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Related papers: Approximation Rates for Deep Calibration of (Rough…

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We analyze approximation rates by deep ReLU networks of a class of multi-variate solutions of Kolmogorov equations which arise in option pricing. Key technical devices are deep ReLU architectures capable of efficiently approximating tensor…

Functional Analysis · Mathematics 2021-10-12 Dennis Elbrächter , Philipp Grohs , Arnulf Jentzen , Christoph Schwab

We apply supervised deep neural networks (DNNs) for pricing and calibration of both vanilla and exotic options under both diffusion and pure jump processes with and without stochastic volatility. We train our neural network models under…

Pricing of Securities · Quantitative Finance 2019-02-18 Ali Hirsa , Tugce Karatas , Amir Oskoui

Techniques from deep learning play a more and more important role for the important task of calibration of financial models. The pioneering paper by Hernandez [Risk, 2017] was a catalyst for resurfacing interest in research in this area. In…

Mathematical Finance · Quantitative Finance 2019-08-26 Christian Bayer , Blanka Horvath , Aitor Muguruza , Benjamin Stemper , Mehdi Tomas

We study the expression rates of deep neural networks (DNNs for short) for option prices written on baskets of $d$ risky assets, whose log-returns are modelled by a multivariate L\'evy process with general correlation structure of jumps. We…

Numerical Analysis · Mathematics 2021-07-06 Lukas Gonon , Christoph Schwab

We study the approximation of certain stochastic integrals with respect to a d-dimensional diffusion by corresponding stochastic integrals with piece-wise constant integrands. In finance this corresponds to replacing a continuously adjusted…

Probability · Mathematics 2007-05-23 Mika Hujo

For Deep Neural Networks (DNNs) to become useful in safety-critical applications, such as self-driving cars and disease diagnosis, they must be stable to perturbations in input and model parameters. Characterizing the sensitivity of a DNN…

Machine Learning · Computer Science 2023-07-25 Naman Maheshwari , Nicholas Malaya , Scott Moe , Jaydeep P. Kulkarni , Sudhanva Gurumurthi

A data-driven approach called CaNN (Calibration Neural Network) is proposed to calibrate financial asset price models using an Artificial Neural Network (ANN). Determining optimal values of the model parameters is formulated as training…

Computational Finance · Quantitative Finance 2020-02-03 Shuaiqiang Liu , Anastasia Borovykh , Lech A. Grzelak , Cornelis W. Oosterlee

The purpose of this article is to develop a machinery to study the capacity of deep neural networks (DNNs) to approximate high-dimensional functions. In particular, we show that DNNs have the expressive power to overcome the curse of…

Numerical Analysis · Mathematics 2026-04-30 Pierfrancesco Beneventano , Patrick Cheridito , Robin Graeber , Arnulf Jentzen , Benno Kuckuck

Multi-layer feedforward networks have been used to approximate a wide range of nonlinear functions. An important and fundamental problem is to understand the learnability of a network model through its statistical risk, or the expected…

Machine Learning · Computer Science 2022-06-28 Gen Li , Jie Ding

We present a neural network based calibration method that performs the calibration task within a few milliseconds for the full implied volatility surface. The framework is consistently applicable throughout a range of volatility models…

Mathematical Finance · Quantitative Finance 2019-08-26 Blanka Horvath , Aitor Muguruza , Mehdi Tomas

We present an algorithm for the calibration of local volatility from market option prices through deep self-consistent learning, by approximating both market option prices and local volatility using deep neural networks. Our method uses the…

Computational Finance · Quantitative Finance 2025-02-11 Zhe Wang , Ameir Shaa , Nicolas Privault , Claude Guet

Existing deep learning-based calibration scheme for rough volatility models predominantly rely on supervised learning frameworks, which incur significant computational costs due to the necessity of generating massive synthetic training…

Computational Finance · Quantitative Finance 2026-01-22 Changqing Teng , Guanglian Li

This paper focuses on understanding how the generalization error scales with the amount of the training data for deep neural networks (DNNs). Existing techniques in statistical learning require computation of capacity measures, such as VC…

Machine Learning · Computer Science 2021-05-06 Devansh Bisla , Apoorva Nandini Saridena , Anna Choromanska

We develop an unsupervised deep learning method to solve the barrier options under the Bergomi model. The neural networks serve as the approximate option surfaces and are trained to satisfy the PDE as well as the boundary conditions. Two…

Computational Finance · Quantitative Finance 2022-07-04 Weilong Fu , Ali Hirsa

Discrete time stochastic optimal control problems and Markov decision processes (MDPs) are fundamental models for sequential decision-making under uncertainty and as such provide the mathematical framework underlying reinforcement learning…

Optimization and Control · Mathematics 2025-07-01 Arnulf Jentzen , Konrad Kleinberg , Thomas Kruse

The choice of activation function fundamentally shapes the representational capacity and parameter efficiency of deep neural networks, yet most widely used activations lack rigorous theoretical guarantees on these properties. We provide a…

Machine Learning · Computer Science 2026-05-14 Ibrahim Albool , Malak Gamal El-Din , Salma Elmalaki , Yasser Shoukry

Deep neural network (DNN) regression models are widely used in applications requiring state-of-the-art predictive accuracy. However, until recently there has been little work on accurate uncertainty quantification for predictions from such…

Methodology · Statistics 2020-09-07 Nadja Klein , David J. Nott , Michael Stanley Smith

Deep Neural Networks (DNNs) are widely used for their ability to effectively approximate large classes of functions. This flexibility, however, makes the strict enforcement of constraints on DNNs an open problem. Here we present a framework…

Machine Learning · Computer Science 2023-02-10 Eric Marcus , Ray Sheombarsing , Jan-Jakob Sonke , Jonas Teuwen

We study the power of deep neural networks (DNNs) with sigmoid activation function. Recently, it was shown that DNNs approximate any $d$-dimensional, smooth function on a compact set with a rate of order $W^{-p/d}$, where $W$ is the number…

Machine Learning · Computer Science 2020-10-12 Sophie Langer

We propose a novel deep neural network (DNN) based approximation architecture to learn estimates of measurements. We detail an algorithm that enables training of the DNN. The DNN estimator only uses measurements, if and when they are…

Machine Learning · Computer Science 2022-09-13 Shivangi Agarwal , Sanjit K. Kaul , Saket Anand , P. B. Sujit
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