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We introduce a multivariate Hawkes process with constraints on its conditional density. It is a multivariate point process with conditional intensity similar to that of a multivariate Hawkes process but certain events are forbidden with…

Applications · Statistics 2014-02-14 Ban Zheng , François Roueff , Frédéric Abergel

For an arbitrary field $K$ and $K$-variety $V$, we introduce the \'etale-open topology on the set $V(K)$ of $K$-points of $V$. This topology agrees with the Zariski topology, Euclidean topology, or valuation topology when $K$ is separably…

Logic · Mathematics 2024-10-24 Will Johnson , Chieu-Minh Tran , Erik Walsberg , Jinhe Ye

This paper presents a unified multi-asset, multi-group asset-flow model that integrates three foundational frameworks from the behavioral finance literature. The model captures the dynamics of financial markets where multiple assets are…

Dynamical Systems · Mathematics 2026-05-28 Mario Cavani

The paper develops a new class of financial market models. These models are based on generalized telegraph processes: Markov random flows with alternating velocities and jumps occurring when the velocities are switching. While such markets…

Trading and Market Microstructure · Quantitative Finance 2009-09-29 Nikita Ratanov , Alexander Melnikov

Asynchronous trading in high-frequency financial markets introduces significant biases into econometric analysis, distorting risk estimates and leading to suboptimal portfolio decisions. Existing synchronization methods, such as the…

Econometrics · Economics 2025-07-17 Xinbing Kong , Cheng Liu , Bin Wu

The steady states of three families of one-dimensional non-equilibrium models with open boundaries, first proposed in [22], are studied using a matrix product formalism. It is shown that their associated quadratic algebras have…

Statistical Mechanics · Physics 2009-11-10 Farhad H Jafarpour

Stochastic algorithms are among the best for solving computationally hard search and reasoning problems. The runtime of such procedures is characterized by a random variable. Different algorithms give rise to different probability…

Artificial Intelligence · Computer Science 2013-02-08 Carla P. Gomes , Bart Selman

Although financial models violate ergodicity in general, observing the ergodic behavior in the markets is not rare. Policymakers and market participants control the market behavior in critical and emergency states, which leads to some…

Probability · Mathematics 2023-12-27 Kiarash Firouzi , Mohammad Jelodari Mamaghani

The constraint satisfaction problem (CSP) is a central generic problem in computer science and artificial intelligence: it provides a common framework for many theoretical problems as well as for many real-life applications. Soft constraint…

Artificial Intelligence · Computer Science 2011-04-25 Martin C. Cooper , Stanislav Zivny

We introduce a general framework for Markov decision problems under model uncertainty in a discrete-time infinite horizon setting. By providing a dynamic programming principle we obtain a local-to-global paradigm, namely solving a local,…

Optimization and Control · Mathematics 2023-01-06 Ariel Neufeld , Julian Sester , Mario Šikić

In the context of stochastic portfolio theory we introduce a novel class of portfolios which we call linear path-functional portfolios. These are portfolios which are determined by certain transformations of linear functions of a…

Mathematical Finance · Quantitative Finance 2024-10-08 Christa Cuchiero , Janka Möller

By using the Hadamard matrix product concept, this paper introduces two generalized matrix formulation forms of numerical analogue of nonlinear differential operators. The SJT matrix-vector product approach is found to be a simple,…

Computational Engineering, Finance, and Science · Computer Science 2024-09-21 W. Chen

We consider systems of diffusion processes ("particles") interacting through their ranks (also referred to as "rank-based models" in the mathematical finance literature). We show that, as the number of particles becomes large, the process…

Probability · Mathematics 2016-08-03 Praveen Kolli , Mykhaylo Shkolnikov

We propose an extended public goods interaction model to study the evolution of cooperation in heterogeneous population. The investors are arranged on the well known scale-free type network, the Barab\'{a}si-Albert model. Each investor is…

General Finance · Quantitative Finance 2009-09-29 Zi-Gang Huang , Zhi-Xi Wu , Jian-Yue Guan , An-Cai Wu , Ying-Hai Wang

We assume a continuous-time price impact model similar to Almgren-Chriss but with the added assumption that the price impact parameters are stochastic processes modeled as correlated scalar Markov diffusions. In this setting, we develop…

Trading and Market Microstructure · Quantitative Finance 2018-04-13 Weston Barger , Matthew Lorig

Classical portfolio optimization methods typically determine an optimal capital allocation through the implicit, yet critical, assumption of statistical time-invariance. Such models are inadequate for real-world markets as they employ…

Statistical Finance · Quantitative Finance 2021-02-02 Bruno Scalzo , Alvaro Arroyo , Ljubisa Stankovic , Danilo P. Mandic

Prediction markets, such as Polymarket, aggregate dispersed information into tradable probabilities, but they still lack a unifying stochastic kernel comparable to the one options gained from Black-Scholes. As these markets scale with…

Computational Engineering, Finance, and Science · Computer Science 2026-04-07 Shaw Dalen

Macroscopic properties of equity markets affect the performance of active equity strategies but many are not adequately captured by conventional models of financial mathematics and econometrics. Using the CRSP Database of the US equity…

Statistical Finance · Quantitative Finance 2025-04-07 Steven Campbell , Qien Song , Ting-Kam Leonard Wong

We investigate the possibility of statistical evaluation of the market completeness for discrete time stock market models. It is known that the market completeness is not a robust property: small random deviations of the coefficients…

Mathematical Finance · Quantitative Finance 2015-05-05 Nikolai Dokuchaev

This paper introduces a jump-diffusion pricing model specifically designed for algorithmic trading and high-frequency trading (HFT). The model incorporates independent jump and diffusion processes, providing a more precise representation of…

Mathematical Finance · Quantitative Finance 2025-09-05 Luca Lalor , Anatoliy Swishchuk