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We extend the classical Cox-Ross-Rubinstein binomial model in two ways. We first develop a binomial model with time-dependent parameters that equate all moments of the pricing tree increments with the corresponding moments of the increments…

Mathematical Finance · Quantitative Finance 2017-12-12 Yong Shin Kim , Stoyan Stoyanov , Svetlozar Rachev , Frank J. Fabozzi

We propose a machine learning-based extension of the classical binomial option pricing model that incorporates key market microstructure effects. Traditional models assume frictionless markets, overlooking empirical features such as bid-ask…

Computational Finance · Quantitative Finance 2025-07-23 Akash Deep , Chris Monico , W. Brent Lindquist , Svetlozar T. Rachev , Frank J. Fabozzi

We consider option pricing using replicating binomial trees, with a two fold purpose. The first is to introduce ESG valuation into option pricing. We explore this in a number of scenarios, including enhancement of yield due to trader…

Pricing of Securities · Quantitative Finance 2022-09-15 Yuan Hu , W. Brent Lindquist , Svetlozar T. Rachev

Applying the Cherny-Shiryaev-Yor invariance principle, we introduce a generalized Jarrow-Rudd (GJR) option pricing model with uncertainty driven by a skew random walk. The GJR pricing tree exhibits skewness and kurtosis in both the natural…

Mathematical Finance · Quantitative Finance 2021-06-18 Yuan Hu , Abootaleb Shirvani , W. Brent Lindquist , Frank J. Fabozzi , Svetlozar T. Rachev

The objective of this paper is to introduce the theory of option pricing for markets with informed traders within the framework of dynamic asset pricing theory. We introduce new models for option pricing for informed traders in complete…

Mathematical Finance · Quantitative Finance 2020-08-13 Yuan Hu , Abootaleb Shirvani , Stoyan Stoyanov , Young Shin Kim , Frank J. Fabozzi , Svetlozar T. Rachev

We introduce a fairly general, recombining trinomial tree model in the natural world. Market-completeness is ensured by considering a market consisting of two risky assets, a riskless asset, and a European option. The two risky assets…

Mathematical Finance · Quantitative Finance 2024-10-10 Jagdish Gnawali , W. Brent Lindquist , Svetlozar T. Rachev

We introduce a discrete binary tree for pricing contingent claims with the underlying security prices exhibiting history dependence characteristic of that induced by market microstructure phenomena. Example dependencies considered include…

Mathematical Finance · Quantitative Finance 2024-02-29 Davide Lauria , W. Brent Lindquist , Svetlozar T. Rachev , Yuan Hu

The classical linear Black--Scholes model for pricing derivative securities is a popular model in financial industry. It relies on several restrictive assumptions such as completeness, and frictionless of the market as well as the…

Mathematical Finance · Quantitative Finance 2019-01-23 Jose Cruz , Daniel Sevcovic

Assuming that price of the underlying stock is moving in range bound, the Black-Scholes formula for options pricing supports a separation of variables. The resulting time-independent equation is solved employing different behavior of the…

Pricing of Securities · Quantitative Finance 2013-07-24 Ovidiu Racorean

We consider arbitrage free valuation of European options in Black-Scholes and Merton markets, where the general structure of the market is known, however the specific parameters are not known. In order to reflect this subjective uncertainty…

Mathematical Finance · Quantitative Finance 2017-01-13 Hanno Gottschalk , Elpida Nizami , Marius Schubert

We consider a generic market model with a single stock and with random volatility. We assume that there is a number of tradable options for that stock with different strike prices. The paper states the problem of finding a pricing rule that…

Probability · Mathematics 2008-12-02 Nikolai Dokuchaev

The Black-Scholes implied volatility skew at the money of SPX options is known to obey a power law with respect to the time-to-maturity. We construct a model of the underlying asset price process which is dynamically consistent to the power…

Mathematical Finance · Quantitative Finance 2015-01-29 Masaaki Fukasawa

We present two models for incorporating the total effect of market microstructure noise into dynamic pricing of assets and European options. The first model is developed under a Black-Scholes-Merton, continuous-time framework. The second…

Pricing of Securities · Quantitative Finance 2025-11-04 Peter Yegon , W. Brent Lindquist , Svetlozar T. Rachev

We extend the application of the Cherny-Shiryaev-Yor invariance principle to a unified Bachelier-Black-Scholes-Merton (BBSM) dynamic pricing model. This extension incorporates the influence of the history of the dynamics (i.e., the path…

Pricing of Securities · Quantitative Finance 2025-09-24 Bhathiya Divelgama , Nancy Asare Nyarko , W. Brent Lindquist , Svetlozar T. Rachev , Blessing Omotade

The key objective of this paper is to develop an empirical model for pricing SPX options that can be simulated over future paths of the SPX. To accomplish this, we formulate and rigorously evaluate several statistical models, including…

Pricing of Securities · Quantitative Finance 2025-06-24 Alessio Brini , David A. Hsieh , Patrick Kuiper , Sean Moushegian , David Ye

Continuous-time random walks are a well suited tool for the description of market behaviour at the smallest scale: the tick-to-tick evolution. We will apply this kind of market model to the valuation of perpetual American options:…

Pricing of Securities · Quantitative Finance 2008-12-02 Miquel Montero

Using the Donsker-Prokhorov invariance principle we extend the Kim-Stoyanov-Rachev-Fabozzi option pricing model to allow for variably-spaced trading instances, an important consideration for short-sellers of options. Applying the…

Mathematical Finance · Quantitative Finance 2020-11-18 Yuan Hu , Abootaleb Shirvani , W. Brent Lindquist , Frank J. Fabozzi , Svetlozar T. Rachev

In common finance literature, Black-Scholes partial differential equation of option pricing is usually derived with no-arbitrage principle. Considering an asset market, Merton applied the Hamilton-Jacobi-Bellman techniques of his…

Statistical Mechanics · Physics 2008-12-02 D. F. Wang

This paper establishes a non-stochastic analogue of the celebrated result by Dubins and Schwarz about reduction of continuous martingales to Brownian motion via time change. We consider an idealized financial security with continuous price…

Probability · Mathematics 2015-05-05 Vladimir Vovk

We consider the pricing of derivatives in a setting with trading restrictions, but without any probabilistic assumptions on the underlying model, in discrete and continuous time. In particular, we assume that European put or call options…

Mathematical Finance · Quantitative Finance 2015-06-09 Alexander M. G. Cox , Zhaoxu Hou , Jan Obloj
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