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We consider a class of assets whose risk-neutral pricing dynamics are described by an exponential L\'evy-type process subject to default. The class of processes we consider features locally-dependent drift, diffusion and default-intensity…

Computational Finance · Quantitative Finance 2013-04-19 Antoine Jacquier , Matthew Lorig

In this paper, we introduce a new time series model having a stochastic exponential tail. This model is constructed based on the Normal Tempered Stable distribution with a time-varying parameter. The model captures the stochastic…

Computational Finance · Quantitative Finance 2023-03-23 Young Shin Kim , Kum-Hwan Roh , Raphael Douady

In [1], we calibrated a one-factor Cheyette SLV model with a local volatility that is linear in the benchmark forward rate and an uncorrelated CIR stochastic variance to 3M caplets of various maturities. While caplet smiles for many…

Computational Finance · Quantitative Finance 2024-08-22 Arun Kumar Polala , Bernhard Hientzsch

We propose a new static parameterization of the implied volatility surface which is constructed by using polynomials of sigmoid functions combined with some other terms. This parameterization is flexible enough to fit market implied…

Mathematical Finance · Quantitative Finance 2014-12-09 Andrey Itkin

The paper derives saddlepoint expansions for conditional expectations in the form of $\mathsf{E}[\overline{X} | \overline{\mathbf Y} = {\mathbf a}]$ and $\mathsf{E}[\overline{X} | \overline{\mathbf Y} \geq {\mathbf a}]$ for the sample mean…

Statistics Theory · Mathematics 2015-10-08 Sojung Kim , Kyoung-kuk Kim

We review and illustrate how the volatility smile translates into a probability distribution, the market-implied probability distribution representing believes priced in. The effects of changes in the smile are examined. Special attention…

Pricing of Securities · Quantitative Finance 2009-11-05 Ulrich Kirchner

We propose a new financial model, the stochastic volatility model with sticky drawdown and drawup processes (SVSDU model), which enables us to capture the features of winning and losing streaks that are common across financial markets but…

Mathematical Finance · Quantitative Finance 2025-03-20 Yuhao Liu , Pingping Jiang , Gongqiu Zhang

We present a stochastic-local volatility model for derivative contracts on commodity futures able to describe forward-curve and smile dynamics with a fast calibration to liquid market quotes. A parsimonious parametrization is introduced to…

Pricing of Securities · Quantitative Finance 2020-01-27 Emanuele Nastasi , Andrea Pallavicini , Giulio Sartorelli

We provide explicit conditions on the distribution of risk-neutral log-returns which yield sharp asymptotic estimates on the implied volatility smile. We allow for a variety of asymptotic regimes, including both small maturity (with…

Pricing of Securities · Quantitative Finance 2016-07-08 Francesco Caravenna , Jacopo Corbetta

This paper expands traditional stochastic volatility models by allowing for time-varying skewness without imposing it. While dynamic asymmetry may capture the likely direction of future asset returns, it comes at the risk of leading to…

Econometrics · Economics 2023-12-04 Igor Ferreira Batista Martins , Hedibert Freitas Lopes

We consider stochastic volatility models using piecewise constant parameters. We suggest a hybrid optimization algorithm for fitting the models to a volatility surface and provide some numerical results. Finally, we provide an outlook on…

Pricing of Securities · Quantitative Finance 2010-10-07 Wolfgang Putschoegl

We consider convex-concave saddle-point problems where the objective functions may be split in many components, and extend recent stochastic variance reduction methods (such as SVRG or SAGA) to provide the first large-scale linearly…

Machine Learning · Computer Science 2016-11-04 P Balamurugan , Francis Bach

In the Black-Scholes context we consider the probability distribution function (PDF) of financial returns implied by volatility smile and we study the relation between the decay of its tails and the fitting parameters of the smile. We show…

Pricing of Securities · Quantitative Finance 2010-10-12 L. Spadafora , G. P. Berman , F. Borgonovi

We study stochastic volatility models in which the volatility process is a positive continuous function of a continuous Volterra stochastic process. We state some pathwise large deviation principles for the scaled log-price.

Probability · Mathematics 2020-01-31 M. Cellupica , B. Pacchiarotti

We analyse the behaviour of the implied volatility smile for options close to expiry in the exponential L\'evy class of asset price models with jumps. We introduce a new renormalisation of the strike variable with the property that the…

Pricing of Securities · Quantitative Finance 2012-07-17 Aleksandar Mijatović , Peter Tankov

Policy evaluation is a crucial step in many reinforcement-learning procedures, which estimates a value function that predicts states' long-term value under a given policy. In this paper, we focus on policy evaluation with linear function…

Machine Learning · Computer Science 2017-06-12 Simon S. Du , Jianshu Chen , Lihong Li , Lin Xiao , Dengyong Zhou

The paper proposes an expanded version of the Local Variance Gamma model of Carr and Nadtochiy by adding drift to the governing underlying process. Still in this new model it is possible to derive an ordinary differential equation for the…

Computational Finance · Quantitative Finance 2018-12-27 Peter Carr , Andrey Itkin

We study in details the skew of stock option smiles, which is induced by the so-called leverage effect on the underlying -- i.e. the correlation between past returns and future square returns. This naturally explains the anomalous…

Pricing of Securities · Quantitative Finance 2008-12-02 Stefano Ciliberti , Jean-Philippe Bouchaud , Marc Potters

We consider risk-neutral returns and show how their tail asymptotics translate directly to asymptotics of the implied volatility smile, thereby sharpening Roger Lee's celebrated moment formula. The theory of regular variation provides the…

Probability · Mathematics 2007-05-23 Shalom Benaim , Peter Friz

Multivariate stochastic volatility models with skew distributions are proposed. Exploiting Cholesky stochastic volatility modeling, univariate stochastic volatility processes with leverage effect and generalized hyperbolic skew…

Methodology · Statistics 2012-12-21 Jouchi Nakajima