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Expected Shortfall (ES) is the average return on a risky asset conditional on the return being below some quantile of its distribution, namely its Value-at-Risk (VaR). The Basel III Accord, which will be implemented in the years leading up…

Economics · Quantitative Finance 2017-07-18 Andrew J. Patton , Johanna F. Ziegel , Rui Chen

Disparities in lending to minority applicants persist even as algorithmic lending finds widespread adoption. We study the role of risk-management constraints, specifically Value-at-Risk ($\VaR$) and Expected Shortfall (ES), in inducing…

Computers and Society · Computer Science 2025-11-13 Adam Bouyamourn , Alexander Williams Tolbert

Crises like COVID-19 or the Japanese earthquake in 2011 exposed the fragility of corporate supply networks. The production of goods and services is a highly interdependent process and can be severely impacted by the default of critical…

General Economics · Economics 2021-04-16 Christian Diem , András Borsos , Tobias Reisch , János Kertész , Stefan Thurner

This paper considers the problem of measuring the credit risk in portfolios of loans, bonds, and other instruments subject to possible default under multi-factor models. Due to the amount of the portfolio, the heterogeneous effect of…

Computational Finance · Quantitative Finance 2019-04-10 Cheng-Der Fuh , Chuan-Ju Wang

There is a massive underserved market for small business lending in the US with the Federal Reserve estimating over \$650B in unmet annual financing needs. Assessing the credit risk of a small business is key to making good decisions…

General Finance · Quantitative Finance 2022-01-21 Khalid El-Awady

Debt recycling is a leveraged equity management strategy in which homeowners use accumulated home equity to finance investments, applying the resulting returns to accelerate mortgage repayment. We propose a novel framework to model equity…

Risk Management · Quantitative Finance 2025-11-25 Carlo von der Osten , Sabrina Aufiero , Pierpaolo Vivo , Fabio Caccioli , Silvia Bartolucci

In line with the recent policy discussion on the use of macroprudential measures to respond to cross-border risks arising from capital flows, this paper tries to quantify to what extent macroprudential policies (MPPs) have been able to…

Econometrics · Economics 2020-09-15 Markus Eller , Niko Hauzenberger , Florian Huber , Helene Schuberth , Lukas Vashold

We analyze the risks to bank intermediation following the introduction of a central bank digital currency (CBDC) competing with commercial bank deposits as households' source of liquidity. We revisit the result in the literature regarding…

Theoretical Economics · Economics 2025-06-17 Hanfeng Chen , Maria Elena Filippin

Conventional economic analysis of stringent climate change mitigation policy generally concludes various levels of economic slowdown as a result of substantial spending on low carbon technology. Equilibrium economics however could not…

Physics and Society · Physics 2015-01-29 J. F. Mercure , H. Pollitt , U. Chewpreecha , P. Salas , A. Foley , P. B. Holden , N. R. Edwards

This paper provides a comprehensive examination of the evolution of credit cards in the United States, tracing their historical development, causes, consequences, and impact on both individuals and the economy. It delves into the…

Computational Engineering, Finance, and Science · Computer Science 2024-07-17 Mayowa Akinwande , Alexander Lopez , Tobi Yusuf , Austine Unuriode , Babatunde Yusuf , Toyyibat Yussuph , Stanley Okoro

In economic studies and popular media, interest rates are routinely cited as a major factor behind commodity price fluctuations. At the same time, the transmission channels are far from transparent, leading to long-running debates on the…

Theoretical Economics · Economics 2024-09-18 Christophe Gouel , Qingyin Ma , John Stachurski

We replicate Meissner (2016), where debt aversion was reported for the first time in an intertemporal consumption and saving problem. While Meissner (2016) uses a German sample, our participants are US undergraduate students. All of the…

General Economics · Economics 2025-01-08 Steffen Ahrens , Ciril Bosch-Rosa , Thomas Meissner

Vector autoregression is an essential tool in empirical macroeconomics and finance for understanding the dynamic interdependencies among multivariate time series. In this study, we expand the scope of vector autoregression by incorporating…

Econometrics · Economics 2023-03-21 Yunyun Wang , Tatsushi Oka , Dan Zhu

We develop a deep learning model of multi-period mortgage risk and use it to analyze an unprecedented dataset of origination and monthly performance records for over 120 million mortgages originated across the US between 1995 and 2014. Our…

Statistical Finance · Quantitative Finance 2018-03-13 Justin Sirignano , Apaar Sadhwani , Kay Giesecke

Explicitly taking into account the risk incurred when borrowing at a shorter tenor versus lending at a longer tenor ("roll-over risk"), we construct a stochastic model framework for the term structure of interest rates in which a frequency…

Pricing of Securities · Quantitative Finance 2018-09-19 Mesias Alfeus , Martino Grasselli , Erik Schlögl

This paper outlines, and through stylized examples evaluates a novel and highly effective computational technique in quantitative finance. Empirical Risk Minimization (ERM) and neural networks are key to this approach. Powerful open source…

Computational Finance · Quantitative Finance 2022-05-11 A. Max Reppen , H. Mete Soner , Valentin Tissot-Daguette

In the last five years, expected shortfall (ES) and stressed ES (SES) have become key required regulatory measures of market risk in the banking sector, especially following events such as the global financial crisis. Thus, finding ways to…

Risk Management · Quantitative Finance 2025-12-16 Eden Gross , Ryan Kruger , Francois Toerien

Networks are ubiquitous in economic research on organizations, trade, and many other areas. However, while economic theory extensively considers networks, no general framework for their empirical modeling has yet emerged. We thus introduce…

Methodology · Statistics 2023-07-10 Giacomo De Nicola , Cornelius Fritz , Marius Mehrl , Göran Kauermann

The lifetime behaviour of loans is notoriously difficult to model, which can compromise a bank's financial reserves against future losses, if modelled poorly. Therefore, we present a data-driven comparative study amongst three techniques in…

Risk Management · Quantitative Finance 2026-04-22 Arno Botha , Tanja Verster , Roland Breedt

In the late 90's, after severe financial and economic crisis, accompanied by inflation and exchange rate instability, Eastern Europe emerged into two groups of countries with radically contrasting monetary regimes (Currency Boards and…

General Finance · Quantitative Finance 2013-03-26 Muhammad Khan , Mazen Kebewar , Nikolay Nenovsky