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Generalization is one of the fundamental issues in machine learning. However, traditional techniques like uniform convergence may be unable to explain generalization under overparameterization. As alternative approaches, techniques based on…

Machine Learning · Computer Science 2022-03-22 Jiaye Teng , Jianhao Ma , Yang Yuan

A longstanding goal in the theory of deep learning is to characterize the conditions under which a given neural network architecture will be trainable, and if so, how well it might generalize to unseen data. In this work, we provide such a…

Machine Learning · Computer Science 2020-07-14 Lechao Xiao , Jeffrey Pennington , Samuel S. Schoenholz

Neural collapse (NC) describes the structured geometry that emerges in the features and weights of trained classifiers. Recent theory suggests NC can be suboptimal in deep architectures, attributing this to an explicit low-rank bias from L2…

Machine Learning · Computer Science 2026-05-25 Connall Garrod , Jonathan P. Keating , Christos Thrampoulidis

Recent empirical studies have explored the idea of continuing to train a model at test-time for a given task, known as test-time training (TTT), and have found it to yield significant performance improvements. However, there is limited…

Machine Learning · Computer Science 2026-02-10 Jonas Hübotter , Patrik Wolf , Alexander Shevchenko , Dennis Jüni , Andreas Krause , Gil Kur

Deep learning achieves remarkable generalization capability with overwhelming number of model parameters. Theoretical understanding of deep learning generalization receives recent attention yet remains not fully explored. This paper…

Machine Learning · Computer Science 2017-11-22 Guanhua Zheng , Jitao Sang , Changsheng Xu

We study the ability of foundation models to learn representations for classification that are transferable to new, unseen classes. Recent results in the literature show that representations learned by a single classifier over many classes…

Machine Learning · Computer Science 2022-01-05 Tomer Galanti , András György , Marcus Hutter

We investigate the generalization and optimization properties of shallow neural-network classifiers trained by gradient descent in the interpolating regime. Specifically, in a realizable scenario where model weights can achieve arbitrarily…

Machine Learning · Statistics 2023-03-29 Hossein Taheri , Christos Thrampoulidis

At the heart of machine learning lies the question of generalizability of learned rules over previously unseen data. While over-parameterized models based on neural networks are now ubiquitous in machine learning applications, our…

Machine Learning · Computer Science 2020-05-04 Melikasadat Emami , Mojtaba Sahraee-Ardakan , Parthe Pandit , Sundeep Rangan , Alyson K. Fletcher

Symmetries (transformations by group actions) are present in many datasets, and leveraging them holds considerable promise for improving predictions in machine learning. In this work, we aim to understand when and how deep networks -- with…

Machine Learning · Computer Science 2025-06-27 Andrea Perin , Stephane Deny

Neural Collapse refers to the remarkable structural properties characterizing the geometry of class embeddings and classifier weights, found by deep nets when trained beyond zero training error. However, this characterization only holds for…

Machine Learning · Computer Science 2022-08-12 Christos Thrampoulidis , Ganesh R. Kini , Vala Vakilian , Tina Behnia

Modern neural networks can achieve high accuracy while remaining poorly calibrated, producing confidence estimates that do not match empirical correctness. Yet calibration is often treated as a post-hoc attribute. We take a different…

Machine Learning · Computer Science 2026-04-23 Alessandro Morosini , Matea Gjika , Tomaso Poggio , Pierfrancesco Beneventano

We present a non-asymptotic theory of generalization in deep learning where the empirical neural tangent kernel partitions the output space. In directions corresponding to signal, error dissipates rapidly; in the vast orthogonal dimensions…

Machine Learning · Computer Science 2026-05-05 Elon Litman , Gabe Guo

Classical wisdom in machine learning holds that the generalization error can be decomposed into bias and variance, and these two terms exhibit a \emph{trade-off}. However, in this paper, we show that for an ensemble of deep learning based…

Machine Learning · Computer Science 2023-10-16 Lin Chen , Michal Lukasik , Wittawat Jitkrittum , Chong You , Sanjiv Kumar

Modern neural network performance typically improves as model size increases. A recent line of research on the Neural Tangent Kernel (NTK) of over-parameterized networks indicates that the improvement with size increase is a product of a…

Machine Learning · Computer Science 2020-06-18 Etai Littwin , Ben Myara , Sima Sabah , Joshua Susskind , Shuangfei Zhai , Oren Golan

Neural Collapse (NC) refers to the emergence of highly symmetric geometric structures in the representations of deep neural networks during the terminal phase of training. Despite its prevalence, the theoretical understanding of NC remains…

Machine Learning · Computer Science 2026-02-26 Jim Zhao , Tin Sum Cheng , Wojciech Masarczyk , Aurelien Lucchi

In this paper, we provide a computable characterization of the geometry of optimal representations in Contrastive Learning (CL) when the classes are imbalanced. When classes are balanced and the representation dimension is greater than the…

Machine Learning · Computer Science 2026-05-13 Thuan Nguyen , Shuchin Aeron , D. Richard Brown , Prakash Ishwar

In this work, we propose a notion of practical learnability grounded in finite sample settings, and develop a conjugate learning theoretical framework based on convex conjugate duality to characterize this learnability property. Building on…

Machine Learning · Statistics 2026-02-20 Binchuan Qi

We first study the generalization error of models that use a fixed feature representation (frozen intermediate layers) followed by a trainable readout layer. This setting encompasses a range of architectures, from deep random-feature models…

Statistics Theory · Mathematics 2025-11-10 Yessin Moakher , Malik Tiomoko , Cosme Louart , Zhenyu Liao

The generalization of machine learning models has a complex dependence on the data, model and learning algorithm. We study train and test performance, as well as the generalization gap given by the mean of their difference over different…

Machine Learning · Statistics 2022-06-29 Carlos A. Gomez-Uribe

This dissertation studies a fundamental open challenge in deep learning theory: why do deep networks generalize well even while being overparameterized, unregularized and fitting the training data to zero error? In the first part of the…

Machine Learning · Computer Science 2021-10-19 Vaishnavh Nagarajan
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