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Most models for barrier pricing are designed to let a market maker tune the model-implied covariance between moves in the asset spot price and moves in the implied volatility skew. This is often implemented with a local…

Pricing of Securities · Quantitative Finance 2014-04-16 Mark Higgins

Forecasting the volatility of financial assets is essential for various financial applications. This paper addresses the challenging task of forecasting the volatility of financial assets with limited historical data, such as new issues or…

Machine Learning · Computer Science 2025-03-18 Andreas Teller , Uta Pigorsch , Christian Pigorsch

We study an extension of the Heston stochastic volatility model that incorporates rough volatility and jump clustering phenomena. In our model, named the rough Hawkes Heston stochastic volatility model, the spot variance is a rough…

Mathematical Finance · Quantitative Finance 2022-10-25 Alessandro Bondi , Sergio Pulido , Simone Scotti

We consider Stochastic Volatility processes with heavy tails and possible long memory in volatility. We study the limiting conditional distribution of future events given that some present or past event was extreme (i.e. above a level which…

Statistics Theory · Mathematics 2011-08-17 Rafał Kulik , Philippe Soulier

This paper introduces a short rate model in continuous time that adds one or more memory (delay) components to the Merton model (Merton 1970, 1973) or the Vasi\v{c}ek model (Vasi\v{c}ek 1977) for the short rate. The distribution of the…

Mathematical Finance · Quantitative Finance 2026-02-23 Alet Roux , Álvaro Guinea Juliá

This paper studies the valuation of a class of default swaps with the embedded option to switch to a different premium and notional principal anytime prior to a credit event. These are early exercisable contracts that give the protection…

Pricing of Securities · Quantitative Finance 2015-03-17 Tim Siu-Tang Leung , Kazutoshi Yamazaki

Various parametric volatility models for financial data have been developed to incorporate high-frequency realized volatilities and better capture market dynamics. However, because high-frequency trading data are not available during the…

Statistical Finance · Quantitative Finance 2022-06-20 Donggyu Kim , Minseok Shin , Yazhen Wang

We introduce a natural generalization of the forward-starting options, first discussed by M. Rubinstein. The main feature of the contract presented here is that the strike-determination time is not fixed ex-ante, but allowed to be random,…

Pricing of Securities · Quantitative Finance 2015-04-15 Fabio Antonelli , Alessandro Ramponi , Sergio Scarlatti

We study the pricing and hedging of derivative securities with uncertainty about the volatility of the underlying asset. Rather than taking all models from a prespecified class equally seriously, we penalise less plausible ones based on…

Mathematical Finance · Quantitative Finance 2016-05-23 Sebastian Herrmann , Johannes Muhle-Karbe , Frank Thomas Seifried

The Wiener-Hopf factorization is obtained in closed form for a phase type approximation to the CGMY L\'{e}vy process. This allows, for the approximation, exact computation of first passage times to barrier levels via Laplace transform…

Pricing of Securities · Quantitative Finance 2008-12-02 Soeren Asmussen , Dilip Madan , Martijn Pistorius

Rough volatility models are known to reproduce the behavior of historical volatility data while at the same time fitting the volatility surface remarkably well, with very few parameters. However, managing the risks of derivatives under…

Mathematical Finance · Quantitative Finance 2017-03-16 Omar El Euch , Mathieu Rosenbaum

In this note, we develop stock option price approximations for a model which takes both the risk o default and the stochastic volatility into account. We also let the intensity of defaults be influenced by the volatility. We show that it…

Computational Engineering, Finance, and Science · Computer Science 2007-12-21 Erhan Bayraktar

In this paper a simple model for the evolution of the forward density of the future value of an asset is proposed. The model allows for a straightforward initial calibration to option prices and has dynamics that are consistent with…

Pricing of Securities · Quantitative Finance 2013-01-22 Henrik Hult , Filip Lindskog , Johan Nykvist

We propose Monte Carlo calibration algorithms for three models: local volatility with stochastic interest rates, stochastic local volatility with deterministic interest rates, and finally stochastic local volatility with stochastic interest…

Mathematical Finance · Quantitative Finance 2023-05-09 Orcan Ogetbil , Narayan Ganesan , Bernhard Hientzsch

In the option valuation literature, the shortcomings of one factor stochastic volatility models have traditionally been addressed by adding jumps to the stock price process. An alternate approach in the context of option pricing and…

Mathematical Finance · Quantitative Finance 2019-12-24 Gifty Malhotra , R. Srivastava , H. C. Taneja

In this paper, we price European Call three different option pricing models, where the volatility is dynamically changing i.e. non constant. In stochastic volatility (SV) models for option pricing a closed form approximation technique is…

Pricing of Securities · Quantitative Finance 2023-09-19 Natasha Latif , Shafqat Ali Shad , Muhammad Usman , Chandan Kumar , Bahman B Motii , MD Mahfuzer Rahman , Khuram Shafi , Zahra Idrees

Exact path simulation of the underlying state variable is of great practical importance in simulating prices of financial derivatives or their sensitivities when there are no analytical solutions for their pricing formulas. However, in…

Computational Finance · Quantitative Finance 2018-08-23 Lancelot F. James , Dohyun Kim , Zhiyuan Zhang

We amend and extend the Chiarella model of financial markets to deal with arbitrary long-term value drifts in a consistent way. This allows us to improve upon existing calibration schemes, opening the possibility of calibrating individual…

Trading and Market Microstructure · Quantitative Finance 2026-02-11 Jutta G. Kurth , Adam A. Majewski , Jean-Philippe Bouchaud

Forward regression is a statistical model selection and estimation procedure which inductively selects covariates that add predictive power into a working statistical regression model. Once a model is selected, unknown regression parameters…

Machine Learning · Statistics 2018-04-12 Damian Kozbur

Let $\sigma_t(x)$ denote the implied volatility at maturity $t$ for a strike $K=S_0 e^{xt}$, where $x\in\bbR$ and $S_0$ is the current value of the underlying. We show that $\sigma_t(x)$ has a uniform (in $x$) limit as maturity $t$ tends to…

Pricing of Securities · Quantitative Finance 2011-08-22 Antoine Jacquier , Martin Keller-Ressel , Aleksandar Mijatovic