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The purpose of this paper is to study the generalized Fong--Vasicek two-factor interest rate model with stochastic volatility. In this model the dispersion of the stochastic short rate (square of volatility) is assumed to be stochastic as…

Statistical Finance · Quantitative Finance 2008-12-10 B. Stehlikova , D. Sevcovic

We propose identification robust statistics for testing hypotheses on the risk premia in dynamic affine term structure models. We do so using the moment equation specification proposed for these models in Adrian et al. (2013). We extend the…

Econometrics · Economics 2023-07-25 Frank Kleibergen , Lingwei Kong

This paper considers fixed effects (FE) estimation for linear panel data models under possible model misspecification when both the number of individuals, $n$, and the number of time periods, $T$, are large. We first clarify the probability…

Statistics Theory · Mathematics 2014-03-12 Antonio F. Galvao , Kengo Kato

It is known that the common factors in a large panel of data can be consistently estimated by the method of principal components, and principal components can be constructed by iterative least squares regressions. Replacing least squares…

Methodology · Statistics 2017-11-16 Jushan Bai , Serena Ng

Statistical parametric models are proposed to explain the values of the Planck constant obtained by comparing electrical and mechanical powers and by counting atoms in Si 28 enriched crystals. They assume that uncertainty contributions --…

Data Analysis, Statistics and Probability · Physics 2016-01-22 Giovanni Mana

We study nonparametric distance-based (isotropic) local polynomial methods for estimating the boundary average treatment effect curve, a causal functional that captures treatment effect heterogeneity in boundary discontinuity designs. We…

Econometrics · Economics 2026-05-26 Matias D. Cattaneo , Rocio Titiunik , Ruiqi Rae Yu

This paper studies a \textit{partial functional partially linear single-index model} that consists of a functional linear component as well as a linear single-index component. This model generalizes many well-known existing models and is…

Statistics Theory · Mathematics 2017-03-09 Qingguo Tang , Linglong Kong , David Ruppert , Rohana J. Karunamuni

This paper develops a general causal inference method for treatment effects models with noisily measured confounders. The key feature is that a large set of noisy measurements are linked with the underlying latent confounders through an…

Econometrics · Economics 2021-10-14 Yingjie Feng

Difficulties may arise when analyzing longitudinal data using mixed-effects models if there are nonparametric functions present in the linear predictor component. This study extends the use of semiparametric mixed-effects modeling in cases…

Methodology · Statistics 2024-02-05 Mozhgan Taavoni , Mohammad Arashi

Structural Equation Models (SEM) are the standard approach to representing causal dependencies between variables in causal models. In this paper we propose a new interpretation of SEMs when reasoning about Actual Causality, in which SEMs…

Artificial Intelligence · Computer Science 2025-12-23 Maksim Gladyshev , Natasha Alechina , Mehdi Dastani , Dragan Doder , Brian Logan

We study factor models augmented by observed covariates that have explanatory powers on the unknown factors. In financial factor models, the unknown factors can be reasonably well explained by a few observable proxies, such as the…

Methodology · Statistics 2018-09-18 Jianqing Fan , Yuan Ke , Yuan Liao

King and Roberts (2015, KR) claim that a disagreement between robust and classical standard errors exposes model misspecification. We emphasize that KR's claim only generally applies to parametric models: models that assume a restrictive…

Methodology · Statistics 2016-09-08 Peter M. Aronow

The main object of investigation in this paper is a very general regression model in optional setting - when an observed process is an optional semimartingale depending on an unknown parameter. It is well-known that statistical data may…

Statistics Theory · Mathematics 2021-03-16 Mohamed Abdelghani , Alexander Melnikov , Andrey Pak

Penalties that induce smoothness are common in nonparametric regression. In many settings, the amount of smoothness in the data generating function will not be known. Simon and Shojaie (2021) derived convergence rates for nonparametric…

Statistics Theory · Mathematics 2023-08-04 Marlena S. Bannick , Noah Simon

We consider continuous-time models with a large panel of moment conditions, where the structural parameter depends on a set of characteristics, whose effects are of interest. The leading example is the linear factor model in financial…

Econometrics · Economics 2018-12-04 Yuan Liao , Xiye Yang

In settings where ML models are used to inform the allocation of resources, agents affected by the allocation decisions might have an incentive to strategically change their features to secure better outcomes. While prior work has studied…

Previous work has explored the computational complexity of deriving two fundamental types of explanations for ML model predictions: (1) *sufficient reasons*, which are subsets of input features that, when fixed, determine a prediction, and…

Machine Learning · Computer Science 2026-02-23 Shahaf Bassan , Xuanxiang Huang , Guy Katz

Neural networks applied to financial time series operate in a regime of underspecification, where model predictors achieve indistinguishable out-of-sample error. Using large-scale volatility forecasting for S$\&$P 500 stocks, we show that…

Machine Learning · Computer Science 2026-03-04 Federico Vittorio Cortesi , Giuseppe Iannone , Giulia Crippa , Tomaso Poggio , Pierfrancesco Beneventano

Nonlinear machine-learning models are increasingly used to discover causal relationships in time-series data, yet the interpretation of their outputs remains poorly understood. In particular, causal scores produced by regularized neural…

Machine Learning · Computer Science 2026-05-27 Valentina Kuskova , Dmitry Zaytsev , Michael Coppedge

Ordinary differential equations have been used to model dynamical systems in a broad range. Model checking for parametric ordinary differential equations is a necessary step to check whether the assumed models are plausible. In this paper…

Statistics Theory · Mathematics 2020-03-26 Ran Liu , Yun Fang , Lixing Zhu