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This paper provides norm-based generalization bounds for the Transformer architecture that do not depend on the input sequence length. We employ a covering number based approach to prove our bounds. We use three novel covering number bounds…

Machine Learning · Statistics 2023-10-23 Jacob Trauger , Ambuj Tewari

This paper studies generalization error bounds for Transformer models. Based on the offset Rademacher complexity, we derive sharper generalization bounds for different Transformer architectures, including single-layer single-head,…

Machine Learning · Computer Science 2026-03-24 Yawen Li , Tao Hu , Zhouhui Lian , Wan Tian , Yijie Peng , Huiming Zhang , Zhongyi Li

Our main focus is on the generalization bound, which serves as an upper limit for the generalization error. Our analysis delves into regression and classification tasks separately to ensure a thorough examination. We assume the target…

Machine Learning · Statistics 2024-07-30 Wen-Liang Hwang

In transfer learning, the learner leverages auxiliary data to improve generalization on a main task. However, the precise theoretical understanding of when and how auxiliary data help remains incomplete. We provide new insights on this…

Machine Learning · Computer Science 2026-03-31 Meitong Liu , Christopher Jung , Rui Li , Xue Feng , Han Zhao

In this paper, we propose a new covering technique localized for the trajectories of SGD. This localization provides an algorithm-specific complexity measured by the covering number, which can have dimension-independent cardinality in…

Machine Learning · Statistics 2022-09-20 Sejun Park , Umut Şimşekli , Murat A. Erdogdu

We study in this paper lower bounds for the generalization error of models derived from multi-layer neural networks, in the regime where the size of the layers is commensurate with the number of samples in the training data. We show that…

Machine Learning · Statistics 2022-07-08 Inbar Seroussi , Ofer Zeitouni

We consider the generalization ability of algorithms for learning to rank at a query level, a problem also called subset ranking. Existing generalization error bounds necessarily degrade as the size of the document list associated with a…

Machine Learning · Computer Science 2016-08-24 Ambuj Tewari , Sougata Chaudhuri

Length generalization is a key property of a learning algorithm that enables it to make correct predictions on inputs of any length, given finite training data. To provide such a guarantee, one needs to be able to compute a length…

Machine Learning · Computer Science 2026-03-04 Andy Yang , Pascal Bergsträßer , Georg Zetzsche , David Chiang , Anthony W. Lin

This paper presents novel generalization bounds for the multi-kernel learning problem. Motivated by applications in sensor networks and spatial-temporal models, we assume that the dataset is mixed where each sample is taken from a finite…

Machine Learning · Computer Science 2022-10-13 Lan V. Truong

We study the problem of length generalization (LG) in transformers: the ability of a model trained on shorter sequences to maintain performance when evaluated on much longer, previously unseen inputs. Prior work by Huang et al. (2025)…

Machine Learning · Computer Science 2025-11-03 Zachary Izzo , Eshaan Nichani , Jason D. Lee

We explore the expressive power of Transformers by establishing precise approximation error upper and lower bounds for H\"{o}lder class. Specifically, a new approximation upper bound is derived for the standard Transformer architecture…

Machine Learning · Computer Science 2026-05-11 Xin He , Yuling Jiao , Xiliang Lu , Jerry Zhijian Yang

We show generalisation error bounds for deep learning with two main improvements over the state of the art. (1) Our bounds have no explicit dependence on the number of classes except for logarithmic factors. This holds even when formulating…

Machine Learning · Computer Science 2021-02-23 Antoine Ledent , Waleed Mustafa , Yunwen Lei , Marius Kloft

Recent studies show that transformer-based architectures emulate gradient descent during a forward pass, contributing to in-context learning capabilities - an ability where the model adapts to new tasks based on a sequence of prompt…

Statistics Theory · Mathematics 2024-05-13 Karthik Duraisamy

We derive generalization error bounds for the training of two-layer neural networks without assuming boundedness of the loss function, using Wasserstein distance estimates on the discrepancy between a probability distribution and its…

Machine Learning · Statistics 2026-04-09 Jiang Yu Nguwi , Nicolas Privault

We consider the generalization error associated with stochastic gradient descent on a smooth convex function over a compact set. We show the first bound on the generalization error that vanishes when the number of iterations $T$ and the…

Machine Learning · Computer Science 2024-04-16 Julien Hendrickx , Alex Olshevsky

Transformers serve as the foundational architecture for many successful large-scale models, demonstrating the ability to overfit the training data while maintaining strong generalization on unseen data, a phenomenon known as benign…

Machine Learning · Computer Science 2025-02-19 Yingying Zhang , Zhenyu Wu , Jian Li , Yong Liu

We investigate the in-context learning capabilities of transformers for the $d$-dimensional mixture of linear regression model, providing theoretical insights into their existence, generalization bounds, and training dynamics. Specifically,…

Machine Learning · Statistics 2025-02-11 Yanhao Jin , Krishnakumar Balasubramanian , Lifeng Lai

In this paper, we use tools from rate-distortion theory to establish new upper bounds on the generalization error of statistical distributed learning algorithms. Specifically, there are $K$ clients whose individually chosen models are…

Machine Learning · Statistics 2022-11-23 Milad Sefidgaran , Romain Chor , Abdellatif Zaidi

In this article, we study rates of convergence of the generalization error of multi-class margin classifiers. In particular, we develop an upper bound theory quantifying the generalization error of various large margin classifiers. The…

Statistics Theory · Mathematics 2011-11-10 Xiaotong Shen , Lifeng Wang

We propose a general error analysis related to the low-rank approximation of a given real matrix in both the spectral and Frobenius norms. First, we derive deterministic error bounds that hold with some minimal assumptions. Second, we…

Numerical Analysis · Mathematics 2022-06-22 Youssef Diouane , Selime Gürol , Alexandre Scotto Di Perrotolo , Xavier Vasseur
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