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The econometric challenge of finding sparse mean reverting portfolios based on a subset of a large number of assets is well known. Many current state-of-the-art approaches fall into the field of co-integration theory, where the problem is…

Portfolio Management · Quantitative Finance 2019-05-16 Théophile Griveau-Billion , Ben Calderhead

Unrestricted mean-variance-skewness-kurtosis portfolio optimization can capture asymmetry and tail risk, but sample-moment formulations become computationally impractical when the asset universe is large: they produce dense nonconvex…

Portfolio Management · Quantitative Finance 2026-04-29 Ya-Juan Wang , Yi-Shuai Niu , Artan Sheshmani , Shing-Tung Yau

This work presents a data-driven method for approximation of the maximum positively invariant (MPI) set and the maximum controlled invariant (MCI) set for nonlinear dynamical systems. The method only requires the knowledge of a finite…

Optimization and Control · Mathematics 2020-10-12 Milan Korda

Optimization of conditional convex risk measure is a central theme in dynamic portfolio selection theory, which has not yet systematically studied in the previous literature perhaps since conditional convex risk measures are neither random…

Optimization and Control · Mathematics 2019-10-24 Tiexin Guo

High precision analytical approximation is proposed for variance-covariance based risk allocation in a portfolio of risky assets. A general case of a single-period multi-factor Merton-type model with stochastic recovery is considered. The…

Risk Management · Quantitative Finance 2009-09-28 Mikhail Voropaev

We study monotone variational inequalities that can arise as optimality conditions for constrained convex optimisation or convex-concave minimax problems and propose a novel algorithm that uses only one gradient/operator evaluation and one…

Optimization and Control · Mathematics 2023-07-24 Michael Sedlmayer , Dang-Khoa Nguyen , Radu Ioan Bot

We solve an expected utility-maximization problem with a Value-at-risk constraint on the terminal portfolio value in an incomplete financial market due to stochastic volatility. To derive the optimal investment strategy, we use the dynamic…

Portfolio Management · Quantitative Finance 2025-05-21 Marcos Escobar-Anel , Yevhen Havrylenko , Rudi Zagst

A new framework for portfolio diversification is introduced which goes beyond the classical mean-variance approach and portfolio allocation strategies such as risk parity. It is based on a novel concept called portfolio dimensionality that…

Portfolio Management · Quantitative Finance 2019-09-23 Mathias Barkhagen , Brian Fleming , Sergio Garcia Quiles , Jacek Gondzio , Joerg Kalcsics , Jens Kroeske , Sotirios Sabanis , Arne Staal

We provided proof here that coefficient of variation (CV) is a direct measure of risk using an equation that has been derived here for the first time. We also presented a method to generate a stock CV based on return that strongly…

Mathematical Finance · Quantitative Finance 2022-06-22 Julius O. Campeciño

The classical mean-variance framework characterizes portfolio risk solely through return variance and the covariance matrix, implicitly assuming that all relevant sources of risk are captured by second moments. In modern financial markets,…

Portfolio Management · Quantitative Finance 2026-01-13 Yimeng Qiu

Integration against a probability distribution given its unnormalized density is a central task in Bayesian inference and other fields. We introduce new methods for approximating such expectations with a small set of weighted samples --…

Machine Learning · Statistics 2026-05-15 Ayoub Belhadji , Daniel Sharp , Youssef M. Marzouk

Multivariate normal (MVN) probabilities arise in myriad applications, but they are analytically intractable and need to be evaluated via Monte-Carlo-based numerical integration. For the state-of-the-art minimax exponential tilting (MET)…

Computation · Statistics 2026-01-28 Jian Cao , Matthias Katzfuss

We propose a methodology for computing single and multi-asset European option prices, and more generally expectations of scalar functions of (multivariate) random variables. This new approach combines the ability of Monte Carlo simulation…

Computational Finance · Quantitative Finance 2019-10-21 Damir Filipović , Kathrin Glau , Yuji Nakatsukasa , Francesco Statti

Variational inference is an approximation framework for Bayesian inference that seeks to improve quantified uncertainty in predictions by optimizing a simplified distribution over parameters to stand in for the full posterior. Capturing…

Machine Learning · Computer Science 2023-09-12 Jed A. Duersch

In this paper, we propose a numerical approach for solving composite primal-dual monotone inclusions with a priori information. The underlying a priori information set is represented by the intersection of fixed point sets of a finite…

Optimization and Control · Mathematics 2020-11-06 Luis Briceño-Arias , Julio Deride , Cristian Vega

We present in this paper a novel numerical reconstruction method for solving a 3D coefficient inverse problem with scattering data generated by a single direction of the incident plane wave. This inverse problem is well-known to be a highly…

Numerical Analysis · Mathematics 2018-05-22 Michael V. Klibanov , Aleksandr E. Kolesov , Dinh-Liem Nguyen

In this paper, we study closed-loop equilibrium strategies for mean-variance portfolio selection problem in a hidden Markov model with dynamic attention behavior. In addition to the investment strategy, the investor's attention to news is…

Optimization and Control · Mathematics 2022-05-19 Y. Zhang , Z. Jin , J. Wei , G. Yin

We present a Multi-Index Quasi-Monte Carlo method for the solution of elliptic partial differential equations with random coefficients. By combining the multi-index sampling idea with randomly shifted rank-1 lattice rules, the algorithm…

Numerical Analysis · Mathematics 2017-06-20 Pieterjan Robbe , Dirk Nuyens , Stefan Vandewalle

Traders are often faced with large block orders in markets with limited liquidity and varying volatility. Executing the entire order at once usually incurs a large trading cost because of this limited liquidity. In order to minimize this…

Trading and Market Microstructure · Quantitative Finance 2013-12-23 Nico Achtsis , Dirk Nuyens

We study the numerical computation of an expectation of a bounded function with respect to a measure given by a non-normalized density on a convex body. We assume that the density is log-concave, satisfies a variability condition and is not…

Probability · Mathematics 2014-12-03 Daniel Rudolf