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Constructing efficient portfolios requires balancing expected returns with risk through optimal stock selection, while accounting for investor preferences. In a recent work by Paul and Kundu (2026), the fractional-order entropy due to…

Statistics Theory · Mathematics 2026-01-28 Poulami Paul , Chanchal Kundu

The paper focuses on the link between information, investors' expectations and market price movement. EUR/USD market is examined from communication-theoretical perspective on the dynamics of information and meaning. We build upon the…

Computers and Society · Computer Science 2024-10-10 Inga Ivanova , Grzegorz Rzadkowski , Loet Leydesdorff

One the one hand, rough volatility has been shown to provide a consistent framework to capture the properties of stock price dynamics both under the historical measure and for pricing purposes. On the other hand, market price of volatility…

Mathematical Finance · Quantitative Finance 2025-12-05 Ofelia Bonesini , Antoine Jacquier , Aitor Muguruza

Previous derivations of the sum and product rules of probability theory relied on the algebraic properties of Boolean logic. Here they are derived within a more general framework based on lattice theory. The result is a new foundation of…

General Mathematics · Mathematics 2015-05-14 Kevin H. Knuth

Carroll and Kimball (1996) have shown that, in the class of utility functions that are strictly increasing, strictly concave, and have nonnegative third derivatives, hyperbolic absolute risk aversion (HARA) is sufficient for the concavity…

Theoretical Economics · Economics 2021-01-06 Alexis Akira Toda

In real-world decision-making problems, for instance in the fields of finance, robotics or autonomous driving, keeping uncertainty under control is as important as maximizing expected returns. Risk aversion has been addressed in the…

Machine Learning · Computer Science 2019-12-09 Lorenzo Bisi , Luca Sabbioni , Edoardo Vittori , Matteo Papini , Marcello Restelli

In this paper we have devised an alternative methodological approach for quantifying utility in terms of expected information content of the decision-maker's choice set. We have proposed an extension to the concept of utility by…

General Mathematics · Mathematics 2007-05-23 M. Khoshnevisan , Sukanto Bhattacharya , Florentin Smarandache

In this paper we give complete results on the presence of Shift, Slope and Curvature for a correlation model of interest rates, by improving and extending the content of a previous paper on the subject. We get our goal essentially…

Numerical Analysis · Mathematics 2012-07-26 Ernesto Salinelli , Debora Sesana

We present a theory of expected utility with state-dependent linear utility functions for monetary returns, that incorporates the possibility of loss-aversion. Our results relate to first order stochastic dominance, mean-preserving spread,…

Theoretical Economics · Economics 2024-11-19 Somdeb Lahiri

This paper introduces marginal fairness, a new individual fairness notion for equitable decision-making in the presence of protected attributes such as gender, race, and religion. This criterion ensures that decisions based on generalized…

Machine Learning · Statistics 2025-05-27 Fei Huang , Silvana M. Pesenti

Understanding the structure of financial markets deals with suitably determining the functional relation between financial variables. In this respect, important variables are the trading activity, defined here as the number of trades $N$,…

Trading and Market Microstructure · Quantitative Finance 2018-10-16 Mathias Pohl , Alexander Ristig , Walter Schachermayer , Ludovic Tangpi

This paper discusses the connection between mathematical finance and statistical modelling which turns out to be more than a formal mathematical correspondence. We like to figure out how common results and notions in statistics and their…

Statistics Theory · Mathematics 2012-04-23 Arnold Janssen , Martin Tietje

Many economic theory models incorporate finiteness assumptions that, while introduced for simplicity, play a real role in the analysis. We provide a principled framework for scaling results from such models by removing these finiteness…

Computer Science and Game Theory · Computer Science 2023-04-11 Yannai A. Gonczarowski , Scott Duke Kominers , Ran I. Shorrer

This paper studies robust forward investment and consumption preferences within a zero-volatility context. Different from previous works, we consider an incomplete financial market model due to general investment portfolio constraints. We…

Mathematical Finance · Quantitative Finance 2023-11-20 Wing Fung Chong , Gechun Liang

Risk and uncertainty will always be a matter of experience, luck, skills, and modelling. Leverage is another concept, which is critical for the investor decisions and results. Adaptive skills and quantitative probabilistic methods need to…

Risk Management · Quantitative Finance 2016-12-22 Mihail Turlakov

A new multivariate distribution possessing arbitrarily parametrized and positively dependent univariate Pareto margins is introduced. Unlike the probability law of Asimit et al. (2010) [Asimit, V., Furman, E. and Vernic, R. (2010) On a…

Risk Management · Quantitative Finance 2016-07-19 Jianxi Su , Edward Furman

A central problem in proof-theory is that of finding criteria for identity of proofs, that is, for when two distinct formal derivations can be taken as denoting the same logical argument. In the literature one finds criteria which are…

Logic · Mathematics 2021-10-07 Paolo Pistone

We study a space of coherent risk measures M_phi obtained as certain expansions of coherent elementary basis measures. In this space, the concept of ``Risk Aversion Function'' phi naturally arises as the spectral representation of each risk…

Statistical Mechanics · Physics 2008-12-02 Carlo Acerbi

The article presents a translation of some widespread financial terminology into the language of decision theory. For instance, financial leverage can be regarded as an object of choice or a decision. We show how the optics of decision…

Risk Management · Quantitative Finance 2012-06-06 Yaroslav Ivanenko

Incomplete preferences provide the epistemic foundation for models of imprecise subjective probabilities and utilities that are used in robust Bayesian analysis and in theories of bounded rationality. This paper presents a simple…

Statistics Theory · Mathematics 2007-06-13 Robert Nau