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The phenomenology of the forward rate curve (FRC) can be accurately understood by the fluctuations of a stiff elastic string (Le Coz and Bouchaud, 2024). By relating the exogenous shocks driving such fluctuations to the surprises in the…

Trading and Market Microstructure · Quantitative Finance 2024-09-26 Victor Le Coz , Iacopo Mastromatteo , Michael Benzaquen

We first show that the union of a projective curve with one of its extremal secant lines satisfies the linear general position principle for hyperplane sections. We use this to give an improved approximation of the Betti numbers of curves…

Algebraic Geometry · Mathematics 2009-05-29 Markus Brodmann , Peter Schenzel

In this paper we introduce a completely continuous and time-variate model of the evolution of market limit orders based on the existence, uniqueness, and regularity of the solutions to a type of stochastic partial differential equations…

Trading and Market Microstructure · Quantitative Finance 2012-10-29 Zhi Zheng , Richard B. Sowers

We develop a new approximative estimation method for conditional Shapley values obtained using a linear regression model. We develop a new estimation method and outperform existing methodology and implementations. Compared to the sequential…

Methodology · Statistics 2025-04-28 Fredrik Lohne Aanes

We consider an inflationary scenario where the rate of inflaton roll defined by $\ddot\phi/H\dot \phi$ remains constant. The rate of roll is small for slow-roll inflation, while a generic rate of roll leads to the interesting case of…

Cosmology and Nongalactic Astrophysics · Physics 2018-04-09 Hayato Motohashi , Alexei A. Starobinsky , Jun'ichi Yokoyama

We derive a closed-form expression capturing the degree of Relative Risk Aversion (RRA) of investors for non-"fair" lotteries. We argue that our formula is superior to earlier methods that have been proposed, as it is a function of only…

General Economics · Economics 2022-11-10 George Samartzis , Nikitas Pittis

A continuous constraint satisfaction problem (CCSP) is a constraint satisfaction problem (CSP) with an interval domain $U \subset \mathbb{R}$. We engage in a systematic study to classify CCSPs that are complete of the Existential Theory of…

Computational Complexity · Computer Science 2024-08-07 Tillmann Miltzow , Reinier F. Schmiermann

The classical approach in finance attempts to model the term structure of interest rates using specified stochastic processes and the no arbitrage argument. Up to now, no universally accepted theory has been obtained for the description of…

Condensed Matter · Physics 2009-10-31 Jean Nuyts , Isabelle Platten

We characterize those ex-ante restrictions on the random utility model which lead to identification. We first identify a simple class of perturbations which transfer mass from a suitable pair of preferences to the pair formed by swapping…

Theoretical Economics · Economics 2024-08-14 Peter P. Caradonna , Christopher Turansick

We consider a dynamic pricing problem where customer response to the current price is impacted by the customer price expectation, aka reference price. We study a simple and novel reference price mechanism where reference price is the…

Machine Learning · Computer Science 2024-07-23 Shipra Agrawal , Wei Tang

Consider a smooth one-parameter family t -> f_t of dynamical systems f_t, with |t|<epsilon. Assume that for all t (or for many t close to t=0) the map f_t admits a unique SRB invariant probability measure m_t. We say that linear response}…

Dynamical Systems · Mathematics 2014-08-14 Viviane Baladi

The additive process generalizes the L\'evy process by relaxing its assumption of time-homogeneous increments and hence covers a larger family of stochastic processes. Recent research in option pricing shows that modeling the underlying log…

Computational Finance · Quantitative Finance 2024-10-03 Jimin Lin , Guixin Liu

Regression splines are largely used to investigate and predict data behavior, attracting the interest of mathematicians for their beautiful numerical properties, and of statisticians for their versatility with respect to the applications.…

Methodology · Statistics 2025-01-09 Rosanna Campagna , Serena Crisci , Gabriele Santin , Gerardo Toraldo , Marco Viola

A simple statement and accessible proof of a version of the Fundamental Theorem of Asset Pricing in discrete time is provided. Careful distinction is made between prices and cash flows in order to provide uniform treatment of all…

Mathematical Finance · Quantitative Finance 2019-12-04 Keith A. Lewis

Time-varying parameter (TVP) regressions commonly assume that time-variation in the coefficients is determined by a simple stochastic process such as a random walk. While such models are capable of capturing a wide range of dynamic…

Econometrics · Economics 2021-03-01 Manfred M. Fischer , Niko Hauzenberger , Florian Huber , Michael Pfarrhofer

For each $t\in\mathbb{Q}\setminus\{-1,0,1\}$, define an elliptic curve over $\mathbb{Q}$ by \begin{align*} E_t:y^2=x(x+1)(x+t^2). \end{align*} Using a formula for the root number $W(E_t)$ as a function of $t$ and assuming some standard…

Number Theory · Mathematics 2023-10-05 Jonathan Love

ATSM are widely applied for pricing of bonds and interest rate derivatives but the consistency of ATSM when the short rate, r, is unbounded from below remains essentially an open question. First, the standard approach to ATSM uses the…

Other Condensed Matter · Physics 2008-12-10 Sergei Levendorskii

We consider the problem of estimating the slope parameter in circular functional linear regression, where scalar responses Y1,...,Yn are modeled in dependence of 1-periodic, second order stationary random functions X1,...,Xn. We consider an…

Statistics Theory · Mathematics 2010-10-01 Fabienne Comte , Jan Johannes

Let K be the function field of a connected regular scheme S of dimension 1, and let f : X -> Y be a finite cover of projective smooth and geometrically connected curves over K with g(X) greater or equal to 2. Suppose that f can be extended…

Algebraic Geometry · Mathematics 2016-09-29 Qing Liu

Let $\Phi:\R\rightarrow\R$ be an arbitrary continuously differentiable deterministic function such that $|\Phi|+|\Phi'|$ is bounded by a polynomial. In this article we consider the class of stochastic volatility models in which…

Probability · Mathematics 2012-08-07 Antoine Ayache , Qidi Peng