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We price European options in a class of models in which the volatility of the underlying risky asset depends on the short rate of interest. Our study results in an explicit pricing formula that depends on knowledge of a characteristic…

Mathematical Finance · Quantitative Finance 2026-02-03 Tim Leung , Matthew Lorig

In this paper, we analyze the robustness and sensitivity of various continuous-time rough Volterra stochastic volatility models in relation to the process of market calibration. Model robustness is examined from two perspectives: the…

Pricing of Securities · Quantitative Finance 2023-06-05 Jan Matas , Jan Pospíšil

The theory of sampling and the reconstruction of data has a wide range of applications and a rich collection of techniques. For many methods a core problem is the estimation of the number of samples needed in order to secure a stable and…

Information Theory · Computer Science 2019-07-30 Laura Thesing , Anders Christian Hansen

Successful forecasting models strike a balance between parsimony and flexibility. This is often achieved by employing suitable shrinkage priors that penalize model complexity but also reward model fit. In this note, we modify the stochastic…

Econometrics · Economics 2020-05-15 Florian Huber , Michael Pfarrhofer

The Robust Satisficing (RS) model is an emerging approach to robust optimization, offering streamlined procedures and robust generalization across various applications. However, the statistical theory of RS remains unexplored in the…

Machine Learning · Statistics 2024-06-03 Zhiyi Li , Yunbei Xu , Ruohan Zhan

Marginally unstable Holmboe modes for smooth density and velocity profiles are studied. For a large family of flows and stratification that exhibit Holmboe instability, we show that the modes with phase velocity equal to the maximum or the…

Fluid Dynamics · Physics 2009-11-13 Alexandros Alexakis

Volatility measures the amplitude of price fluctuations. Despite it is one of the most important quantities in finance, volatility is not directly observable. Here we apply a maximum likelihood method which assumes that price and volatility…

Computational Finance · Quantitative Finance 2012-09-03 Jordi Camprodon , Josep Perelló

Using a large dataset on major FX rates, we test the robustness of the rough fractional volatility model over different time scales, by including smoothing and measurement errors into the analysis. Our findings lead to new stylized facts in…

Statistical Finance · Quantitative Finance 2021-11-09 Matthieu Garcin , Martino Grasselli

We study the numerical stability of the Sherman-Morrison-Woodbury (SMW) identity. Let $B = A + UV^T$ and assume $U$ and $V$ both have full-column rank. We explore error bounds for the SMW identity when we are only able to compute…

Numerical Analysis · Mathematics 2025-04-08 Linkai Ma , Christos Boutsikas , Mehrdad Ghadiri , Petros Drineas

We consider an investor who seeks to maximize her expected utility derived from her terminal wealth relative to the maximum performance achieved over a fixed time horizon, and under a portfolio drawdown constraint, in a market with local…

Portfolio Management · Quantitative Finance 2016-10-28 Ankush Agarwal , Ronnie Sircar

The volatility characterizes the amplitude of price return fluctuations. It is a central magnitude in finance closely related to the risk of holding a certain asset. Despite its popularity on trading floors, the volatility is unobservable…

Physics and Society · Physics 2008-12-02 Zoltan Eisler , Josep Perello , Jaume Masoliver

This paper offers a new class of models of the term structure of interest rates. We allow each instantaneous forward rate to be driven by a different stochastic shock, constrained in such a way as to keep the forward rate curve continuous.…

Statistical Mechanics · Physics 2008-12-02 P. Santa-Clara , D. Sornette

We propose a quantitative direct method to prove the local stability of a stationary solution for a rough differential equation and its regular discretization scheme. Using Doss-Sussmann technique and stopping time analysis, we provide…

Dynamical Systems · Mathematics 2025-09-24 Luu Hoang Duc , Phan Thanh Hong , Nguyen Dinh Cong

We consider a novel use case for the Double Heston model (Christoffersen et al,, 2009), where the two Heston sub-variances have different spot/volatility correlations but the same volatility of volatility and mean reversion speed. This…

Pricing of Securities · Quantitative Finance 2026-02-03 Mark Higgins

In this paper, we price European Call three different option pricing models, where the volatility is dynamically changing i.e. non constant. In stochastic volatility (SV) models for option pricing a closed form approximation technique is…

Pricing of Securities · Quantitative Finance 2023-09-19 Natasha Latif , Shafqat Ali Shad , Muhammad Usman , Chandan Kumar , Bahman B Motii , MD Mahfuzer Rahman , Khuram Shafi , Zahra Idrees

We propose a method to bound the expectation of the supremum of the price process in stochastic volatility models. It can be applied, for example, to the rough Bergomi model, avoiding the need to discuss finiteness of higher moments. Our…

Probability · Mathematics 2026-03-20 Stefan Gerhold , Julian Pachschwöll , Johannes Ruf

We provide explicit approximation formulas for VIX futures and options in forward variance models, with particular emphasis on the family of so-called Bergomi models: the one-factor Bergomi model [Bergomi, Smile dynamics II, Risk, 2005],…

Mathematical Finance · Quantitative Finance 2022-05-06 Florian Bourgey , Stefano De Marco , Emmanuel Gobet

The Stochastic Volatility (SV) model and its variants are widely used in the financial sector while recurrent neural network (RNN) models are successfully used in many large-scale industrial applications of Deep Learning. Our article…

Econometrics · Economics 2022-01-25 Trong-Nghia Nguyen , Minh-Ngoc Tran , David Gunawan , R. Kohn

We extend the short rate model of Turfus and Romero-Berm\'udez [2021] to facilitate accurate arbitrage-free analytic pricing of SOFR, SONIA or ESTR caplets, i.e. options on backward-looking compounded rates payments, in a manner consistent…

Mathematical Finance · Quantitative Finance 2023-01-04 Colin Turfus , Aurelio Romero-Bermúdez

We present a function-valued stochastic volatility model designed to capture the continuous-time evolution of forward curves in fixed-income or commodity markets. The dynamics of the (logarithmic) forward curves are defined by a…

Mathematical Finance · Quantitative Finance 2024-09-23 Sven Karbach
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