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Sophisticated machine learning (ML) models to inform trading in the financial sector create problems of interpretability and risk management. Seemingly robust forecasting models may behave erroneously in out of distribution settings. In…

Machine Learning · Computer Science 2021-10-01 Gabriel Deza , Adelin Travers , Colin Rowat , Nicolas Papernot

Given measurements of a linear time-invariant system, the McMillan degree is the dimension of the smallest such system that reproduces these observed dynamics. Using impulse response measurements where the system has been started in some…

Numerical Analysis · Mathematics 2023-03-24 Jeffrey M. Hokanson

Functional data such as curves and surfaces have become more and more common with modern technological advancements. The use of functional predictors remains challenging due to its inherent infinite-dimensionality. The common practice is to…

Statistics Theory · Mathematics 2023-01-31 Dengdeng Yu , Matthew Pietrosanu , Ivan Mizera , Bei Jiang , Linglong Kong , Wei Tu

We reassess Boehmer et al. (2021, BJZZ)'s seminal work on the predictive power of retail order imbalance (ROI) for future stock returns. First, we replicate their 2010-2015 analysis in the more recent 2016-2021 period. We find that the…

Trading and Market Microstructure · Quantitative Finance 2024-03-27 David Ardia , Clément Aymard , Tolga Cenesizoglu

The logistic regression analysis proposed by Schouten et al. (Stat Med. 1993;12:1733-1745) has been a standard method in current statistical analysis of case-cohort studies, and it enables effective estimation of risk ratio from selected…

Methodology · Statistics 2023-01-19 Hisashi Noma

High-dimensional vector autoregression with measurement error is frequently encountered in a large variety of scientific and business applications. In this article, we study statistical inference of the transition matrix under this model.…

Methodology · Statistics 2020-09-18 Xiang Lyu , Jian Kang , Lexin Li

Kernel ridge regression (KRR) is a widely used nonparametric method due to its strong theoretical guarantees and computational convenience. However, standard KRR does not distinguish between linear and nonlinear components in the signal,…

Statistics Theory · Mathematics 2026-05-13 Xin Bing , Chao Wang

Markov Chain Monte Carlo (MCMC) is an invaluable means of inference with complicated models, and Hamiltonian Monte Carlo, in particular Riemannian Manifold Hamiltonian Monte Carlo (RMHMC), has demonstrated impressive success in many…

Methodology · Statistics 2015-03-02 M. J. Betancourt

Heart Rate Variability (HRV) measures the variation of the time between consecutive heartbeats and is a major indicator of physical and mental health. Recent research has demonstrated that photoplethysmography (PPG) sensors can be used to…

Machine Learning · Computer Science 2023-03-27 Yuntong Zhang , Jingye Xu , Mimi Xie , Dakai Zhu , Houbing Song , Wei Wang

Mutual information (MI) is an information-theoretic measure of dependency between two random variables. Several methods to estimate MI, from samples of two random variables with unknown underlying probability distributions have been…

Machine Learning · Computer Science 2020-11-18 P Aditya Sreekar , Ujjwal Tiwari , Anoop Namboodiri

In this work, we analyze the variance of a stochastic estimator for computing Schatten norms of matrices. The estimator extracts information from a single sketch of the matrix, that is, the product of the matrix with a few standard Gaussian…

Numerical Analysis · Mathematics 2025-01-17 Ya-Chi Chu , Alice Cortinovis

While advanced classifiers have been increasingly used in real-world safety-critical applications, how to properly evaluate the black-box models given specific human values remains a concern in the community. Such human values include…

Machine Learning · Computer Science 2024-03-14 Yanyun Wang , Dehui Du , Yuanhao Liu

Machine translation evaluation is a very important activity in machine translation development. Automatic evaluation metrics proposed in literature are inadequate as they require one or more human reference translations to compare them with…

Computation and Language · Computer Science 2013-11-18 Nisheeth Joshi , Iti Mathur , Hemant Darbari , Ajai Kumar

Marginal expected shortfall is unquestionably one of the most popular systemic risk measures. Studying its extreme behaviour is particularly relevant for risk protection against severe global financial market downturns. In this context,…

Statistics Theory · Mathematics 2023-04-18 Simone A. Padoan , Stefano Rizzelli , Matteo Schiavone

Although altmetrics and other web-based alternative indicators are now commonplace in publishers' websites, they can be difficult for research evaluators to use because of the time or expense of the data, the need to benchmark in order to…

Digital Libraries · Computer Science 2016-12-22 Mike Thelwall

Since its development, the minimax framework has been one of the corner stones of theoretical statistics, and has contributed to the popularity of many well-known estimators, such as the regularized M-estimators for high-dimensional…

Statistics Theory · Mathematics 2024-01-01 Yilin Guo , Haolei Weng , Arian Maleki

We provide an alternative method for analysis of multifractal properties of time series. The new approach takes into account the behaviour of the whole multifractal profile of the generalized Hurst exponent $h(q)$ for all moment orders $q$,…

Statistical Finance · Quantitative Finance 2013-09-24 Dariusz Grech , Grzegorz Pamuła

A regularized artificial neural network (RANN) is proposed for interval-valued data prediction. The ANN model is selected due to its powerful capability in fitting linear and nonlinear functions. To meet mathematical coherence requirement…

Computation · Statistics 2018-08-22 Zebin Yang , Dennis K. J. Lin , Aijun Zhang

Imputation and propensity score weighting are two popular techniques for handling missing data. We address these problems using the regularized M-estimation techniques in the reproducing kernel Hilbert space. Specifically, we first use the…

Methodology · Statistics 2021-07-16 Hengfang Wang , Jae Kwang Kim

In their article, entitled "Towards a new crown indicator: some theoretical considerations," Waltman et al. (2010; at arXiv:1003.2167) show that the "old crown indicator" of CWTS in Leiden was mathematically inconsistent and that one should…

Digital Libraries · Computer Science 2010-10-15 Loet Leydesdorff , Tobias Opthof