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In this paper, we study capital allocation for dynamic risk measures, with an axiomatic approach but also by exploiting the relation between risk measures and BSDEs. Although there is a wide literature on capital allocation rules in a…

Probability · Mathematics 2022-05-10 Elisa Matrogiacomo , Emanuela Rosazza Gianin

In this paper, we provide a representation theorem for dynamic capital allocation under It{\^o}-L{\'e}vy model. We consider the representation of dynamic risk measures defined under Backward Stochastic Differential Equations (BSDE) with…

Portfolio Management · Quantitative Finance 2018-08-15 Lesedi Mabitsela , Calisto Guambe , Rodwell Kufakunesu

Risk measure is a fundamental concept in finance and in the insurance industry, it is used to adjust life insurance rates. In this current paper, we will study dynamic risk measures by means of backward stochastic Volterra integral…

Optimization and Control · Mathematics 2019-01-03 Nacira Agram

For an $\cF_T$-measurable payoff of a European type contingent claim, the recursive utility process/dynamic risk measure can be described by the adapted solution to a backward stochastic differential equation (BSDE). However, for an…

Probability · Mathematics 2019-12-24 Hanxiao Wang , Jingrui Sun , Jiongmin Yong

We discuss a general dynamic replication approach to counterparty credit risk modeling. This leads to a fundamental jump-process backward stochastic differential equation (BSDE) for the credit risk adjusted portfolio value. We then reduce…

Risk Management · Quantitative Finance 2016-08-18 Andrew Lesniewski , Anja Richter

A new class of risk measures called cash sub-additive risk measures is introduced to assess the risk of future financial, nonfinancial and insurance positions. The debated cash additive axiom is relaxed into the cash sub additive axiom to…

Risk Management · Quantitative Finance 2008-12-02 Nicole El Karoui , Claudia Ravanelli

Capital allocation principles are used in various contexts in which a risk capital or a cost of an aggregate position has to be allocated among its constituent parts. We study capital allocation principles in a performance measurement…

Risk Management · Quantitative Finance 2014-07-15 Eduard Kromer , Ludger Overbeck

We provide a new characterization of law-invariant backward stochastic differential equations (i.e. BSDEs) with quadratic growth. This answers the open question raised in Xu--Xu--Zhou (2022) on necessary conditions for law-invariance of…

Optimization and Control · Mathematics 2026-04-16 Zakaria Bensaid , Roxana Dumitrescu , Anis Matoussi , Wissal Sabbagh

Backward stochastic Volterra integral equations (BSVIEs in short) are studied. We introduce the notion of adapted symmetrical solutions (S-solutions in short), which are different from the M-solutions introduced by Yong [17]. We also give…

Probability · Mathematics 2010-05-31 Tianxiao Wang , Yufeng Shi

This paper is concerned with existence and uniqueness of M-solutions of backward stochastic Volterra integral equations (BSVIEs for short), which Lipschitz coefficients are allowed to be random, which generalize the results in [15]. Then a…

Probability · Mathematics 2010-01-21 Tianxiao Wang

This paper is devoted to proposing a new asymmetric risk-sensitive criterion involving different risk attitudes toward varying risk sources. The criterion can only be defined through the initial value of the minimal solutions of quadratic…

Optimization and Control · Mathematics 2025-06-23 Mingshang Hu , Shaolin Ji , Rundong Xu , Xiaole Xue

Capital allocation is a procedure used to assess the risk contributions of individual risk components to the total risk of a portfolio. While the conditional tail expectation (CTE)-based capital allocation is arguably the most popular…

Portfolio Management · Quantitative Finance 2026-01-05 Enrique Calderín-Ojeda , Yuyu Chen , Soon Wei Tan

In this paper we develop a novel methodology for estimation of risk capital allocation. The methodology is rooted in the theory of risk measures. We work within a general, but tractable class of law-invariant coherent risk measures, with a…

Risk Management · Quantitative Finance 2019-11-25 Tomasz R. Bielecki , Igor Cialenco , Marcin Pitera , Thorsten Schmidt

This paper studies dynamic mean-variance (MV) asset allocation problems in general incomplete markets. Besides of the conventional MV objective on portfolio's terminal wealth, our framework can accommodate running MV objectives with general…

Mathematical Finance · Quantitative Finance 2024-12-25 Qian Lei , Chi Seng Pun , Jingxiang Tang

In this paper, we consider dynamic risk measures induced by backward stochastic differential equations (BSDEs). We discuss different examples that come up in the literature, including the entropic risk measure and the risk measure arising…

Probability · Mathematics 2024-08-07 Nacira Agram , Jan Rems , Emanuela Rosazza Gianin

Capital allocation is a procedure for quantifying the contribution of each source of risk to aggregated risk. The gradient allocation rule, also known as the Euler principle, is a prevalent rule of capital allocation under which the…

Risk Management · Quantitative Finance 2024-06-28 Takaaki Koike , Cathy W. S. Chen , Edward M. H. Lin

The paper analyzes risk assessment for cash flows in continuous time using the notion of convex risk measures for processes. By combining a decomposition result for optional measures, and a dual representation of a convex risk measure for…

Probability · Mathematics 2013-04-18 Irina Penner , Anthony Reveillac

We study two different contributions to the theory of (scalar) systemic risk measures. Namely the first aggregate or axiomatic approach and the first inject capital approach. For this purpose we establish a general framework, which is rich…

Mathematical Finance · Quantitative Finance 2022-07-27 Ludger Overbeck , Florian Schindler

Financial institutions are currently required to meet more stringent capital requirements than they were before the recent financial crisis; in particular, the capital requirement for a large bank's trading book under the Basel 2.5 Accord…

Portfolio Management · Quantitative Finance 2013-08-07 Zaiwen Wen , Xianhua Peng , Xin Liu , Xiaoling Sun , Xiaodi Bai

In this paper, we establish existence, uniqueness, and regularity properties of the solutions to multi-dimensional backward stochastic Volterra integral equations (BSVIEs), whose (possibly random) generator reflects nonlinear dependence on…

Probability · Mathematics 2025-01-09 Qian Lei , Chi Seng Pun
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