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Optimal stopping is the problem of determining when to stop a stochastic system in order to maximize reward, which is of practical importance in domains such as finance, operations management and healthcare. Existing methods for…

Optimization and Control · Mathematics 2022-03-28 Xinyi Guan , Velibor V. Mišić

Over the past few years, trace regression models have received considerable attention in the context of matrix completion, quantum state tomography, and compressed sensing. Estimation of the underlying matrix from regularization-based…

Machine Learning · Statistics 2015-04-24 Martin Slawski , Ping Li , Matthias Hein

This paper develops a risk-aware controller for grid-forming inverters (GFMs) to minimize large frequency oscillations in GFM inverter-dominated power systems. To tackle the high variability from loads/renewables, we incorporate a…

Optimization and Control · Mathematics 2023-12-19 Kyung-bin Kwon , Sayak Mukherjee , Thanh Long Vu , Hao Zhu

We study the basic problem of robust subspace recovery. That is, we assume a data set that some of its points are sampled around a fixed subspace and the rest of them are spread in the whole ambient space, and we aim to recover the fixed…

Machine Learning · Statistics 2015-03-19 Teng Zhang , Gilad Lerman

Inverse problems are often ill-posed and require optimization schemes with strong stability and convergence guarantees. While learning-based approaches such as deep unrolling and meta-learning achieve strong empirical performance, they…

Signal Processing · Electrical Eng. & Systems 2026-05-28 Le Minh Triet Tran , Sarah Reynaud , Ronan Fablet , Adrien Merlini , François Rousseau , Mai Quyen Pham

Bond rating Transition Probability Matrices (TPMs) are built over a one-year time-frame and for many practical purposes, like the assessment of risk in portfolios or the computation of banking Capital Requirements (e.g. the new IFRS 9…

Risk Management · Quantitative Finance 2017-10-17 Greig Smith , Goncalo dos Reis

Recent work has shown that a model's input word embeddings can serve as effective control variables for steering its behavior toward outputs that satisfy desired properties. However, this has only been demonstrated for pretrained…

Computation and Language · Computer Science 2026-04-30 Baturay Saglam , Dionysis Kalogerias

The Expectation-Maximization (EM) algorithm is one of the most popular methods used to solve the problem of parametric distribution-based clustering in unsupervised learning. In this paper, we propose to analyze a generalized EM (GEM)…

Optimization and Control · Mathematics 2021-05-19 Sarthak Chatterjee , Orlando Romero , Sérgio Pequito

We consider the classic supervised learning problem, where a continuous non-negative random label $Y$ (i.e. a random duration) is to be predicted based upon observing a random vector $X$ valued in $\mathbb{R}^d$ with $d\geq 1$ by means of a…

Machine Learning · Computer Science 2019-06-06 Guillaume Ausset , Stéphan Clémençon , François Portier

In the first part of this paper, we show that the small-ball condition, recently introduced by Mendelson (2015), may behave poorly for important classes of localized functions such as wavelets, piecewise polynomials or trigonometric…

Statistics Theory · Mathematics 2016-10-19 Adrien Saumard

Empirical risk minimization (ERM) stability is usually studied via single-valued outputs, while convex non-strict losses yield set-valued minimizers. We identify Painlev\'e-Kuratowski upper semicontinuity (PK-u.s.c.) as the intrinsic…

Machine Learning · Computer Science 2026-01-27 Karim Bounja , Lahcen Laayouni , Abdeljalil Sakat

In fluid flow simulation, the multi-continuum model is a useful strategy. When the heterogeneity and contrast of coefficients are high, the system becomes multiscale, and some kinds of reduced-order methods are demanded. Combining these…

Numerical Analysis · Mathematics 2023-02-08 Tina Mai , Siu Wun Cheung , Jun Sur Richard Park

In this paper, we study an optimal mean-variance investment-reinsurance problem for an insurer (she) under a Cram\'er-Lundberg model with random coefficients. At any time, the insurer can purchase reinsurance or acquire new business and…

Portfolio Management · Quantitative Finance 2024-06-18 Xiaomin Shi , Zuo Quan Xu

This article aims to provide approximate solutions for the non-linear collision-induced breakage equation using two different semi-analytical schemes, i.e., variational iteration method (VIM) and optimized decomposition method (ODM). The…

Numerical Analysis · Mathematics 2024-03-14 Sanjiv Kumar Bariwal , Rajesh Kumar

The quintessential learning algorithm of empirical risk minimization (ERM) is known to fail in various settings for which uniform convergence does not characterize learning. It is therefore unsurprising that the practice of machine learning…

Machine Learning · Computer Science 2024-06-26 Julian Asilis , Siddartha Devic , Shaddin Dughmi , Vatsal Sharan , Shang-Hua Teng

The robust adaptive beamforming (RAB) problem for general-rank signal model with an uncertainty set defined through a matrix induced norm is considered. The worst-case signal-to-interference-plus-noise ratio (SINR) maximization RAB problem…

Signal Processing · Electrical Eng. & Systems 2021-03-25 Yongwei Huang , Sergiy A. Vorobyov

In real supervised learning scenarios, it is not uncommon that the training and test sample follow different probability distributions, thus rendering the necessity to correct the sampling bias. Focusing on a particular covariate shift…

Machine Learning · Computer Science 2012-06-22 Yaoliang Yu , Csaba Szepesvari

Let $\cF$ be a set of $M$ classification procedures with values in $[-1,1]$. Given a loss function, we want to construct a procedure which mimics at the best possible rate the best procedure in $\cF$. This fastest rate is called optimal…

Statistics Theory · Mathematics 2008-12-02 Guillaume Lecué

Expectation Maximization (EM) is among the most popular algorithms for maximum likelihood estimation, but it is generally only guaranteed to find its stationary points of the log-likelihood objective. The goal of this article is to present…

Machine Learning · Computer Science 2018-10-29 Ji Xu , Daniel Hsu , Arian Maleki

We study the semiparametric efficient estimation of a class of linear functionals in settings where a complete multivariate dataset is supplemented by additional datasets recording subsets of the variables of interest. These datasets are…

Statistics Theory · Mathematics 2025-06-19 Thomas B. Berrett
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