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This paper studies a portfolio optimization problem in a discrete-time Markovian model of a financial market, in which asset price dynamics depend on an external process of economic factors. There are transaction costs with a structure that…

Portfolio Management · Quantitative Finance 2008-12-02 Jan Palczewski , Lukasz Stettner

In this note we study the entropy spectrum of rotation classes for collections of finitely many continuous potentials $\varphi_1,\dots,\varphi_m:X\to \mathbb{R}$ with respect to the set of invariant measures of an underlying dynamical…

Dynamical Systems · Mathematics 2020-11-10 Yan Mary He , Christian Wolf

We begin with an exact expression for the entropy of a system of hard spheres within the Hamming space. This entropy relies on probability marginals, which are determined by an extended set of Belief Propagation (BP) equations. The BP…

Disordered Systems and Neural Networks · Physics 2024-09-06 Abolfazl Ramezanpour , Saman Moghimi-Araghi

Fractional stochastic volatility models have been widely used to capture the non-Markovian structure revealed from financial time series of realized volatility. On the other hand, empirical studies have identified scales in stock price…

Mathematical Finance · Quantitative Finance 2019-01-25 Jean-Pierre Fouque , Ruimeng Hu

It is believed by the majority today that the efficient market hypothesis is imperfect because of market irrationality. Using the physical concepts and mathematical structures of quantum mechanics, we construct an econophysics framework for…

General Finance · Quantitative Finance 2016-03-22 Xiangyi Meng , Jian-Wei Zhang , Hong Guo

We study a generalized geometric Brownian motion framework that incorporates both entries of new units and exit mechanisms for the current population, extending earlier stochastic resetting models where these rates are treated as identical.…

General Economics · Economics 2026-05-20 Suvam Pal , Viktor Stojkoski , Arnab Pal , Trifce Sandev

We consider overdamped Brownian particles with two degrees of freedom (DoF) that are confined in a time-varying quadratic potential and are in simultaneous contact with heat baths of different temperatures along the respective DoF. The…

Statistical Mechanics · Physics 2024-06-21 Jordi Ventura Siches , Olga Movilla Miangolarra , Tryphon T. Georgiou

A novel approach for the stabilization of the Discontinuous Galerkin method based on the Dafermos entropy rate crition is presented. First, estimates for the maximal possible entropy dissipation rate of a weak solution are derived. Second,…

Numerical Analysis · Mathematics 2023-06-09 Simon-Christian Klein

In this paper we develop a concrete and fully implementable approach to the optimization of functionally generated portfolios in stochastic portfolio theory. The main idea is to optimize over a family of rank-based portfolios parameterized…

Portfolio Management · Quantitative Finance 2021-10-12 Steven Campbell , Ting-Kam Leonard Wong

We develop a method for multidimensional optimisation using flow equations. This method is based on homotopy continuation in combination with a maximum entropy approach. Extrema of the optimising functional correspond to fixed points of the…

Other Condensed Matter · Physics 2015-06-19 Matthias Punk

This paper presents a multi-staged approach to nonmyopic adaptive Gaussian process optimization (GPO) for Bayesian optimization (BO) of unknown, highly complex objective functions that, in contrast to existing nonmyopic adaptive BO…

Machine Learning · Computer Science 2020-02-25 Dmitrii Kharkovskii , Chun Kai Ling , Kian Hsiang Low

High-order finite volume and discontinuous Galerkin methods are often stabilized by separate nonlinear devices for admissibility, entropy control, and oscillation suppression. This separation hides a simple geometric fact: all three act on…

Numerical Analysis · Mathematics 2026-04-02 Kailiang Wu

We establish universality for the largest singular values of products of random matrices with right unitarily invariant distributions, in a regime where the number of matrix factors and size of the matrices tend to infinity simultaneously.…

Probability · Mathematics 2022-01-31 Andrew Ahn

We introduce a new class of continuous-time models of the stochastic volatility of asset prices. The models can simultaneously incorporate roughness and slowly decaying autocorrelations, including proper long memory, which are two stylized…

Statistical Finance · Quantitative Finance 2021-01-06 Mikkel Bennedsen , Asger Lunde , Mikko S. Pakkanen

This short note explores the maximum-entropy walk on the unit interval that is a median-martingale. That is, the median of its next state is equal to its current state. The stationary distribution of this walk is the arcsine distribution,…

Probability · Mathematics 2026-05-11 Rikhav Shah , Vilas Winstein

Designing robust algorithms for the optimal power flow (OPF) problem is critical for the control of large-scale power systems under uncertainty. The chance-constrained OPF (CCOPF) problem provides a natural formulation of the trade-off…

Optimization and Control · Mathematics 2025-01-23 Eli Brock , Haixiang Zhang , Javad Lavaei , Somayeh Sojoudi

We study the limiting extremal and cluster point processes of branching Brownian motion. The former records the heights of all extreme values of the process, while the latter records the relative heights of extreme values in a genealogical…

Probability · Mathematics 2024-05-29 Lisa Hartung , Oren Louidor , Tianqi Wu

We consider a dynamic portfolio optimization problem that incorporates predictable returns, instantaneous transaction costs, price impact, and stochastic volatility, extending the classical results of Garleanu and Pedersen (2013), which…

Computational Finance · Quantitative Finance 2025-07-24 Patrick Chan , Ronnie Sircar , Iosif Zimbidis

The entropy conservative/stable algorithm of Friedrich~\etal (2018) for hyperbolic conservation laws on nonconforming p-refined/coarsened Cartesian grids, is extended to curvilinear grids for the compressible Euler equations. The primary…

We construct a general stochastic process and prove weak convergence results. It is scaled in space and through the parameters of its distribution. We show that our simplified scaling is equivalent to time scaling used frequently. The…

Probability · Mathematics 2011-07-01 Mine Caglar
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