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For compact self-adjoint operators in Hilbert spaces, two algorithms are proposed to provide fully computable a posteriori error estimate for eigenfunction approximation. Both algorithms apply well to the case of tight clusters and multiple…

Numerical Analysis · Mathematics 2022-07-19 Xuefeng Liu , Tomáš Vejchodský

Given an approximate eigenvector, its (standard) Rayleigh quotient and harmonic Rayleigh quotient are two well-known approximations of the corresponding eigenvalue. We propose a new type of Rayleigh quotient, the homogeneous Rayleigh…

Numerical Analysis · Mathematics 2023-05-24 Giulia Ferrandi , Michiel E. Hochstenbach

The absolute change in the Rayleigh quotient (RQ) is bounded in this paper in terms of the norm of the residual and the change in the vector. If $x$ is an eigenvector of a self-adjoint bounded operator $A$ in a Hilbert space, then the RQ of…

Numerical Analysis · Mathematics 2016-10-20 Peizhen Zhu , Merico E. Argentati , Andrew V. Knyazev

From characterizing the speed of a thermal system's response to computing natural modes of vibration, eigenvalue analysis is ubiquitous in engineering. In spite of this, eigenvalue problems have received relatively little treatment compared…

Numerical Analysis · Mathematics 2025-06-06 Conor Rowan , John Evans , Kurt Maute , Alireza Doostan

Three fundamental variational principles used for solving elastodynamic eigenvalue problems are studied within the context of elastic wave propagation in periodic composites (phononics). We study the convergence of the eigenvalue problems…

Materials Science · Physics 2016-03-23 Yan Lu , Ankit Srivastava

The adjoint method is an efficient way to numerically compute gradients in optimization problems with constraints, but is only formulated to differentiable cost and constraint functions on real variables. With the introduction of complex…

Optimization and Control · Mathematics 2026-01-21 Andrew Zheng , Adam R. Stinchcombe

The maximization of the (generalized) Rayleigh quotient is a central problem in numerical linear algebra. Conventional algorithms for its computation typically rely on matrix-adjoint products, making them sensitive to errors arising from…

Optimization and Control · Mathematics 2025-12-08 Jonas Bresch , Oleh Melnyk , Martin Schoen , Gabriele Steidl

It is well known that a family of $n\times n$ commuting matrices can be simultaneously triangularized by a unitary similarity transformation. The diagonal entries of the triangular matrices define the $n$ joint eigenvalues of the family. In…

Numerical Analysis · Mathematics 2024-11-05 Haoze He , Daniel Kressner , Bor Plestenjak

Preconditioned eigenvalue solvers (eigensolvers) are gaining popularity, but their convergence theory remains sparse and complex. We consider the simplest preconditioned eigensolver--the gradient iterative method with a fixed step size--for…

Numerical Analysis · Mathematics 2010-06-02 Andrew V. Knyazev , Klaus Neymeyr

The application of eigenvalue theory to dual quaternion Hermitian matrices holds significance in the realm of multi-agent formation control. In this paper, we study the Rayleigh quotient iteration (RQI) for solving the right eigenpairs of…

Numerical Analysis · Mathematics 2024-09-25 Shan-Qi Duan , Qing-Wen Wang , Xue-Feng Duan

Optimization of quadratic functions and the quotient of those are relevant in subspace and iterative optimization methods. In this paper, the calculation of the generalized operator norm and extremal generalized Rayleigh quotient is…

Optimization and Control · Mathematics 2026-04-30 Jonas Bresch

In Part I of this paper, we introduced a 2D eigenvalue problem (2DEVP) and presented theoretical results of the 2DEVP and its intrinsic connetion with the eigenvalue optimizations. In this part, we devise a Rayleigh quotient iteration…

Numerical Analysis · Mathematics 2022-09-27 Tianyi Lu , Yangfeng Su , Zhaojun Bai

First-order optimization algorithms, often preferred for large problems, require the gradient of the differentiable terms in the objective function. These gradients often involve linear operators and their adjoints, which must be applied…

Optimization and Control · Mathematics 2017-07-10 James Folberth , Stephen Becker

We introduce a new Projected Rayleigh Quotient Iteration aimed at improving the convergence behaviour of classic Rayleigh Quotient iteration (RQI) by incorporating approximate information about the target eigenvector at each step. While…

Numerical Analysis · Mathematics 2024-11-13 Nils Friess , Alexander D. Gilbert , Robert Scheichl

We give a simple proof of the well known fact that the approximate eigenvalues provided by the Rayleigh-Ritz variational method are increasingly accurate upper bounds to the exact ones. To this end, we resort to the variational principle,…

Quantum Physics · Physics 2023-11-07 Francisco M. Fernández

In Part I of this paper, we introduced a two dimensional eigenvalue problem (2DEVP) of a matrix pair and investigated its fundamental theory such as existence, variational characterization and number of 2D-eigenvalues. In Part II, we…

Numerical Analysis · Mathematics 2023-03-10 Tianyi Lu , Yangfeng Su , Zhaojun Bai

Intertwining analysis, algebra, numerical analysis and optimization, computing conjugate co-gradients of real-valued quotients gives rise to eigenvalue problems. In the linear Hermitian case, by inspecting optimal quotients in terms of…

Spectral Theory · Mathematics 2022-11-14 Marko Huhtanen , Olavi Nevanlinna

We apply the method of inverse iteration to the Laplace eigenvalue problem with Robin and mixed Dirichlet-Neumann boundary conditions, respectively. For each problem, we prove convergence of the iterates to a non-trivial principal…

Analysis of PDEs · Mathematics 2025-06-03 Benjamin Lyons , Emily Ruttenberg , Nicholas Zitzelberger

Before a car-following model can be applied in practice, it must first be validated against real data in a process known as calibration. This paper discusses the formulation of calibration as an optimization problem, and compares different…

Systems and Control · Electrical Eng. & Systems 2024-12-20 Ronan Keane , H. Oliver Gao

We solve an eigenvalue equation that appears in several papers about a wide range of physical problems. The Frobenius method leads to a three-term recurrence relation for the coefficients of the power series that, under suitable truncation,…

Quantum Physics · Physics 2020-11-16 Paolo Amore , Francisco M. Fernández
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