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Limit order book (LOB) is a dynamic, event-driven system that records real-time market demand and supply for a financial asset in a stream flow. Event stream prediction in LOB refers to forecasting both the timing and the type of events.…

Statistical Finance · Quantitative Finance 2024-12-16 Zetao Zheng , Guoan Li , Deqiang Ouyang , Decui Liang , Jie Shao

The present work addresses theoretical and practical questions in the domain of Deep Learning for High Frequency Trading. State-of-the-art models such as Random models, Logistic Regressions, LSTMs, LSTMs equipped with an Attention mask,…

Trading and Market Microstructure · Quantitative Finance 2020-10-20 Antonio Briola , Jeremy Turiel , Tomaso Aste

Inspired by the human ability to learn and organize knowledge into hierarchical taxonomies with prototypes, this paper addresses key limitations in current deep hierarchical clustering methods. Existing methods often tie the structure to…

Computer Vision and Pattern Recognition · Computer Science 2025-10-01 Zekun Wang , Ethan Haarer , Tianyi Zhu , Zhiyi Dai , Christopher J. MacLellan

Few-shot learning can find the latent structure information between the prior knowledge and the queried data by the similarity metric of meta-learning to construct the discriminative model for recognizing the new categories with the rare…

Computer Vision and Pattern Recognition · Computer Science 2020-06-01 Guangfeng Lin , Ying Yang , Yindi Fan , Xiaobing Kang , Kaiyang Liao , Fan Zhao

The modeling of the limit order book is directly related to the assumptions on the behavior of real market participants. This paper is twofold. We first present empirical findings that lay the ground for two improvements to these models.The…

Trading and Market Microstructure · Quantitative Finance 2020-09-08 Mouhamad Drame

Online Continual Learning (OCL) aims to learn from endless non\text{-}stationary data streams, yet most existing methods assume a flat label space and overlook the hierarchical organization of real\text{-}world concepts that evolves both…

Machine Learning · Computer Science 2026-05-13 Xinrui Wang , Shao-Yuan Li , Bartłomiej Twardowski , Alexandra Gomez-Villa , Songcan Chen

Managing the prediction of metrics in high-frequency financial markets is a challenging task. An efficient way is by monitoring the dynamics of a limit order book to identify the information edge. This paper describes the first publicly…

Computational Engineering, Finance, and Science · Computer Science 2020-03-12 Adamantios Ntakaris , Martin Magris , Juho Kanniainen , Moncef Gabbouj , Alexandros Iosifidis

Constrained optimization demands highly efficient solvers which promotes the development of learn-to-optimize (L2O) approaches. As a data-driven method, L2O leverages neural networks to efficiently produce approximate solutions. However, a…

Machine Learning · Computer Science 2025-02-04 Ke Deng , Hanwen Zhang , Jin Lu , Haijian Sun

We derive a continuous time model for the joint evolution of the mid price and the bid-ask spread from a multiscale analysis of the whole limit order book (LOB) dynamics. We model the LOB as a multiclass queueing system and perform our…

Trading and Market Microstructure · Quantitative Finance 2013-10-07 Jose Blanchet , Xinyun Chen

Deep learning methods have demonstrated outstanding performances on classification and regression tasks on homogeneous data types (e.g., image, audio, and text data). However, tabular data still pose a challenge, with classic machine…

Machine Learning · Computer Science 2023-11-15 Antonio Briola , Yuanrong Wang , Silvia Bartolucci , Tomaso Aste

The recent surge in Deep Learning (DL) research of the past decade has successfully provided solutions to many difficult problems. The field of quantitative analysis has been slowly adapting the new methods to its problems, but due to…

Financial market simulation (FMS) serves as a promising tool for understanding market anomalies and the underlying trading behaviors. To ensure high-fidelity simulations, it is crucial to calibrate the FMS model for generating data closely…

Computational Engineering, Finance, and Science · Computer Science 2025-06-17 Yuanzhe Li , Yue Wu , Muyao Zhong , Shengcai Liu , Peng Yang

In an order-driven financial market, the price of a financial asset is discovered through the interaction of orders - requests to buy or sell at a particular price - that are posted to the public limit order book (LOB). Therefore, LOB data…

Trading and Market Microstructure · Quantitative Finance 2021-03-03 Zijian Shi , Yu Chen , John Cartlidge

In order-driven markets, limit-order book (LOB) resiliency is an important microscopic indicator of market quality when the order book is hit by a liquidity shock and plays an essential role in the design of optimal submission strategies of…

Trading and Market Microstructure · Quantitative Finance 2018-02-27 Hai-Chuan Xu , Wei Chen , Xiong Xiong , Wei Zhang , Wei-Xing Zhou , H Eugene Stanley

In this paper, we conduct a systematic large-scale analysis of order book-driven predictability in high-frequency returns by leveraging deep learning techniques. First, we introduce a new and robust representation of the order book, the…

Computational Finance · Quantitative Finance 2023-10-10 Lorenzo Lucchese , Mikko Pakkanen , Almut Veraart

We present the information-ordered bottleneck (IOB), a neural layer designed to adaptively compress data into latent variables ordered by likelihood maximization. Without retraining, IOB nodes can be truncated at any bottleneck width,…

Machine Learning · Computer Science 2023-05-22 Matthew Ho , Xiaosheng Zhao , Benjamin Wandelt

Digital advertising platforms operate millisecond-level auctions through Real-Time Bidding (RTB) systems, where advertisers compete for ad impressions through algorithmic bids. This dynamic mechanism enables precise audience targeting but…

Machine Learning · Computer Science 2025-08-11 Pusen Dong , Chenglong Cao , Xinyu Zhou , Jirong You , Linhe Xu , Feifan Xu , Shuo Yuan

This paper investigates real-time detection of spoofing activity in limit order books, focusing on cryptocurrency centralized exchanges. We first introduce novel order flow variables based on multi-scale Hawkes processes that account both…

Trading and Market Microstructure · Quantitative Finance 2025-04-23 Timothée Fabre , Damien Challet

Research on limit order book markets has been rapidly growing and nowadays high-frequency full order book data is widely available for researchers and practitioners. However, it is common that research papers use the best level data only,…

Computational Engineering, Finance, and Science · Computer Science 2022-03-16 Dat Thanh Tran , Juho Kanniainen , Alexandros Iosifidis

We study the multi-level order-flow imbalance (MLOFI), which is a vector quantity that measures the net flow of buy and sell orders at different price levels in a limit order book (LOB). Using a recent, high-quality data set for 6 liquid…

Trading and Market Microstructure · Quantitative Finance 2019-10-29 Ke Xu , Martin D. Gould , Sam D. Howison