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Since its inauguration, ChiNext has gone through three time periods with two different regulation regimes and three different sets of listing day trading restrictions. This paper studies the impact of regulation regimes and listing day…

General Finance · Quantitative Finance 2022-12-23 Qi Deng , Lunge Dai , Zixin Yang , Zhong-guo Zhou , Monica Hussein , Dingyi Chen , Mick Swartz

This study reports on the current state-of-affairs in the funding of entrepreneurship and innovations in China and provides a broad survey of academic findings on the subject. We also discuss the implications of these findings for public…

General Economics · Economics 2021-08-26 Lin William Cong , Charles M. C. Lee , Yuanyu Qu , Tao Shen

In this paper, we study reinforcement learning (RL) algorithms to solve real-world decision problems with the objective of maximizing the long-term reward as well as satisfying cumulative constraints. We propose a novel first-order policy…

Machine Learning · Computer Science 2019-10-23 Yongshuai Liu , Jiaxin Ding , Xin Liu

The paper examines the Chinese market reaction to the ADR issue by comparing returns and their stochastic variances of the Chinese firms cross-listed in the U.S. stock market. First, It was implemented capital asset pricing model (CAPM) to…

Pricing of Securities · Quantitative Finance 2017-11-27 Kamilla Sabitova

With consistent growth in Indian Economy, Initial Public Offerings (IPOs) have become a popular avenue for investment. With the modern technology simplifying investments, more investors are interested in making data driven decisions while…

Computation and Language · Computer Science 2024-12-24 Sohom Ghosh , Arnab Maji , N Harsha Vardhan , Sudip Kumar Naskar

The intellectual property protection system constructed by China's Foreign Investment Law has opened a new phase of rule of law protection of intellectual property rights for foreign-invested enterprises, which is an important institutional…

General Economics · Economics 2021-06-08 Luo Ying

This paper uses the panel data of Chinese listed companies from 2007 to 2019, uses the relaxation of China's margin trading and short selling restrictions as the basis of quasi experimental research, and then constructs a double difference…

General Economics · Economics 2021-08-12 Ge-zhi Wu , Da-ming You

Recent advances in video generation have enabled thrilling experiences in producing realistic videos driven by scalable diffusion transformers. However, they usually fail to produce satisfactory outputs that are aligned to users' authentic…

Computer Vision and Pattern Recognition · Computer Science 2026-02-27 Xiaomeng Yang , Mengping Yang , Jia Gong , Luozheng Qin , Zhiyu Tan , Hao Li

Dynamic pricing is commonly used to regulate congestion in shared service systems. This paper is motivated by the fact that in the presence of users with varying price sensitivity (responsiveness), conventional monotonic pricing can lead to…

Systems and Control · Electrical Eng. & Systems 2026-03-24 Yingqing Chen , Anni Li , Christos G. Cassandras , Homayoun Hamedmoghadam , Fabian Wirth , Robert Shorten

This paper conducts an empirically study on the trade package composed of a sequence of consecutive purchases or sales of 23 stocks in Chinese stock market. We investigate the probability distributions of the execution time, the number of…

Trading and Market Microstructure · Quantitative Finance 2013-09-09 Fei Ren , Wei-Xing Zhou

This paper proposes and analyzes two new policy learning methods: regularized policy gradient (RPG) and iterative policy optimization (IPO), for a class of discounted linear-quadratic control (LQC) problems over an infinite time horizon…

Optimization and Control · Mathematics 2025-10-08 Xin Guo , Xinyu Li , Renyuan Xu

This study examines the impact of dividend policy on the performance of initial public offerings in India. The period of study is from the year 2011-2014. Monthly returns of the IPOs issued in the considered period and the Indian Stock…

General Finance · Quantitative Finance 2022-07-18 S. Meghna , N. Suresh , J. C. Usha

Performance of adaptive control policies is assessed through the regret with respect to the optimal regulator, which reflects the increase in the operating cost due to uncertainty about the dynamics parameters. However, available results in…

Systems and Control · Computer Science 2020-03-24 Mohamad Kazem Shirani Faradonbeh , Ambuj Tewari , George Michailidis

Price limit trading rules are adopted in some stock markets (especially emerging markets) trying to cool off traders' short-term trading mania on individual stocks and increase market efficiency. Under such a microstructure, stocks may hit…

Statistical Finance · Quantitative Finance 2015-03-13 Yu-Lei Wan , Wen-Jie Xie , Gao-Feng Gu , Zhi-Qiang Jiang , Wei Chen , Xiong Xiong , Wei Zhang , Wei-Xing Zhou

Motivated by real-world applications such as rental and cloud computing services, we investigate pricing for reusable resources. We consider a system where a single resource with a fixed number of identical copies serves customers with…

Optimization and Control · Mathematics 2025-06-24 Santiago R. Balseiro , Will Ma , Wenxin Zhang

A fundamental economic question is that of designing revenue-maximizing mechanisms in dynamic environments. This paper considers a simple yet compelling market model to tackle this question, where forward-looking buyers arrive at the market…

Theoretical Economics · Economics 2024-10-16 Jose Correa , Andres Cristi , Laura Vargas Koch

The statistical properties of the bid-ask spread of a frequently traded Chinese stock listed on the Shenzhen Stock Exchange are investigated using the limit-order book data. Three different definitions of spread are considered based on the…

Physics and Society · Physics 2008-12-02 Gao-Feng Gu , Wei Chen , Wei-Xing Zhou

Technical trading rules have a long history of being used by practitioners in financial markets. Their profitable ability and efficiency of technical trading rules are yet controversial. In this paper, we test the performance of more than…

Trading and Market Microstructure · Quantitative Finance 2015-09-03 Shan Wang , Zhi-Qiang Jiang , Sai-Ping Li , Wei-Xing Zhou

We study the problem of online dynamic pricing with two types of fairness constraints: a "procedural fairness" which requires the proposed prices to be equal in expectation among different groups, and a "substantive fairness" which requires…

Machine Learning · Computer Science 2022-09-27 Jianyu Xu , Dan Qiao , Yu-Xiang Wang

We propose a limit order book (LOB) model with dynamics that account for both the impact of the most recent order and the shape of the LOB. We present an empirical analysis showing that the type of the last order significantly alters the…

Trading and Market Microstructure · Quantitative Finance 2017-10-31 Federico Gonzalez , Mark Schervish
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