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Typically, operational risk losses are reported above a threshold. Fitting data reported above a constant threshold is a well known and studied problem. However, in practice, the losses are scaled for business and other factors before the…

Risk Management · Quantitative Finance 2009-07-31 Pavel V. Shevchenko , Grigory Temnov

We propose a dynamical model for the estimation of Operational Risk in banking institutions. Operational Risk is the risk that a financial loss occurs as the result of failed processes. Examples of operational losses are the ones generated…

Risk Management · Quantitative Finance 2012-02-14 Marco Bardoscia , Roberto Bellotti

In this paper, we model dependence between operational risks by allowing risk profiles to evolve stochastically in time and to be dependent. This allows for a flexible correlation structure where the dependence between frequencies of…

Risk Management · Quantitative Finance 2009-07-31 Gareth W. Peters , Pavel V. Shevchenko , Mario V. Wüthrich

In structural credit risk models, default events and the ensuing losses are both derived from the asset values at maturity. Hence it is of utmost importance to choose a distribution for these asset values which is in accordance with…

Risk Management · Quantitative Finance 2016-01-13 Thilo A. Schmitt , Rudi Schäfer , Thomas Guhr

Estimation of the operational risk capital under the Loss Distribution Approach requires evaluation of aggregate (compound) loss distributions which is one of the classic problems in risk theory. Closed-form solutions are not available for…

Computational Finance · Quantitative Finance 2014-09-23 Pavel V. Shevchenko

To meet the Basel II regulatory requirements for the Advanced Measurement Approaches in operational risk, the bank's internal model should make use of the internal data, relevant external data, scenario analysis and factors reflecting the…

Risk Management · Quantitative Finance 2009-04-14 Hans Bühlmann , Pavel V. Shevchenko , Mario V. Wüthrich

To quantify an operational risk capital charge under Basel II, many banks adopt a Loss Distribution Approach. Under this approach, quantification of the frequency and severity distributions of operational risk involves the bank's internal…

Risk Management · Quantitative Finance 2009-04-09 Dominik D. Lambrigger , Pavel V. Shevchenko , Mario V. Wüthrich

In actuarial research, a task of particular interest and importance is to predict the loss cost for individual risks so that informative decisions are made in various insurance operations such as underwriting, ratemaking, and capital…

Applications · Statistics 2019-10-15 Peng Shi , Zifeng Zhao

A Value-at-Risk based model is proposed to compute the adequate equity capital necessary to cover potential losses due to operational risks, such as human and system process failures, in banking organizations. Exploring the analogy to a…

Statistical Mechanics · Physics 2009-11-07 Reimer Kuehn , Peter Neu

To meet the Basel II regulatory requirements for the Advanced Measurement Approaches, the bank's internal model must include the use of internal data, relevant external data, scenario analysis and factors reflecting the business environment…

Risk Management · Quantitative Finance 2009-04-08 P. V. Shevchenko , M. V. Wüthrich

We propose a portfolio approach for operational risk quantification based on a class of analytical models from which we derive new results on the correlation problem. In particular, we show that uniform correlation is a robust assumption…

Risk Management · Quantitative Finance 2014-05-08 Vivien Brunel

Analytical, free of time consuming Monte Carlo simulations, framework for credit portfolio systematic risk metrics calculations is presented. Techniques are described that allow calculation of portfolio-level systematic risk measures…

Risk Management · Quantitative Finance 2011-07-14 Mikhail Voropaev

A system for Operational Risk management based on the computational paradigm of Bayesian Networks is presented. The algorithm allows the construction of a Bayesian Network targeted for each bank using only internal loss data, and takes into…

Risk Management · Quantitative Finance 2012-02-14 V. Aquaro , M. Bardoscia , R. Bellotti , A. Consiglio , F. De Carlo , G. Ferri

Operational risk is the risk relative to monetary losses caused by failures of bank internal processes due to heterogeneous causes. A dynamical model including both spontaneous generation of losses and generation via interactions between…

Risk Management · Quantitative Finance 2012-07-27 Marco Bardoscia

The ongoing concern about systemic risk since the outburst of the global financial crisis has highlighted the need for risk measures at the level of sets of interconnected financial components, such as portfolios, institutions or members of…

Risk Management · Quantitative Finance 2017-03-24 Yannick Armenti , Stephane Crepey , Samuel Drapeau , Antonis Papapantoleon

Accurate modeling of operational risk is important for a bank and the finance industry as a whole to prepare for potentially catastrophic losses. One approach to modeling operational is the loss distribution approach, which requires a bank…

Risk Management · Quantitative Finance 2021-07-09 Daniel Hadley , Harry Joe , Natalia Nolde

Thermal or finite-size scaling analyses of importance sampling Monte Carlo time series in the vicinity of phase transition points often combine different estimates for the same quantity, such as a critical exponent, with the intent to…

Statistical Mechanics · Physics 2009-04-08 Martin Weigel , Wolfhard Janke

In order to properly manage risk, practitioners must understand the aggregate risks they are exposed to. Additionally, to properly price policies and calculate bonuses the relative riskiness of individual business units must be well…

Risk Management · Quantitative Finance 2024-10-22 Andrew Fleck , Edward Furman , Yang Shen

High precision analytical approximation is proposed for variance-covariance based risk allocation in a portfolio of risky assets. A general case of a single-period multi-factor Merton-type model with stochastic recovery is considered. The…

Risk Management · Quantitative Finance 2009-09-28 Mikhail Voropaev

Besides the well-known effect of autocorrelations in time series of Monte Carlo simulation data resulting from the underlying Markov process, using the same data pool for computing various estimates entails additional cross correlations.…

Statistical Mechanics · Physics 2014-11-20 Martin Weigel , Wolfhard Janke
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