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We obtain option pricing formulas for stock price models in which the drift and volatility terms are functionals of a continuous history of the stock prices. That is, the stock dynamics follows a nonlinear stochastic functional differential…

Pricing of Securities · Quantitative Finance 2020-11-17 Flavia Sancier , Salah Mohammed

Accurate forecasting of zero coupon bond yields for a continuum of maturities is paramount to bond portfolio management and derivative security pricing. Yet a universal model for yield curve forecasting has been elusive, and prior attempts…

Applications · Statistics 2012-09-28 Spencer Hays , Haipeng Shen , Jianhua Z. Huang

Using nonlinear projections and preserving structure in model order reduction (MOR) are currently active research fields. In this paper, we provide a novel differential geometric framework for model reduction on smooth manifolds, which…

Numerical Analysis · Mathematics 2024-04-03 Patrick Buchfink , Silke Glas , Bernard Haasdonk , Benjamin Unger

Deep learning is becoming increasingly ubiquitous in medical research and applications while involving sensitive information and even critical diagnosis decisions. Researchers observe a significant performance disparity among subgroups with…

Machine Learning · Computer Science 2023-07-06 Zikang Xu , Shang Zhao , Quan Quan , Qingsong Yao , S. Kevin Zhou

We develop a model for the dynamic evolution of default-free and defaultable interest rates in a LIBOR framework. Utilizing the class of affine processes, this model produces positive LIBOR rates and spreads, while the dynamics are…

Pricing of Securities · Quantitative Finance 2013-07-15 Zorana Grbac , Antonis Papapantoleon

Improved model independent upper bounds on the weak transition form factors are derived using inclusive sum rules. Comparison of the new bounds with the old ones is made for the form factors h_{A_1} and h_V in B -> D* decays.

High Energy Physics - Phenomenology · Physics 2009-12-15 Cheng-Wei Chiang

ATSM are widely applied for pricing of bonds and interest rate derivatives but the consistency of ATSM when the short rate, r, is unbounded from below remains essentially an open question. First, the standard approach to ATSM uses the…

Other Condensed Matter · Physics 2008-12-10 Sergei Levendorskii

We study the range of prices at which a rational agent should contemplate transacting a financial contract outside a given securities market. Trading is subject to nonproportional transaction costs and portfolio constraints and full…

Mathematical Finance · Quantitative Finance 2022-04-08 Maria Arduca , Cosimo Munari

This letter studies the Friedkin-Johnsen (FJ) model with diminishing competition, or stubbornness. The original FJ model assumes that each agent assigns a constant competition weight to its initial opinion. In contrast, we investigate the…

Systems and Control · Electrical Eng. & Systems 2025-05-02 Luca Ballotta , Áron Vékássy , Stephanie Gil , Michal Yemini

We study convexity and monotonicity properties for prices of bonds and bond options when the short rate is modeled by a diffusion process. We provide conditions under which convexity of the price in the short rate is guaranteed. Under these…

Analysis of PDEs · Mathematics 2008-12-10 Erik Ekstrom , Johan Tysk

We study a dynamic asset pricing problem in which a representative agent is ambiguous about the aggregate endowment growth rate and trades a risky stock, human capital, and a risk-free asset to maximize her preference value of consumption…

Pricing of Securities · Quantitative Finance 2025-12-04 Jiacheng Fan , Xue Dong He , Ruocheng Wu

We present a class of flexible and tractable static factor models for the term structure of joint default probabilities, the factor copula models. These high-dimensional models remain parsimonious with pair-copula constructions, and nest…

Mathematical Finance · Quantitative Finance 2018-01-19 Damien Ackerer , Thibault Vatter

We calibrate and test various variants of field theory models of the interest rate with data from eurodollars futures. A model based on a simple psychological factor are seen to provide the best fit to the market. We make a model…

Soft Condensed Matter · Physics 2009-11-07 Belal E. Baaquie , Marakani Srikant

Contextual pricing strategies are prevalent in online retailing, where the seller adjusts prices based on products' attributes and buyers' characteristics. Although such strategies can enhance seller's profits, they raise concerns about…

Computer Science and Game Theory · Computer Science 2026-03-17 Pangpang Liu , Will Wei Sun

We extend the now classic structural credit modeling approach of Black and Cox to a class of "two-factor" models that unify equity securities such as options written on the stock price, and credit products like bonds and credit default…

Pricing of Securities · Quantitative Finance 2011-10-27 Thomas R. Hurd , Zhuowei Zhou

We present a dynamical model for the price evolution of financial assets. The model is based in a two level structure. In the first stage one finds an agent-based model that describes the present state of the investors' beliefs,…

Trading and Market Microstructure · Quantitative Finance 2009-07-30 Miquel Montero

In this paper we compare market price fluctuations with the response to fundamental price drops within the Lux-Marchesi model which is able to reproduce the most important stylized facts of real market data. Major differences can be…

Statistical Mechanics · Physics 2009-11-07 A. G. Zawadowski , R. Karadi , J. Kertesz

We consider the Heath-Jarrow-Morton model of forward rates processes with linear volatility. The noise is either a Wiener or a pure jump Leevy process. We provide formulae for the forward rate processes, and discus the problem of their…

Probability · Mathematics 2023-05-29 S. Peszat , J. Zabczyk

A new procedure is proposed for the dimensional reduction of time series. Similarly to principal components, the procedure seeks a low-dimensional manifold that minimizes information loss. Unlike principal components, however, the new…

Statistics Theory · Mathematics 2010-12-20 Manuel D. de la Iglesia , Esteban G. Tabak

A new framework for asset price dynamics is introduced in which the concept of noisy information about future cash flows is used to derive the price processes. In this framework an asset is defined by its cash-flow structure. Each cash flow…

Pricing of Securities · Quantitative Finance 2013-01-31 Dorje C. Brody , Lane P. Hughston , Andrea Macrina