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In this paper, we propose a novel methodology for pricing equity-indexed annuities featuring cliquet-style payoff structures and early surrender risk, using advanced financial modeling techniques. Specifically, the market is modeled by an…

Pricing of Securities · Quantitative Finance 2025-02-18 Ludovic Goudenège , Andrea Molent , Antonino Zanette

We present a framework for hedging a portfolio of derivatives in the presence of market frictions such as transaction costs, market impact, liquidity constraints or risk limits using modern deep reinforcement machine learning methods. We…

Computational Finance · Quantitative Finance 2018-02-12 Hans Bühler , Lukas Gonon , Josef Teichmann , Ben Wood

It has been recently shown that spot volatilities can be very well modeled by rough stochastic volatility type dynamics. In such models, the log-volatility follows a fractional Brownian motion with Hurst parameter smaller than 1/2. This…

Statistical Finance · Quantitative Finance 2017-02-10 Giulia Livieri , Saad Mouti , Andrea Pallavicini , Mathieu Rosenbaum

We investigate the problem of pricing derivatives under a fractional stochastic volatility model. We obtain an approximate expression of the derivative price where the stochastic volatility can be composed of deterministic functions of time…

Pricing of Securities · Quantitative Finance 2022-10-28 Yuecai Han , Xudong Zheng

Time variation and persistence are crucial properties of volatility that are often studied separately in energy volatility forecasting models. Here, we propose a novel approach that allows shocks with heterogeneous persistence to vary…

General Finance · Quantitative Finance 2024-07-09 Jozef Barunik , Lukas Vacha

The aim of this study was to develop methods for evaluating the American-style option prices when the volatility of the underlying asset is described by a stochastic process. As part of this problem were developed techniques for modeling…

Pricing of Securities · Quantitative Finance 2010-09-29 Yu. A. Kuperin , P. A. Poloskov

This article is the second one in a series on the use of scaling invariance in finance. In the first article (cond-mat/9906048), we introduced a new formalism for the pricing of derivative securities, which focusses on tradable objects…

Condensed Matter · Physics 2007-05-23 Jiri Hoogland , Dimitri Neumann

In this paper we study the pricing of exchange options when underlying assets have stochastic volatility and stochastic correlation. An approximation using a closed-form approximation based on a Taylor expansion of the conditional price is…

Pricing of Securities · Quantitative Finance 2020-01-14 Enrique Villamor , Pablo Olivares

In this paper we extend the theory of option pricing to take into account and explain the empirical evidence for asset prices such as non-Gaussian returns, long-range dependence, volatility clustering, non-Gaussian copula dependence, as…

Mathematical Finance · Quantitative Finance 2017-11-28 Stoyan V. Stoyanov , Yong Shin Kim , Svetlozar T. Rachev , Frank J. Fabozzi

We study the pricing of European-style options written on forward contracts within function-valued infinite-dimensional affine stochastic volatility models. The dynamics of the underlying forward price curves are modeled within the…

Mathematical Finance · Quantitative Finance 2026-04-14 Jian He , Sven Karbach , Asma Khedher

Based on criteria of mathematical simplicity and consistency with empirical market data, a stochastic volatility model is constructed, the volatility process being driven by fractional noise. Price return statistics and asymptotic behavior…

Probability · Mathematics 2008-12-02 Rui Vilela Mendes , M. J. Oliveira

Volatility clustering, long-range dependence, and non-Gaussian scaling are stylized facts of financial assets dynamics. They are ignored in the Black & Scholes framework, but have a relevant impact on the pricing of options written on…

Pricing of Securities · Quantitative Finance 2020-02-12 Fulvio Baldovin , Massimiliano Caporin , Michele Caraglio , Attilio Stella , Marco Zamparo

We consider the problem of valuation of American options written on dividend-paying assets whose price dynamics follows a multidimensional exponential Levy model. We carefully examine the relation between the option prices, related partial…

Probability · Mathematics 2018-09-20 Tomasz Klimsiak , Andrzej Rozkosz

In this paper we provide a comprehensive analysis of a structural model for the dynamics of prices of assets traded in a market originally proposed in [1]. The model takes the form of an interacting generalization of the geometric Brownian…

Statistical Finance · Quantitative Finance 2018-06-06 Kartik Anand , Jonathan Khedair , Reimer Kuehn

We analyze the relative price change of assets starting from basic supply/demand considerations subject to arbitrary motivations. The resulting stochastic differential equation has coefficients that are functions of supply and demand. We…

Theoretical Economics · Economics 2020-08-26 Carey Caginalp , Gunduz Caginalp

We investigate the joint dynamics of spot and implied volatility from an empirical perspective. We focus on the equity market with the SPX Index our underlying of choice. Using only observable quantities, we extract the instantaneous…

Statistical Finance · Quantitative Finance 2015-07-06 Florent Ségonne

It is a market practice to express market-implied volatilities in some parametric form. The most popular parametrizations are based on or inspired by an underlying stochastic model, like the Heston model (SVI method) or the SABR model (SABR…

Mathematical Finance · Quantitative Finance 2026-01-06 Nicola F. Zaugg , Leonardo Perotti , Lech A. Grzelak

In this paper the valuation problem of a European call option in presence of both stochastic volatility and transaction costs is considered. In the limit of small transaction costs and fast mean reversion, an asymptotic expression for the…

Pricing of Securities · Quantitative Finance 2012-11-20 R. E. Caflisch , G. Gambino , M. Sammartino , C. Sgarra

Hedging a portfolio containing autocallable notes presents unique challenges due to the complex risk profile of these financial instruments. In addition to hedging, pricing these notes, particularly when multiple underlying assets are…

Computational Engineering, Finance, and Science · Computer Science 2024-11-05 Anil Sharma , Freeman Chen , Jaesun Noh , Julio DeJesus , Mario Schlener

In this paper we study the pricing of exchange options under a dynamic described by stochastic correlation with random jumps. In particular, we consider a Ornstein-Uhlenbeck covariance model with Levy Background Noise Process driven by…

Computational Finance · Quantitative Finance 2017-11-29 Olivares Pablo , Villamor Enrique