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200 papers

Volatility prediction--an essential concept in financial markets--has recently been addressed using sentiment analysis methods. We investigate the sentiment of annual disclosures of companies in stock markets to forecast volatility. We…

Information Retrieval · Computer Science 2018-04-05 Navid Rekabsaz , Mihai Lupu , Artem Baklanov , Allan Hanbury , Alexander Duer , Linda Anderson

Share valuations are known to adjust to new information entering the market, such as regulatory disclosures. We study whether the language of such news items can improve short-term and especially long-term (24 months) forecasts of stock…

Applications · Statistics 2018-06-27 Stefan Feuerriegel , Julius Gordon

Predicting stock market prices following corporate earnings calls remains a significant challenge for investors and researchers alike, requiring innovative approaches that can process diverse information sources. This study investigates the…

Machine Learning · Computer Science 2025-04-15 Sohom Ghosh , Arnab Maji , Sudip Kumar Naskar

The hypothesis that committed revolving credit lines with fixed spreads can provide firms with interest rate insurance is a standard feature of models on these credit facilities' interest rate structure. Nevertheless, this hypothesis has…

General Economics · Economics 2024-01-24 Miguel A. Duran

We show how text from news articles can be used to predict intraday price movements of financial assets using support vector machines. Multiple kernel learning is used to combine equity returns with text as predictive features to increase…

Machine Learning · Computer Science 2009-06-24 Ronny Luss , Alexandre d'Aspremont

This article summarizes recent research in financial economics about why information, such as earnings announcements, moves stock prices. The article does not presume any prior exposure to finance beyond what you might read in newspapers.

Computers and Society · Computer Science 2007-07-16 Kenton K. Yee

We conduct a tone-based event study to examine the aggregate abnormal tone dynamics in media articles around earnings announcements. We test whether they convey incremental information that is useful for price discovery for nonfinancial S&P…

General Finance · Quantitative Finance 2023-04-17 David Ardia , Keven Bluteau , Kris Boudt

The risk of a financial position is usually summarized by a risk measure. As this risk measure has to be estimated from historical data, it is important to be able to verify and compare competing estimation procedures. In statistical…

Risk Management · Quantitative Finance 2014-04-01 Johanna F. Ziegel

Earnings conference calls are significant information events for volatility forecasting, which is essential for financial risk management and asset pricing. Although some recent volatility forecasting models have utilized the textual…

Computation and Language · Computer Science 2022-08-18 Yunxin Sang , Yang Bao

Credit risk management, the practice of mitigating losses by understanding the adequacy of a borrower's capital and loan loss reserves, has long been imperative to any financial institution's long-term sustainability and growth. MassMutual…

Risk Management · Quantitative Finance 2020-04-20 Tam Tran-The

This paper introduces a transparent framework to identify the informational content of FOMC announcements. We do so by modelling the expectations of the FOMC and private sector agents using state of the art computational linguistic tools on…

General Economics · Economics 2021-11-12 Yong Cai , Santiago Camara , Nicholas Capel

Financial forecasting has been an important and active area of machine learning research because of the challenges it presents and the potential rewards that even minor improvements in prediction accuracy or forecasting may entail.…

Machine Learning · Computer Science 2022-01-07 Linyi Yang , Jiazheng Li , Ruihai Dong , Yue Zhang , Barry Smyth

This study establishes the causal effects of market sentiment on firm profitability, moving beyond traditional correlational analyses. It leverages a causal forest machine learning methodology to control for numerous confounding variables,…

Computational Finance · Quantitative Finance 2026-02-23 Krishna Neupane , Prem Sapkota , Ujjwal Prajapati

We create a firm-level ChatGPT investment score, based on conference calls, that measures managers' anticipated changes in capital expenditures. We validate the score with interpretable textual content and its strong correlation with CFO…

Computational Finance · Quantitative Finance 2025-02-04 Manish Jha , Jialin Qian , Michael Weber , Baozhong Yang

A public firm's bankruptcy prediction is an important financial research problem because of the security price downside risks. Traditional methods rely on accounting metrics that suffer from shortcomings like window dressing and…

General Finance · Quantitative Finance 2021-01-05 Sridhar Ravula

Time series models, typically trained on numerical data, are designed to forecast future values. These models often rely on weighted averaging techniques over time intervals. However, real-world time series data is seldom isolated and is…

Computation and Language · Computer Science 2024-07-08 Litton Jose Kurisinkel , Pruthwik Mishra , Yue Zhang

The marvel of markets lies in the fact that dispersed information is instantaneously processed and used to adjust the price of goods, services and assets. Financial markets are particularly efficient when it comes to processing information;…

Trading and Market Microstructure · Quantitative Finance 2018-07-19 Stefan Feuerriegel , Helmut Prendinger

Corporate distress models typically only employ the numerical financial variables in the firms' annual reports. We develop a model that employs the unstructured textual data in the reports as well, namely the auditors' reports and…

Computation and Language · Computer Science 2018-11-14 Rastin Matin , Casper Hansen , Christian Hansen , Pia Mølgaard

The notion of a credit spread curve is fundamental in fixed income investing, but in practice it is not `given' and needs to be constructed from bond prices either for a particular issuer, or for a sector rating-by-rating. Rather than…

Pricing of Securities · Quantitative Finance 2024-04-09 Richard J. Martin

When the financial information is difficult to produce, interpret, compare and analyze, we are put in the situation to face inconvenient consequences with negative repercussions, such as: the investor can give up the investment (with…

Other Computer Science · Computer Science 2010-03-25 V. Grosu , E. Hlaciuc , E. Iancu , R. Petris , M. Socoliuc