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Traditionally, assets are selected for inclusion in a portfolio (long or short) by human analysts. Teams of human portfolio managers (PMs) seek to weigh and balance these securities using optimisation methods and other portfolio…

Portfolio Management · Quantitative Finance 2024-04-18 Alicia Vidler

Threat modeling is a popular method to securely develop systems by achieving awareness of potential areas of future damage caused by adversaries. However, threat modeling for systems relying on Artificial Intelligence is still not well…

Cryptography and Security · Computer Science 2024-06-04 Jan von der Assen , Jamo Sharif , Chao Feng , Christian Killer , Gérôme Bovet , Burkhard Stiller

The effectiveness of machine learning in evaluating the creditworthiness of loan applicants has been demonstrated for a long time. However, there is concern that the use of automated decision-making processes may result in unequal treatment…

Machine Learning · Computer Science 2023-06-23 Darie Moldovan

As artificial intelligence (AI) becomes integral to economy and society, communication gaps between developers, users, and stakeholders hinder trust and informed decision-making. High-level AI labels, inspired by frameworks like EU energy…

Artificial Intelligence · Computer Science 2025-01-22 Raphael Fischer , Magdalena Wischnewski , Alexander van der Staay , Katharina Poitz , Christian Janiesch , Thomas Liebig

Fraudulent transactions and how to detect them remain a significant problem for financial institutions around the world. The need for advanced fraud detection systems to safeguard assets and maintain customer trust is paramount for…

Machine Learning · Computer Science 2023-12-22 Tomisin Awosika , Raj Mani Shukla , Bernardi Pranggono

Phishing remains a persistent cybersecurity threat; however, developing scalable and effective user training is labor-intensive and challenging to maintain. Generative Artificial Intelligence offers an interesting opportunity, but empirical…

Cryptography and Security · Computer Science 2025-12-02 Francesco Greco , Giuseppe Desolda , Cesare Tucci , Andrea Esposito , Antonio Curci , Antonio Piccinno

In recent years, financial fraud detection systems have become very efficient at detecting fraud, which is a major threat faced by e-commerce platforms. Such systems often include machine learning-based algorithms aimed at detecting and…

Cryptography and Security · Computer Science 2023-12-05 Chen Doytshman , Satoru Momiyama , Inderjeet Singh , Yuval Elovici , Asaf Shabtai

Audit transaction testing validates accuracy and completeness of customer-facing statements against internal systems of record. Traditional manual, sample-based review of unstructured PDF statements is labor-intensive and does not scale to…

Software Engineering · Computer Science 2026-05-08 Santosh Vasudevan , Velu Natarajan

Responsible AI demands systems whose behavioral tendencies can be effectively measured, audited, and adjusted to prevent inadvertently nudging users toward risky decisions or embedding hidden biases in risk aversion. As language models…

Artificial Intelligence · Computer Science 2025-10-10 Ali Mazyaki , Mohammad Naghizadeh , Samaneh Ranjkhah Zonouzaghi , Amirhossein Farshi Sotoudeh

Generative AI is transforming the provision of expert services. This article uses a series of one-shot experiments to quantify the behavioral, welfare and distribution consequences of large language models (LLMs) on AI-AI, Human-Human,…

General Economics · Economics 2025-09-09 Alexander Erlei

The rapid development of artificial intelligence methods contributes to their wide applications for forecasting various financial risks in recent years. This study introduces a novel explainable case-based reasoning (CBR) approach without a…

Computational Finance · Quantitative Finance 2021-07-20 Wei Li , Florentina Paraschiv , Georgios Sermpinis

Large Language Models (LLMs) have demonstrated remarkable potential as autonomous agents, approaching human-expert performance through advanced reasoning and tool orchestration. However, decision-making in fully dynamic and live…

Computational Finance · Quantitative Finance 2025-12-15 Tianyu Fan , Yuhao Yang , Yangqin Jiang , Yifei Zhang , Yuxuan Chen , Chao Huang

This study explores the integration of contextual explanations into AI-powered loan decision systems to enhance trust and usability. While traditional AI systems rely heavily on algorithmic transparency and technical accuracy, they often…

Human-Computer Interaction · Computer Science 2025-10-07 Allen Daniel Sunny

Forecasting corporate financial distress increasingly requires capturing firms' adoption of transformative technologies such as artificial intelligence, yet model performance remains vulnerable to temporal distribution shifts as these…

General Economics · Economics 2026-04-07 Frederik Rech , Hussam Musa , Martin Šebeňa , Siele Jean Tuo

To build AI-based systems that users and the public can justifiably trust one needs to understand how machine learning technologies impact trust put in these services. To guide technology developments, this paper provides a systematic…

Computers and Society · Computer Science 2019-12-04 Ehsan Toreini , Mhairi Aitken , Kovila Coopamootoo , Karen Elliott , Carlos Gonzalez Zelaya , Aad van Moorsel

Risk reporting is essential for documenting AI models, yet only 14% of model cards mention risks, out of which 96% copying content from a small set of cards, leading to a lack of actionable insights. Existing proposals for improving model…

Software Engineering · Computer Science 2025-04-15 Pooja S. B. Rao , Sanja Šćepanović , Ke Zhou , Edyta Paulina Bogucka , Daniele Quercia

Recently, financial institutes have been dealing with an increase in financial crimes. In this context, financial services firms started to improve their vigilance and use new technologies and approaches to identify and predict financial…

Machine Learning · Computer Science 2021-05-25 Zeinab Rouhollahi

Our survey of 53 specialists across 105 AI reliability and security research areas identifies the most promising research prospects to guide strategic AI R&D investment. As companies are seeking to develop AI systems with broadly…

Computers and Society · Computer Science 2025-05-29 Joe O'Brien , Jeremy Dolan , Jay Kim , Jonah Dykhuizen , Jeba Sania , Sebastian Becker , Jam Kraprayoon , Cara Labrador

With growing credit card transaction volumes, the fraud percentages are also rising, including overhead costs for institutions to combat and compensate victims. The use of machine learning into the financial sector permits more effective…

Machine Learning · Computer Science 2022-08-26 Gayan K. Kulatilleke , Sugandika Samarakoon

Advanced AI systems offer substantial benefits but also introduce risks. In 2025, AI-enabled cyber offense has emerged as a concrete example. This technical report applies a quantitative risk modeling methodology (described in full in a…

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