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We propose a simple data model inspired from natural data such as text or images, and use it to study the importance of learning features in order to achieve good generalization. Our data model follows a long-tailed distribution in the…

Machine Learning · Computer Science 2023-01-02 Thomas Laurent , James H. von Brecht , Xavier Bresson

A well known result in stochastic analysis reads as follows: for an $\mathbb{R}$-valued super-martingale $X = (X_t)_{0\leq t \leq T}$ such that the terminal value $X_T$ is non-negative, we have that the entire process $X$ is non-negative.…

Pricing of Securities · Quantitative Finance 2014-05-27 Walter Schachermayer

Statistical arbitrage is a class of financial trading strategies using mean reversion models. The corresponding techniques rely on a number of assumptions which may not hold for general non-stationary stochastic processes. This paper…

Machine Learning · Computer Science 2018-11-02 Christopher Mohri

This paper develops a unified explicit solution theory for optimal execution through sequential limit-order placement in a limit order book. Rather than controlling only the trading speed of a metaorder, we determine how individual limit…

Trading and Market Microstructure · Quantitative Finance 2026-05-26 Fenghui Yu

The chain graph model admits both undirected and directed edges in one graph, where symmetric conditional dependencies are encoded via undirected edges and asymmetric causal relations are encoded via directed edges. Though frequently…

Methodology · Statistics 2024-01-29 Ruixuan Zhao , Haoran Zhang , Junhui Wang

This paper addresses the trade-off between internalisation and externalisation in the management of stochastic trade flows. We consider agents who must absorb flows and manage risk by deciding whether to warehouse it or hedge in the market,…

Trading and Market Microstructure · Quantitative Finance 2025-03-05 Philippe Bergault , Olivier Guéant , Hamza Bodor

In the present work we address the problem of evaluating the historical performance of a trading strategy or a certain portfolio of assets. Common indicators such as the Sharpe ratio and the risk adjusted return have significant drawbacks.…

Risk Management · Quantitative Finance 2011-02-10 M. Bartolozzi , C. Mellen

Conditions are given under which one may prove that the stochastic dynamics of on-line learning can be described by the deterministic evolution of a finite set of order parameters in the thermodynamic limit. A global constraint on the…

Disordered Systems and Neural Networks · Physics 2009-10-31 G. Reents , R. Urbanczik

We consider the super-hedging price of an American option in a discrete-time market in which stocks are available for dynamic trading and European options are available for static trading. We show that the super-hedging price $\pi$ is given…

Mathematical Finance · Quantitative Finance 2017-06-28 Erhan Bayraktar , Zhou Zhou

In the frictionless discrete time financial market of Bouchard et al.(2015) we consider a trader who, due to regulatory requirements or internal risk management reasons, is required to hedge a claim $\xi$ in a risk-conservative way relative…

Mathematical Finance · Quantitative Finance 2019-02-19 Laurence Carassus , Jan Obloj , Johannes Wiesel

American options are studied in a general discrete market in the presence of proportional transaction costs, modelled as bid-ask spreads. Pricing algorithms and constructions of hedging strategies, stopping times and martingale…

Pricing of Securities · Quantitative Finance 2008-12-02 Alet Roux , Tomasz Zastawniak

An option market maker incurs funding costs when carrying and hedging inventory. To hedge a net long delta inventory, for example, she pays a fee to borrow stock from the securities lending market. Because of haircuts, she posts additional…

Pricing of Securities · Quantitative Finance 2020-05-05 Wujiang Lou

Statistical arbitrage is a prevalent trading strategy which takes advantage of mean reverse property of spread of paired stocks. Studies on this strategy often rely heavily on model assumption. In this study, we introduce an innovative…

Statistical Finance · Quantitative Finance 2024-03-20 Boming Ning , Kiseop Lee

Among the proposed network models, the hidden variable (or good get richer) one is particularly interesting, even if an explicit empirical test of its hypotheses has not yet been performed on a real network. Here we provide the first…

Disordered Systems and Neural Networks · Physics 2009-02-06 D. Garlaschelli , M. I. Loffredo

Information in the form of data, which can be stored and transferred between users, can be viewed as an intangible commodity, which can be traded in exchange for money. Determining the fair price at which a string of data should be traded…

Statistical Mechanics · Physics 2024-09-11 Luca Gamberi , Alessia Annibale , Pierpaolo Vivo

In this paper, we consider the pricing and hedging of a financial derivative for an insider trader, in a model-independent setting. In particular, we suppose that the insider wants to act in a way which is independent of any modelling…

Mathematical Finance · Quantitative Finance 2020-06-25 Beatrice Acciaio , Alexander M. G. Cox , Martin Huesmann

This study presents an unsupervised machine learning approach for optimizing Profit and Loss (PnL) in quantitative finance. Our algorithm, akin to an unsupervised variant of linear regression, maximizes the Sharpe Ratio of PnL generated…

Statistical Finance · Quantitative Finance 2024-01-12 Pierre Renucci

We consider the problem of constructing a graph of minimum degree $k\ge 1$ in the following controlled random graph process, introduced recently by Frieze, Krivelevich and Michaeli. Suppose the edges of the complete graph on $n$ vertices…

Combinatorics · Mathematics 2024-01-30 Kyriakos Katsamaktsis , Shoham Letzter

The Lottery Ticket Hypothesis (LTH) states that a randomly-initialized large neural network contains a small sub-network (i.e., winning tickets) which, when trained in isolation, can achieve comparable performance to the large network. LTH…

Machine Learning · Computer Science 2023-05-23 Man Yao , Yuhong Chou , Guangshe Zhao , Xiawu Zheng , Yonghong Tian , Bo Xu , Guoqi Li

We explore the statistical and economic importance of restrictions on the dynamics of risk compensation from the perspective of a real-time Bayesian learner who predicts bond excess returns using dynamic term structure models (DTSMs). The…