unsafe queries with refusals, which often begin with a fixed set of prefixes…

Cryptography and Security · Computer Science 2026-01-28 Yangyang Guo , Ziwei Xu , Si Liu , Zhiming Zheng , Mohan Kankanhalli

Frontier large language models are increasingly deployed as orchestration backbones for biological research workflows, yet no shared evidence base exists for comparing their refusal behaviour on legitimate research prompts. RefusalBench,…

Software Engineering · Computer Science 2026-05-22 Lukas Weidener , Marko Brkić , Mihailo Jovanović , Emre Ulgac , Aakaash Meduri

Machine learning models always make a prediction, even when it is likely to be inaccurate. This behavior should be avoided in many decision support applications, where mistakes can have severe consequences. Albeit already studied in 1970,…

Machine Learning · Computer Science 2024-02-22 Kilian Hendrickx , Lorenzo Perini , Dries Van der Plas , Wannes Meert , Jesse Davis

Large language models (LLMs) have demonstrated impressive language understanding and generation capabilities, enabling them to answer a wide range of questions across various domains. However, these models are not flawless and often produce…

Computation and Language · Computer Science 2024-09-23 Lang Cao

Refusal behavior in large language models (LLMs) enables them to decline responding to harmful, unethical, or inappropriate prompts, ensuring alignment with ethical standards. This paper investigates refusal behavior across six LLMs from…

Computation and Language · Computer Science 2025-01-15 Fabian Hildebrandt , Andreas Maier , Patrick Krauss , Achim Schilling

Refusal behavior by Large Language Models is increasingly visible in content moderation, yet little is known about how refusals vary by the identity of the user making the request. This study investigates refusal as a sociotechnical outcome…

Computer Vision and Pattern Recognition · Computer Science 2025-10-28 Sha Luo , Sang Jung Kim , Zening Duan , Kaiping Chen

Training a language model to be both helpful and harmless requires careful calibration of refusal behaviours: Models should refuse to follow malicious instructions or give harmful advice (e.g."how do I kill someone?"), but they should not…

Computation and Language · Computer Science 2025-03-05 Xinpeng Wang , Chengzhi Hu , Paul Röttger , Barbara Plank

Safety alignment aims to ensure that large language models (LLMs) refuse harmful requests by post-training on harmful queries paired with refusal answers. Although safety alignment is widely adopted in industry, the overrefusal problem…

Artificial Intelligence · Computer Science 2026-03-13 Zhiyu Xue , Zimo Qi , Guangliang Liu , Bocheng Chen , Ramtin Pedarsani

Access control is a cornerstone of secure computing, yet large language models often blur role boundaries by producing unrestricted responses. We study role-conditioned refusals, focusing on the LLM's ability to adhere to access control…

Computation and Language · Computer Science 2025-10-10 Đorđe Klisura , Joseph Khoury , Ashish Kundu , Ram Krishnan , Anthony Rios

The application scope of large language models (LLMs) is increasingly expanding. In practical use, users might provide feedback based on the model's output, hoping for a responsive model that can complete responses according to their…

Computation and Language · Computer Science 2024-07-25 Jianhao Yan , Yun Luo , Yue Zhang

Language models (LMs) are increasingly used to build agents that can act autonomously to achieve goals. During this automatic process, agents need to take a series of actions, some of which might lead to severe consequences if incorrect…

Computation and Language · Computer Science 2025-10-01 Cheng-Kuang Wu , Zhi Rui Tam , Chieh-Yen Lin , Yun-Nung Chen , Hung-yi Lee

Multimodal large language models (MLLMs) have become the cornerstone of today's generative AI ecosystem, sparking intense competition among tech giants and startups. In particular, an MLLM generates a text response given a prompt consisting…

Cryptography and Security · Computer Science 2024-09-09 Zedian Shao , Hongbin Liu , Yuepeng Hu , Neil Zhenqiang Gong

The application of machine learning based decision making systems in safety critical areas requires reliable high certainty predictions. Reject options are a common way of ensuring a sufficiently high certainty of predictions made by the…

Artificial Intelligence · Computer Science 2022-05-17 André Artelt , Roel Visser , Barbara Hammer
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