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Related papers: Estimating Value at Risk and Expected Shortfall: A…

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Financial institutions have to allocate so-called "economic capital" in order to guarantee solvency to their clients and counter parties. Mathematically speaking, any methodology of allocating capital is a "risk measure", i.e. a function…

Condensed Matter · Physics 2011-08-09 Dirk Tasche

This paper proposes a novel conditional heteroscedastic time series model by applying the framework of quantile regression processes to the ARCH(\infty) form of the GARCH model. This model can provide varying structures for conditional…

Methodology · Statistics 2023-11-14 Qianqian Zhu , Songhua Tan , Yao Zheng , Guodong Li

A novel forecast combination and weighted quantile based tail-risk forecasting framework is proposed, aiming to reduce the impact of modelling uncertainty in tail-risk forecasting. The proposed approach is based on a two-step estimation…

Risk Management · Quantitative Finance 2021-07-20 Giuseppe Storti , Chao Wang

In this paper, we generalize the parametric Delta-VaR methods from portfolios with elliptic distributed risk factors to portfolios with mixture of elliptically distributed ones. We treat both the Expected Shortfall and the Value-at-Risk of…

Analysis of PDEs · Mathematics 2008-12-10 Jules Sadefo Kamdem

Expected shortfall (ES), also known as conditional value-at-risk, is a widely recognized risk measure that complements value-at-risk by capturing tail-related risks more effectively. Compared with quantile regression, which has been…

Methodology · Statistics 2025-11-13 Myeonghun Yu , Kean Ming Tan , Huixia Judy Wang , Wen-Xin Zhou

There are various metrics for financial risk, such as value at risk (VaR), expected shortfall, expected/unexpected loss, etc. When estimating these metrics, it was very common to assume Gaussian distribution for the asset returns, which may…

Applications · Statistics 2020-02-17 Shuguang Zhang , Minjing Tao , Xu-Feng Niu , Fred Huffer

This paper formulates algorithms to upper-bound the maximum Value-at-Risk (VaR) of a state function along trajectories of stochastic processes. The VaR is upper bounded by two methods: minimax tail-bounds (Cantelli/Vysochanskij-Petunin) and…

Optimization and Control · Mathematics 2024-02-05 Jared Miller , Matteo Tacchi , Mario Sznaier , Ashkan Jasour

This paper applies an AR(1)-GARCH (1, 1) process to detail the conditional distributions of the return distributions for the S&P500, FT100, DAX, Hang Seng, and Nikkei225 futures contracts. It then uses the conditional distribution for these…

Risk Management · Quantitative Finance 2011-03-29 John Cotter , Kevin Dowd

Monte Carlo Approaches for calculating Value-at-Risk (VaR) are powerful tools widely used by financial risk managers across the globe. However, they are time consuming and sometimes inaccurate. In this paper, a fast and accurate Monte Carlo…

General Economics · Economics 2020-11-17 Seyed Mohammad Sina Seyfi , Azin Sharifi , Hamidreza Arian

The increasing value of data held in enterprises makes it an attractive target to attackers. The increasing likelihood and impact of a cyber attack have highlighted the importance of effective cyber risk estimation. We propose two methods…

Cryptography and Security · Computer Science 2021-04-23 Raisa Dzhamtyrova , Carsten Maple

This paper introduces novel backtests for the risk measure Expected Shortfall (ES) following the testing idea of Mincer and Zarnowitz (1969). Estimating a regression framework for the ES stand-alone is infeasible, and thus, our tests are…

Risk Management · Quantitative Finance 2020-08-31 Sebastian Bayer , Timo Dimitriadis

We consider the Fractionally Integrated Exponential Generalized Autoregressive Conditional Heteroskedasticity process, denoted by FIEGARCH(p,d,q), introduced by Bollerslev and Mikkelsen (1996). We present a simulated study regarding the…

Risk Management · Quantitative Finance 2013-05-23 Taiane S. Prass , Sílvia R. C. Lopes

Due to the skessed distribution, high peak and thick tail and asymmetry of financial return data, it is difficult to describe the traditional distribution. In recent years, generalized autoregressive score (GAS) has been used in many fields…

Risk Management · Quantitative Finance 2020-10-14 Hong Shaopeng

Conditional value-at-risk (CVaR) and value-at-risk (VaR) are popular tail-risk measures in finance and insurance industries as well as in highly reliable, safety-critical uncertain environments where often the underlying probability…

Machine Learning · Computer Science 2021-06-23 Shubhada Agrawal , Wouter M. Koolen , Sandeep Juneja

This study is the first to analyze the performance of a time-series foundation AI model for Value-at-Risk (VaR), which essentially forecasts the left-tail quantiles of returns. Foundation models, pre-trained on diverse datasets, can be…

Risk Management · Quantitative Finance 2025-05-13 Anubha Goel , Puneet Pasricha , Juho Kanniainen

A long memory and non-linear realized volatility model class is proposed for direct Value at Risk (VaR) forecasting. This model, referred to as RNN-HAR, extends the heterogeneous autoregressive (HAR) model, a framework known for efficiently…

Risk Management · Quantitative Finance 2024-08-27 Rangika Peiris , Minh-Ngoc Tran , Chao Wang , Richard Gerlach

Entropic Value-at-Risk (EVaR) measure is a convenient coherent risk measure. Due to certain difficulties in finding its analytical representation, it was previously calculated explicitly only for the normal distribution. We succeeded to…

Risk Management · Quantitative Finance 2024-03-05 Yuliya Mishura , Kostiantyn Ralchenko , Petro Zelenko , Volodymyr Zubchenko

Systemic risk measures quantify the potential risk to an individual financial constituent arising from the distress of entire financial system. As a generalization of two widely applied risk measures, Value-at-Risk and Expected Shortfall,…

Methodology · Statistics 2025-11-24 Qingzhao Zhong , Yanxi Hou

Measuring risk is at the center of modern financial risk management. As the world economy is becoming more complex and standard modeling assumptions are violated, the advanced artificial intelligence solutions may provide the right tools to…

Machine Learning · Computer Science 2020-11-16 Hamidreza Arian , Mehrdad Moghimi , Ehsan Tabatabaei , Shiva Zamani

Determining risk contributions of unit exposures to portfolio-wide economic capital is an important task in financial risk management. Computing risk contributions involves difficulties caused by rare-event simulations. In this study, we…

Risk Management · Quantitative Finance 2019-01-18 Takaaki Koike , Mihoko Minami
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